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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$965M
AUM Growth
-$785M
Cap. Flow
-$842M
Cap. Flow %
-87.24%
Top 10 Hldgs %
29.8%
Holding
641
New
41
Increased
64
Reduced
277
Closed
244

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$7.83M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$5.87M
3
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$2.94M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.81M
5
BSJM
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
+$1.8M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$41.1M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$37.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.3M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$29.5M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M

Sector Composition

Rank Sector Weight
1 Miscellaneous 78.78%
2 Technology 3.41%
3 Industrials 3.36%
4 Financials 3.03%
5 Healthcare 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPX icon
51
First Trust US Equity Opportunities ETF
FPX
$1.48B
$4.31M 0.45%
63,141
+44,235
+234% +$2.94M
IBDC
52
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
– –
0
– –
HD icon
53
Home Depot
HD
$317B
$4.23M 0.44%
22,332
-3,586
-14% -$619K
INTC icon
54
Intel
INTC
$485B
$4.08M 0.42%
88,318
-38,004
-30% -$1.66M
IBB icon
55
iShares Biotechnology ETF
IBB
$10.7B
$3.87M 0.4%
36,303
-5,706
-14% -$610K
VYM icon
56
Vanguard High Dividend Yield ETF
VYM
$83.1B
$3.8M 0.39%
44,278
-21,371
-33% -$1.79M
FSK icon
57
FS KKR Capital
FSK
$3.41B
$3.79M 0.39%
129,151
+6,075
+5% +$195K
AMZN icon
58
Amazon
AMZN
$2.79T
$3.77M 0.39%
64,420
-1,560
-2% -$85.8K
PFE icon
59
Pfizer
PFE
$164B
$3.76M 0.39%
109,299
+7,048
+7% +$240K
IDV icon
60
iShares International Select Dividend ETF
IDV
$8.74B
$3.68M 0.38%
109,077
+244
+0.2% +$8.18K
XOM icon
61
ExxonMobil
XOM
$667B
$3.54M 0.37%
42,271
-24,159
-36% -$2M
RTX icon
62
RTX Corp
RTX
$272B
$3.48M 0.36%
43,350
-8,777
-17% -$666K
IBM icon
63
IBM
IBM
$221B
$3.44M 0.36%
23,435
-11,018
-32% -$1.6M
RDVY icon
64
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$3.35M 0.35%
111,826
-156,330
-58% -$4.51M
IEF icon
65
iShares 7-10 Year Treasury Bond ETF
IEF
$42.2B
$3.29M 0.34%
30,912
+2,076
+7% +$220K
BRK.B icon
66
Berkshire Hathaway Class B
BRK.B
$1.09T
$3.29M 0.34%
16,503
-8,183
-33% -$1.55M
T icon
67
AT&T
T
$179B
$3.15M 0.33%
107,081
-37,798
-26% -$1.03M
VIG icon
68
Vanguard Dividend Appreciation ETF
VIG
$113B
$3.11M 0.32%
30,690
-32,726
-52% -$3.22M
VHT icon
69
Vanguard Health Care ETF
VHT
$19.5B
$2.98M 0.31%
19,457
-12,642
-39% -$1.94M
FPF
70
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.06B
$2.96M 0.31%
121,547
+12,161
+11% +$300K
VEU icon
71
Vanguard FTSE All-World ex-US ETF
VEU
$70.8B
$2.75M 0.28%
50,134
-197,352
-80% -$10.6M
NVDA icon
72
NVIDIA
NVDA
$5.52T
$2.71M 0.28%
560,280
-44,400
-7% -$221K
VLUE icon
73
iShares MSCI USA Value Factor ETF
VLUE
$9.82B
$2.68M 0.28%
31,970
-38,030
-54% -$3.08M
JNJ icon
74
Johnson & Johnson
JNJ
$671B
$2.67M 0.28%
19,164
-32,265
-63% -$4.49M
RCS
75
PIMCO Strategic Income Fund
RCS
$245M
$2.66M 0.28%
289,119
+12,898
+5% +$117K
1 2
3
4 5

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GES
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AS
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QAM
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BTIS
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GL
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HHC
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SII Investments's Q4 2017 Portfolio in Review

As of Q4 2017, SII Investments held 641 positions worth $965M, down 45% from $1.75B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

SII Investments withdrew a net $842M in Q4 2017, closing 244 positions and reducing 277 holdings. Its most notable exit was Norfolk Southern, an estimated $6.61M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 79% of assets, up from 76% a quarter earlier, followed by Technology and Industrials.

Against the trend, SII Investments opened a new position in First Trust Global Tactical Commodity Strategy Fund worth $7.93M.

  • SII Investments's largest Q4 2017 buy was First Trust Global Tactical Commodity Strategy Fund: 382,732 shares worth $7.93M.
  • SII Investments added most to First Trust US Equity Opportunities ETF in Q4 2017, an estimated $2.94M increase.
  • SII Investments's biggest Q4 2017 reduction was Vanguard Morningstar Value ETF, cutting an estimated $41.1M.
  • SII Investments fully exited Norfolk Southern in Q4 2017, selling an estimated $6.61M.
  • SII Investments's ten largest holdings make up 30% of its $965M portfolio in Q4 2017.
  • SII Investments opened 41 new positions and closed 244 in Q4 2017.
  • SII Investments's portfolio value fell 45% quarter-over-quarter to $965M.

Based on SII Investments's 13F filing for Q4 2017, filed 9 Feb 2018.