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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$965M
AUM Growth
-$785M
Cap. Flow
-$842M
Cap. Flow %
-87.24%
Top 10 Hldgs %
29.8%
Holding
641
New
41
Increased
64
Reduced
277
Closed
244

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$7.83M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$5.87M
3
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$2.94M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.81M
5
BSJM
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
+$1.8M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$41.1M
2
VUG icon
Vanguard Growth ETF
VUG
+$37.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.3M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$29.5M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M

Sector Composition

Rank Sector Weight
1 Technology 3.41%
2 Industrials 3.36%
3 Financials 3.02%
4 Healthcare 2.32%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMBS icon
26
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$10M 1.04%
190,739
-150,403
-44% -$7.92M
IJR icon
27
iShares Core S&P Small-Cap ETF
IJR
$110B
$9.99M 1.03%
129,861
-77,685
-37% -$5.86M
FVD icon
28
First Trust Value Line Dividend Fund
FVD
$8.27B
$9.78M 1.01%
316,909
-384,060
-55% -$11.7M
CAT icon
29
Caterpillar
CAT
$405B
$9.25M 0.96%
58,679
-15,369
-21% -$2.13M
SPY icon
30
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$8.71M 0.9%
32,645
-13,397
-29% -$3.48M
FTGC icon
31
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.91B
$7.93M 0.82%
+382,732
New +$7.83M
TIP icon
32
iShares TIPS Bond ETF
TIP
$14.5B
$7.74M 0.8%
67,887
-111,062
-62% -$12.6M
MBB icon
33
iShares MBS ETF
MBB
$39.3B
$6.83M 0.71%
64,107
+9,295
+17% +$992K
LMBS icon
34
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
$6.45M 0.67%
124,777
-6,970
-5% -$361K
FIXD icon
35
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.27B
$5.87M 0.61%
+115,607
New +$5.87M
IGIB icon
36
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$5.59M 0.58%
102,306
-35,774
-26% -$1.96M
META icon
37
Meta Platforms (Facebook)
META
$1.64T
$5.55M 0.57%
31,266
-11,350
-27% -$2.01M
VNQ icon
38
Vanguard Real Estate ETF
VNQ
$39.6B
$5.38M 0.56%
64,880
-43,651
-40% -$3.66M
VO icon
39
Vanguard Mid-Cap ETF
VO
$106B
$5.35M 0.55%
138,064
-242,256
-64% -$9.14M
BA icon
40
Boeing
BA
$169B
$5.31M 0.55%
18,042
-3,763
-17% -$1.02M
CSCO icon
41
Cisco
CSCO
$441B
$5.22M 0.54%
136,441
-2,328
-2% -$83.2K
BP icon
42
BP
BP
$108B
$4.97M 0.52%
129,378
-17,141
-12% -$621K
DVY icon
43
iShares Select Dividend ETF
DVY
$23.8B
$4.8M 0.5%
48,736
-517
-1% -$49.8K
WMT icon
44
Walmart Inc
WMT
$909B
$4.79M 0.5%
145,803
-43,212
-23% -$1.32M
IWF icon
45
iShares Russell 1000 Growth ETF
IWF
$123B
$4.76M 0.49%
141,500
-157,172
-53% -$5.15M
FTSL icon
46
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$4.74M 0.49%
98,514
+27,644
+39% +$1.33M
IWD icon
47
iShares Russell 1000 Value ETF
IWD
$81.9B
$4.6M 0.48%
37,016
-24,544
-40% -$2.97M
VTI icon
48
Vanguard Total Stock Market ETF
VTI
$658B
$4.6M 0.48%
33,488
-12,909
-28% -$1.73M
RFDI icon
49
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$4.56M 0.47%
71,149
+17,293
+32% +$1.1M
FLOT icon
50
iShares Floating Rate Bond ETF
FLOT
$10B
$4.45M 0.46%
87,420
+6,695
+8% +$341K
1
2
3 4 5

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TAM
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GES
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AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
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SII Investments's Q4 2017 Portfolio in Review

As of Q4 2017, SII Investments held 641 positions worth $965M, down 45% from $1.75B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

SII Investments withdrew a net $842M in Q4 2017, closing 244 positions and reducing 277 holdings. Its most notable exit was Norfolk Southern, an estimated $6.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.2% a quarter earlier, followed by Industrials and Financials.

Against the trend, SII Investments opened a new position in First Trust Global Tactical Commodity Strategy Fund worth $7.93M.

  • SII Investments's largest Q4 2017 buy was First Trust Global Tactical Commodity Strategy Fund: 382,732 shares worth $7.93M.
  • SII Investments added most to First Trust US Equity Opportunities ETF in Q4 2017, an estimated $2.94M increase.
  • SII Investments's biggest Q4 2017 reduction was Vanguard Value ETF, cutting an estimated $41.1M.
  • SII Investments fully exited Norfolk Southern in Q4 2017, selling an estimated $6.61M.
  • SII Investments's ten largest holdings make up 30% of its $965M portfolio in Q4 2017.
  • SII Investments opened 41 new positions and closed 244 in Q4 2017.
  • SII Investments's portfolio value fell 45% quarter-over-quarter to $965M.

Based on SII Investments's 13F filing for Q4 2017, filed 9 Feb 2018.