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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+13.31%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$160M
AUM Growth
+$14.5M
Cap. Flow
-$1.84M
Cap. Flow %
-1.14%
Top 10 Hldgs %
37.32%
Holding
215
New
22
Increased
29
Reduced
36
Closed
42

Top Buys

Rank Stock Value
1
EQAL icon
Invesco Russell 1000 Equal Weight ETF
EQAL
+$2.34M
2
WLL
Whiting Petroleum Corporation
WLL
+$1.53M
3
WPX
WPX Energy, Inc.
WPX
+$816K
4
OEC icon
Orion
OEC
+$688K
5
GAIA icon
Gaia
GAIA
+$651K

Top Sells

Rank Stock Value
1
REN
Resolute Energy Corporaton
REN
+$2.68M
2
ESL
Esterline Technologies
ESL
+$2.03M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$745K
4
GPOR
Gulfport Energy Corp.
GPOR
+$710K
5
VT icon
Vanguard Total World Stock ETF
VT
+$593K

Sector Composition

Rank Sector Weight
1 Financials 19.09%
2 Energy 13.6%
3 Healthcare 7.87%
4 Industrials 6.97%
5 Materials 5.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGY icon
151
BlackRock Enhanced International Dividend Trust
BGY
$510M
$200K 0.12%
+35,950
New +$194K
DEX
152
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$199K 0.12%
+20,540
New +$194K
THQ
153
abrdn Healthcare Opportunities Fund
THQ
$788M
$198K 0.12%
11,210
– –
NXE icon
154
NexGen Energy
NXE
$6.04B
$173K 0.11%
107,000
– –
RMT
155
Royce Micro-Cap Trust
RMT
$728M
$158K 0.1%
19,000
– –
NES
156
DELISTED
Nuverra Environmental Solutions, Inc. Common Stock
NES
$150K 0.09%
16,841
-13,134
-44% -$139K
TGLS icon
157
Tecnoglass
TGLS
$2.02B
$146K 0.09%
+20,000
New +$164K
BRSL
158
Brightstar Lottery PLC
BRSL
$1.91B
$145K 0.09%
+11,188
New +$172K
CKPT
159
DELISTED
Checkpoint Therapeutics
CKPT
$143K 0.09%
5,000
– –
GGZ
160
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
$142K 0.09%
+12,030
New +$137K
RVT icon
161
Royce Value Trust
RVT
$2.21B
$138K 0.09%
+10,060
New +$137K
CIK
162
Credit Suisse Asset Management Income Fund
CIK
$134M
$136K 0.08%
+43,900
New +$132K
EOD
163
Allspring Global Dividend Opportunity Fund
EOD
$275M
$129K 0.08%
+24,580
New +$128K
FRA icon
164
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$128K 0.08%
+10,220
New +$129K
EVF
165
Eaton Vance Senior Income Trust
EVF
$89.9M
$126K 0.08%
20,490
– –
AZRE
166
DELISTED
Azure Power Global Limited
AZRE
$126K 0.08%
+11,200
New +$116K
RGT
167
Royce Global Value Trust
RGT
$97.1M
$125K 0.08%
12,430
– –
STEW
168
SRH Total Return Fund
STEW
$1.78B
$125K 0.08%
11,600
– –
JOF
169
Japan Smaller Capitalization Fund
JOF
$317M
$110K 0.07%
12,500
– –
DWSN icon
170
Dawson Geophysical
DWSN
$136M
$76K 0.05%
25,833
+933
+4% +$3.35K
AHT
171
Ashford Hospitality Trust
AHT
$21M
$67K 0.04%
14
– –
SABA
172
Saba Capital Income & Opportunities Fund II
SABA
$221M
$66K 0.04%
5,200
-24,175
-82% -$306K
KGC icon
173
Kinross Gold
KGC
$27.5B
$57K 0.04%
16,500
– –
AMT icon
174
PUT
American Tower
AMT
$81.5B
– –
-3,500
Closed -$554K
BKTI icon
175
BK Technologies
BKTI
$297M
– –
-2,700
Closed -$51K
5 6
7
8 9

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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q1 2019 Portfolio in Review

As of Q1 2019, Shepherd Kaplan Krochuk held 215 positions worth $160M, up 9.9% from $146M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Shepherd Kaplan Krochuk's Q1 2019 filing shows 22 new, 29 increased, 36 reduced and 42 closed positions. Its largest new stake was Invesco Russell 1000 Equal Weight ETF: 75,272 shares worth $2.42M. The largest sale was Resolute Energy Corporaton, an estimated $2.68M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Energy and Healthcare.

  • Shepherd Kaplan Krochuk's largest Q1 2019 buy was Invesco Russell 1000 Equal Weight ETF: 75,272 shares worth $2.42M.
  • Shepherd Kaplan Krochuk added most to Whiting Petroleum Corporation in Q1 2019, an estimated $1.53M increase.
  • Shepherd Kaplan Krochuk's biggest Q1 2019 reduction was Vanguard S&P 500 ETF, cutting an estimated $745K.
  • Shepherd Kaplan Krochuk fully exited Resolute Energy Corporaton in Q1 2019, selling an estimated $2.68M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 37% of its $160M portfolio in Q1 2019.
  • Shepherd Kaplan Krochuk opened 22 new positions and closed 42 in Q1 2019.
  • Shepherd Kaplan Krochuk's portfolio value rose 9.9% quarter-over-quarter to $160M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q1 2019, filed 14 May 2019.