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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+0.7%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$272M
AUM Growth
-$8.26M
Cap. Flow
-$7.6M
Cap. Flow %
-2.79%
Top 10 Hldgs %
43.7%
Holding
205
New
13
Increased
33
Reduced
78
Closed
8

Top Buys

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$5.41M
2
SMM
Salient Midstream & MLP Fund
SMM
+$349K
3
ATIP
ATI Physical Therapy, Inc.
ATIP
+$341K
4
SRV
NXG Cushing Midstream Energy Fund
SRV
+$331K
5
CRC icon
California Resources
CRC
+$327K

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.63M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$1.33M
3
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$1.32M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$736K
5
PXD
Pioneer Natural Resource Co.
PXD
+$648K

Sector Composition

Rank Sector Weight
1 Energy 19.93%
2 Financials 5.61%
3 Technology 5.45%
4 Healthcare 3.53%
5 Materials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWZ
126
Swiss Helvetia Fund
SWZ
$76.4M
$306K 0.11%
33,380
– –
AEF
127
abrdn Emerging Markets Equity Income Fund
AEF
$330M
$305K 0.11%
36,680
– –
SFE
128
DELISTED
Safeguard Scientifics, Inc.
SFE
$293K 0.11%
+33,000
New +$264K
BNY
129
Bank of New York Mellon
BNY
$103B
$290K 0.11%
5,587
-2,600
-32% -$135K
MMSI icon
130
Merit Medical Systems
MMSI
$4.83B
$287K 0.11%
4,000
-100
-2% -$6.79K
KF
131
Korea Fund
KF
$216M
$285K 0.1%
6,970
– –
SCHO icon
132
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$283K 0.1%
11,040
– –
SHY icon
133
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$283K 0.1%
3,280
– –
ARCH
134
DELISTED
Arch Resources, Inc.
ARCH
$278K 0.1%
+3,000
New +$211K
WAB icon
135
Wabtec
WAB
$49.3B
$276K 0.1%
3,200
– –
BERY
136
DELISTED
Berry Global Group, Inc.
BERY
$274K 0.1%
4,901
-326
-6% -$19.3K
TGB
137
Trekor Metals
TGB
$2.45B
$265K 0.1%
140,080
+91,980
+191% +$165K
IGR
138
CBRE Global Real Estate Income Fund
IGR
$719M
$262K 0.1%
31,320
– –
MEOH icon
139
Methanex
MEOH
$4.23B
$262K 0.1%
+5,700
New +$206K
VNT icon
140
Vontier
VNT
$4.54B
$259K 0.1%
7,700
-1,700
-18% -$57.7K
GILD icon
141
Gilead Sciences
GILD
$165B
$258K 0.09%
3,700
– –
VB icon
142
Vanguard Small-Cap ETF
VB
$78.9B
$257K 0.09%
1,177
+2
+0.2% +$445
ATIP
143
DELISTED
ATI Physical Therapy, Inc.
ATIP
$255K 0.09%
+1,340
New +$341K
OR icon
144
OR Royalties Inc
OR
$5.53B
$253K 0.09%
22,500
+500
+2% +$6.26K
CVE icon
145
Cenovus Energy
CVE
$54.2B
$250K 0.09%
24,900
– –
JOF
146
Japan Smaller Capitalization Fund
JOF
$316M
$249K 0.09%
27,490
– –
IAA
147
DELISTED
IAA, Inc. Common Stock
IAA
$246K 0.09%
4,500
-200
-4% -$11.1K
DIG icon
148
ProShares Ultra Energy
DIG
$80.6M
$241K 0.09%
14,140
+84
+0.6% +$1.29K
HONE
149
DELISTED
HarborOne Bancorp
HONE
$241K 0.09%
17,200
+200
+1% +$2.77K
ERF
150
DELISTED
Enerplus Corporation
ERF
$240K 0.09%
30,000
-2,200
-7% -$13.7K
4 5
6
7 8

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VA
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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2021 Portfolio in Review

As of Q3 2021, Shepherd Kaplan Krochuk held 205 positions worth $272M, down 2.9% from $281M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2021 filing shows 13 new, 33 increased, 78 reduced and 8 closed positions. Its largest new stake was Salient Midstream & MLP Fund: 60,300 shares worth $383K. The largest sale was Invesco S&P 500 Low Volatility ETF, an estimated $4.63M.

By sector, the portfolio is most concentrated in Energy at 20% of assets, up from 19% a quarter earlier, followed by Financials and Technology.

  • Shepherd Kaplan Krochuk's largest Q3 2021 buy was Salient Midstream & MLP Fund: 60,300 shares worth $383K.
  • Shepherd Kaplan Krochuk added most to State Street SPDR Portfolio Long Term Treasury ETF in Q3 2021, an estimated $5.41M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2021 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $4.63M.
  • Shepherd Kaplan Krochuk fully exited BlackRock Energy and Resources Trust in Q3 2021, selling an estimated $402K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $272M portfolio in Q3 2021.
  • Shepherd Kaplan Krochuk opened 13 new positions and closed 8 in Q3 2021.
  • Shepherd Kaplan Krochuk's portfolio value fell 2.9% quarter-over-quarter to $272M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2021, filed 12 Nov 2021.