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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
-21.16%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$376M
AUM Growth
-$156M
Cap. Flow
-$25.1M
Cap. Flow %
-6.67%
Top 10 Hldgs %
41.68%
Holding
516
New
82
Increased
66
Reduced
181
Closed
127

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$5.55M
2
XEC
CIMAREX ENERGY CO
XEC
+$2.64M
3
PXD
Pioneer Natural Resource Co.
PXD
+$2.35M
4
WLL
Whiting Petroleum Corporation
WLL
+$2.13M
5
CTRA
Coterra Energy
CTRA
+$1.69M

Top Sells

Rank Stock Value
1
CIE
Cobalt International Energy, Inc
CIE
+$4.38M
2
TGI
Triumph Group
TGI
+$2.57M
3
CVS icon
CVS Health
CVS
+$1.63M
4
CPRT icon
Copart
CPRT
+$1.38M
5
NPO icon
Enpro
NPO
+$1.26M

Sector Composition

Rank Sector Weight
1 Energy 46.83%
2 Healthcare 8.42%
3 Financials 6.31%
4 Real Estate 4.76%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.A
476
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-3,513
Closed -$200K
WBC
477
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-4,570
Closed -$565K
ACHN
478
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-23,514
Closed -$208K
ARTX
479
DELISTED
Arotech Corporation
ARTX
– –
-17,500
Closed -$42K
AREX
480
CALL
DELISTED
Approach Resources Inc.
AREX
– –
-1,400
Closed -$10K
AREX
481
DELISTED
Approach Resources Inc.
AREX
– –
-11,000
Closed -$75K
GHDX
482
DELISTED
Genomic Health, Inc.
GHDX
– –
-7,258
Closed -$202K
UWN
483
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
– –
-30,166
Closed -$50K
TAHO
484
DELISTED
Tahoe Resources Inc
TAHO
– –
-21,370
Closed -$259K
COL
485
DELISTED
Rockwell Collins
COL
– –
-10,270
Closed -$948K
BGC
486
DELISTED
General Cable Corporation
BGC
– –
-10,061
Closed -$199K
CCUR
487
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
– –
-11,800
Closed -$73K
CRVP
488
DELISTED
Crystal Rock Holdings, Inc.
CRVP
– –
-108,229
Closed -$81K
NSR
489
DELISTED
Neustar Inc
NSR
– –
-8,617
Closed -$252K
BXE
490
DELISTED
Bellatrix Exploration Ltd.
BXE
– –
-24,423
Closed -$285K
CIE
491
DELISTED
Cobalt International Energy, Inc
CIE
– –
-30,035
Closed -$4.38M
ERS
492
DELISTED
Empire Resources, Inc.
ERS
– –
-37,880
Closed -$153K
COWN
493
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-8,249
Closed -$211K
AVG
494
DELISTED
AVG Technologies N.V.
AVG
– –
-8,072
Closed -$220K
COB
495
DELISTED
CommunityOne Bancorp
COB
– –
-11,604
Closed -$125K
OVTI
496
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
– –
-8,264
Closed -$216K
PVA
497
CALL
DELISTED
PENN VIRGINIA CORP
PVA
– –
-1,000
Closed -$4K
MTS
498
DELISTED
MONTGOMERY STR INCOME SECS
MTS
– –
-15,530
Closed -$255K
BAMM
499
DELISTED
BOOKS-A-MILLION INC
BAMM
– –
-44,451
Closed -$127K
BTH
500
DELISTED
BLYTH,INC
BTH
– –
-12,700
Closed -$81K
17 18 19
20
21

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Shepherd Kaplan Krochuk's Q3 2015 Portfolio in Review

As of Q3 2015, Shepherd Kaplan Krochuk held 516 positions worth $376M, down 29% from $532M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $25.1M in Q3 2015, closing 127 positions and reducing 181 holdings. Its most notable exit was Cobalt International Energy, Inc, an estimated $4.38M position sold in full.

By sector, the portfolio is most concentrated in Energy at 47% of assets, up from 45% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Diamondback Energy worth $1.39M.

  • Shepherd Kaplan Krochuk's largest Q3 2015 buy was Diamondback Energy: 21,540 shares worth $1.39M.
  • Shepherd Kaplan Krochuk added most to CONCHO RESOURCES INC. in Q3 2015, an estimated $5.55M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2015 reduction was CVS Health, cutting an estimated $1.63M.
  • Shepherd Kaplan Krochuk fully exited Cobalt International Energy, Inc in Q3 2015, selling an estimated $4.38M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 42% of its $376M portfolio in Q3 2015.
  • Shepherd Kaplan Krochuk opened 82 new positions and closed 127 in Q3 2015.
  • Shepherd Kaplan Krochuk's portfolio value fell 29% quarter-over-quarter to $376M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2015, filed 16 Nov 2015.