Shepherd Kaplan Krochuk’s Empire Resources, Inc. ERS Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio ERS Stock Details ERS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-37,880	Closed	-$153K	–	493
2015 Q2	$153K	Hold	37,880	–	–	0.03%	341
2015 Q1	$161K	Sell	37,880 -15,900	-30%	-$71K	0.03%	313
2014 Q4	$250K	Sell	53,780 -3,000	-5%	-$14.8K	0.04%	304
2014 Q3	$302K	Sell	56,780 -35,100	-38%	-$178K	0.04%	305
2014 Q2	$380K	Buy	91,880 +24,980	+37%	+$103K	0.04%	266
2014 Q1	$274K	Buy	66,900 +14,000	+26%	+$57.6K	0.03%	350
2013 Q4	$189K	Buy	+52,900	New	+$186K	0.02%	441

Other funds holding ERS

PCM

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

EWM

Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BIM

BlackRock Investment Management Wilmington, Delaware $86.4B AUM 16.83% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Shepherd Kaplan Krochuk's ERS Position: Q3 2015 in Review

Shepherd Kaplan Krochuk sold out of Empire Resources, Inc. (ERS) in Q3 2015, closing a stake of 37,880 shares — an estimated $153K sold.

Shepherd Kaplan Krochuk first reported a position in ERS in Q4 2013 and held it in 7 quarters. The position peaked at $380K in Q2 2014. 11 funds tracked by Wall St. Rank hold ERS as of Q3 2015.

Shepherd Kaplan Krochuk reported no remaining Empire Resources, Inc. position as of Q3 2015 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 37,880 Empire Resources, Inc. shares in Q3 2015, an estimated $153K.
Shepherd Kaplan Krochuk first reported a position in Empire Resources, Inc. in Q4 2013 and held it in 7 quarters.
Shepherd Kaplan Krochuk's Empire Resources, Inc. position peaked at $380K in Q2 2014.
11 funds tracked by Wall St. Rank held Empire Resources, Inc. as of Q3 2015.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2015, filed 16 Nov 2015.