Shepherd Kaplan Krochuk’s MONTGOMERY STR INCOME SECS MTS Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio MTS Stock Details MTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-15,530	Closed	-$255K	–	499
2015 Q2	$255K	Hold	15,530	–	–	0.05%	261
2015 Q1	$262K	Hold	15,530	–	–	0.05%	257
2014 Q4	$255K	Hold	15,530	–	–	0.04%	302
2014 Q3	$253K	Hold	15,530	–	–	0.03%	390
2014 Q2	$259K	Hold	15,530	–	–	0.03%	396
2014 Q1	$250K	Hold	15,530	–	–	0.03%	395
2013 Q4	$241K	Hold	15,530	–	–	0.03%	387
2013 Q3	$244K	Hold	15,530	–	–	0.04%	384
2013 Q2	$251K	Buy	+15,530	New	+$263K	0.05%	356

Other funds holding MTS

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

SII Investments Appleton, Wisconsin $965M AUM 15.44% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Shepherd Kaplan Krochuk's MTS Position: Q3 2015 in Review

Shepherd Kaplan Krochuk sold out of MONTGOMERY STR INCOME SECS (MTS) in Q3 2015, closing a stake of 15,530 shares — an estimated $255K sold.

Shepherd Kaplan Krochuk first reported a position in MTS in Q2 2013 and held it in 9 quarters. The position peaked at $262K in Q1 2015. 27 funds tracked by Wall St. Rank hold MTS as of Q3 2015.

Shepherd Kaplan Krochuk reported no remaining MONTGOMERY STR INCOME SECS position as of Q3 2015 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 15,530 MONTGOMERY STR INCOME SECS shares in Q3 2015, an estimated $255K.
Shepherd Kaplan Krochuk first reported a position in MONTGOMERY STR INCOME SECS in Q2 2013 and held it in 9 quarters.
Shepherd Kaplan Krochuk's MONTGOMERY STR INCOME SECS position peaked at $262K in Q1 2015.
27 funds tracked by Wall St. Rank held MONTGOMERY STR INCOME SECS as of Q3 2015.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2015, filed 16 Nov 2015.