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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+72.82%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$481M
AUM Growth
+$78.2M
Cap. Flow
-$17.9M
Cap. Flow %
-3.72%
Top 10 Hldgs %
44.13%
Holding
441
New
91
Increased
68
Reduced
104
Closed
73

Top Buys

Rank Stock Value
1
CRC
California Resources Corporation
CRC
+$5.6M
2
WLL
Whiting Petroleum Corporation
WLL
+$4.17M
3
CNR
Cornerstone Building Brands, Inc.
CNR
+$1.49M
4
APA icon
APA Corp
APA
+$818K
5
ACP
abrdn Income Credit Strategies Fund
ACP
+$700K

Top Sells

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$7.59M
2
CIVI
Civitas Resources
CIVI
+$3.48M
3
XEC
CIMAREX ENERGY CO
XEC
+$3.04M
4
CPE
Callon Petroleum Company
CPE
+$2.36M
5
PXD
Pioneer Natural Resource Co.
PXD
+$2.18M

Sector Composition

Rank Sector Weight
1 Energy 45.16%
2 Healthcare 6.1%
3 Financials 4.68%
4 Industrials 3.86%
5 Real Estate 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIN
251
DELISTED
IntriCon Corporation
IIN
$192K 0.04%
33,104
+500
+2% +$2.38K
MGI
252
DELISTED
MoneyGram International, Inc. New
MGI
$185K 0.04%
26,000
-7,000
-21% -$49.9K
MSD
253
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$183K 0.04%
18,950
– –
SNAK
254
DELISTED
Inventure Foods, Inc.
SNAK
$179K 0.04%
19,000
-2,000
-10% -$18K
PQ
255
DELISTED
Petroquest Energy Inc Wd
PQ
$178K 0.04%
+51,561
New +$142K
DWSN icon
256
Dawson Geophysical
DWSN
$131M
$177K 0.04%
24,313
-21,844
-47% -$156K
LQDT icon
257
Liquidity Services
LQDT
$1.21B
$176K 0.04%
15,675
-310
-2% -$2.86K
JOF
258
Japan Smaller Capitalization Fund
JOF
$316M
$174K 0.04%
16,510
– –
FTEK icon
259
Fuel Tech
FTEK
$44.6M
$172K 0.04%
122,654
+7,500
+7% +$11.3K
GEO icon
260
The GEO Group
GEO
$4.07B
$166K 0.03%
+10,500
New +$198K
SGMA
261
DELISTED
Sigmatron International
SGMA
$166K 0.03%
30,493
+20,153
+195% +$120K
EMD
262
Western Asset Emerging Markets Debt Fund
EMD
$610M
$164K 0.03%
10,060
– –
TORM
263
DELISTED
TOR Minerals International Inc
TORM
$163K 0.03%
30,866
-1,500
-5% -$8.04K
ENT
264
DELISTED
Global Eagle Entertainment Inc.
ENT
$162K 0.03%
780
+40
+5% +$8.17K
ARDC
265
Are Dynamic Credit Allocation Fund
ARDC
$296M
$160K 0.03%
+10,800
New +$155K
XRN
266
Chiron Real Estate Inc
XRN
$538M
$160K 0.03%
3,271
-1,729
-35% -$90.6K
FSD
267
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$158K 0.03%
+10,120
New +$156K
BGB
268
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$157K 0.03%
+10,530
New +$156K
MMT
269
Aberdeen Multi-Market Income Fund
MMT
$237M
$156K 0.03%
25,610
-21,610
-46% -$133K
AWX icon
270
Avalon Holdings
AWX
$10M
$155K 0.03%
52,406
– –
BDJ icon
271
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$154K 0.03%
19,520
-55,670
-74% -$444K
CCUR
272
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
$154K 0.03%
28,016
+8,716
+45% +$46.8K
NBR icon
273
Nabors Industries
NBR
$1.17B
$153K 0.03%
+251
New +$124K
ELON
274
DELISTED
Echelon Corp
ELON
$152K 0.03%
28,977
+10,896
+60% +$55.5K
AWP
275
abrdn Global Premier Properties Fund
AWP
$377M
$148K 0.03%
8,890
– –
9 10
11
12 13

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VA
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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2016 Portfolio in Review

As of Q3 2016, Shepherd Kaplan Krochuk held 441 positions worth $481M, up 19% from $402M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $17.9M in Q3 2016, closing 73 positions and reducing 104 holdings. Its most notable exit was Civitas Resources, an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Energy at 45% of assets, down from 46% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Shepherd Kaplan Krochuk opened a new position in APA Corp worth $955K.

  • Shepherd Kaplan Krochuk's largest Q3 2016 buy was APA Corp: 14,959 shares worth $955K.
  • Shepherd Kaplan Krochuk added most to California Resources Corporation in Q3 2016, an estimated $5.6M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $7.59M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2016, selling an estimated $3.48M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $481M portfolio in Q3 2016.
  • Shepherd Kaplan Krochuk opened 91 new positions and closed 73 in Q3 2016.
  • Shepherd Kaplan Krochuk's portfolio value rose 19% quarter-over-quarter to $481M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2016, filed 14 Nov 2016.