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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+19.94%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$620M
AUM Growth
+$113M
Cap. Flow
+$33.9M
Cap. Flow %
5.48%
Top 10 Hldgs %
28.11%
Holding
732
New
131
Increased
102
Reduced
153
Closed
156

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$9.57M
2
SN
Sanchez Energy Corporation
SN
+$6.53M
3
GPOR
Gulfport Energy Corp.
GPOR
+$5.21M
4
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$4.74M
5
WLT
WALTER ENERGY INC COM STK (DE)
WLT
+$4.57M

Top Sells

Rank Stock Value
1
CIVI
Civitas Resources
CIVI
+$7.27M
2
MTDR icon
Matador Resources
MTDR
+$5.99M
3
ROSE
ROSETTA RESOURCES INC
ROSE
+$5.24M
4
PXD
Pioneer Natural Resource Co.
PXD
+$4.4M
5
GDI
GARDNER DENVER,INC
GDI
+$3.73M

Sector Composition

Rank Sector Weight
1 Energy 36.39%
2 Healthcare 7.26%
3 Materials 6.93%
4 Industrials 6.79%
5 Real Estate 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XUE
226
DELISTED
XUEDA EDUCATION GROUP ADS REPTG 2 ORD SHS
XUE
$414K 0.07%
98,000
-5,500
-5% -$21.3K
AUQ
227
DELISTED
AURICO GOLD INC COM
AUQ
$413K 0.07%
108,500
-87,400
-45% -$393K
USA icon
228
Liberty All-Star Equity Fund
USA
$1.78B
$407K 0.07%
75,257
-27,183
-27% -$149K
LGI
229
Lazard Global Total Return & Income Fund
LGI
$233M
$402K 0.06%
24,035
+1,090
+5% +$18K
AMGN icon
230
Amgen
AMGN
$209B
$401K 0.06%
3,580
– –
ALB icon
231
Albemarle
ALB
$13.4B
$397K 0.06%
+6,312
New +$398K
SED
232
DELISTED
SED INTERNATIONAL HLDGS INC
SED
$397K 0.06%
193,875
-6,500
-3% -$13.1K
ETW
233
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.01B
$393K 0.06%
34,645
– –
BEAT
234
DELISTED
BioTelemetry, Inc.
BEAT
$392K 0.06%
39,571
– –
LMIA
235
DELISTED
LMI Aerospace Inc
LMIA
$387K 0.06%
+29,000
New +$453K
AIRT icon
236
Air T
AIRT
$73.1M
$378K 0.06%
50,441
-26,250
-34% -$185K
EFR
237
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$375K 0.06%
24,340
– –
PFE icon
238
Pfizer
PFE
$143B
$368K 0.06%
13,511
– –
ENLC
239
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$368K 0.06%
17,600
– –
ON icon
240
ON Semiconductor
ON
$30.7B
$365K 0.06%
50,000
– –
VNQ icon
241
Vanguard Real Estate ETF
VNQ
$39.9B
$364K 0.06%
5,510
– –
ATVI
242
DELISTED
Activision Blizzard
ATVI
$364K 0.06%
+21,889
New +$362K
MBB icon
243
iShares MBS ETF
MBB
$39.1B
$363K 0.06%
3,429
-444
-11% -$46.4K
SPLK
244
PUT
DELISTED
Splunk Inc
SPLK
$360K 0.06%
6,000
– –
SU icon
245
Suncor Energy
SU
$77.7B
$358K 0.06%
10,000
-4,500
-31% -$150K
SDY icon
246
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$352K 0.06%
5,102
– –
GOOG icon
247
Alphabet (Google) Class C
GOOG
$4.11T
$350K 0.06%
16,060
– –
PRXL
248
DELISTED
Parexel International Corp
PRXL
$348K 0.06%
6,942
– –
NUVA
249
DELISTED
NuVasive, Inc.
NUVA
$347K 0.06%
14,180
-2,390
-14% -$58.8K
CRK icon
250
Comstock Resources
CRK
$3.7B
$345K 0.06%
4,340
– –
8 9
10
11 12

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TCM
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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2013 Portfolio in Review

As of Q3 2013, Shepherd Kaplan Krochuk held 732 positions worth $620M, up 22% from $507M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Shepherd Kaplan Krochuk deployed $33.9M of net new capital in Q3 2013, opening 131 new positions and adding to 102 existing holdings. Its largest new stake was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.

By sector, the portfolio is most concentrated in Energy at 36% of assets, up from 32% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was Pioneer Natural Resource Co., an estimated $4.4M trimmed.

  • Shepherd Kaplan Krochuk's largest Q3 2013 buy was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.
  • Shepherd Kaplan Krochuk added most to Valero Energy in Q3 2013, an estimated $9.57M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2013 reduction was Pioneer Natural Resource Co., cutting an estimated $4.4M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2013, selling an estimated $7.27M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 28% of its $620M portfolio in Q3 2013.
  • Shepherd Kaplan Krochuk opened 131 new positions and closed 156 in Q3 2013.
  • Shepherd Kaplan Krochuk's portfolio value rose 22% quarter-over-quarter to $620M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2013, filed 14 Nov 2013.