Shepherd Kaplan Krochuk’s Eaton Vance Senior Floating-Rate Fund EFR Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio EFR Stock Details EFR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-13,757	Closed	-$171K	–	309
2015 Q4	$171K	Hold	13,757	–	–	0.05%	302
2015 Q3	$182K	Sell	13,757 -5,713	-29%	-$78K	0.05%	290
2015 Q2	$268K	Hold	19,470	–	–	0.05%	253
2015 Q1	$281K	Sell	19,470 -4,870	-20%	-$68.1K	0.05%	249
2014 Q4	$334K	Hold	24,340	–	–	0.05%	263
2014 Q3	$350K	Hold	24,340	–	–	0.04%	271
2014 Q2	$361K	Hold	24,340	–	–	0.04%	272
2014 Q1	$369K	Hold	24,340	–	–	0.04%	257
2013 Q4	$366K	Hold	24,340	–	–	0.05%	262
2013 Q3	$375K	Hold	24,340	–	–	0.06%	237
2013 Q2	$396K	Buy	+24,340	New	+$410K	0.08%	234

Other funds holding EFR

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RCA

Restructuring Capital Associates Stamford, Connecticut $115M AUM 20.18% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BCC

Bain Capital Credit Boston, Massachusetts $303M AUM 15.47% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Shepherd Kaplan Krochuk's EFR Position: Q1 2016 in Review

Shepherd Kaplan Krochuk sold out of Eaton Vance Senior Floating-Rate Fund (EFR) in Q1 2016, closing a stake of 13,757 shares — an estimated $171K sold.

Shepherd Kaplan Krochuk first reported a position in EFR in Q2 2013 and held it in 11 quarters. The position peaked at $396K in Q2 2013. 73 funds tracked by Wall St. Rank hold EFR as of Q1 2016.

Shepherd Kaplan Krochuk reported no remaining Eaton Vance Senior Floating-Rate Fund position as of Q1 2016 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 13,757 Eaton Vance Senior Floating-Rate Fund shares in Q1 2016, an estimated $171K.
Shepherd Kaplan Krochuk first reported a position in Eaton Vance Senior Floating-Rate Fund in Q2 2013 and held it in 11 quarters.
Shepherd Kaplan Krochuk's Eaton Vance Senior Floating-Rate Fund position peaked at $396K in Q2 2013.
73 funds tracked by Wall St. Rank held Eaton Vance Senior Floating-Rate Fund as of Q1 2016.

Based on Shepherd Kaplan Krochuk's 13F filing for Q1 2016, filed 16 May 2016.