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EFR

Eaton Vance Senior Floating-Rate Fund

64 hedge funds and large institutions have $69.1M invested in Eaton Vance Senior Floating-Rate Fund in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 20 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

10% more funds holding

Funds holding: 5864 (+6)

8% more capital invested

Capital invested by funds: $64M → $69.1M (+$5.07M)

1.18% more ownership

Funds ownership: 11.13%12.32% (+1.2%)

0% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 20

Holders
64
Holders Change
+6
Holders Change %
+10.34%
% of All Funds
1.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
20
Reduced
20
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$12.3M -$1.21M -78,508 -9%
Morgan Stanley
2
Morgan Stanley
New York
$7.94M -$1.48M -96,373 -15%
U
3
UBS
Switzerland
$5.02M -$471K -30,672 -8%
RCA
4
Restructuring Capital Associates
Connecticut
$4.77M +$4.8M +312,299 New
Invesco
5
Invesco
Georgia
$3.56M +$1.06M +68,866 +41%
Bank of America
6
Bank of America
North Carolina
$2.45M +$267K +17,387 +12%
HK
7
Horizon Kinetics
New York
$2.37M -$76.8K -5,000 -3%
PP
8
Prudential plc
United Kingdom
$2.26M
OHA
9
Oak Hill Advisors
New York
$1.98M +$2.02M +131,207 New
CL
10
CPWM LLC
Washington
$1.97M +$65.9K +4,288 +3%
Ameriprise
11
Ameriprise
Minnesota
$1.94M +$50.1K +3,261 +3%
Wells Fargo
12
Wells Fargo
California
$1.93M -$729K -47,438 -27%
LPL Financial
13
LPL Financial
California
$1.82M -$513K -33,389 -22%
RJA
14
Raymond James & Associates
Florida
$1.64M -$36.1K -2,350 -2%
CS
15
Credit Suisse
Switzerland
$1.15M -$442K -28,773 -27%
PP
16
Paloma Partners
Connecticut
$1.12M +$1.15M +74,591 New
ARC
17
Absolute Return Capital
Massachusetts
$1.04M -$230K -14,991 -18%
OA
18
Oxbow Advisors
Texas
$950K +$3.63K +236 +0.4%
DC
19
Davenport & Co
Virginia
$910K +$41.5K +2,705 +5%
CIA
20
Capital Investment Advisors
Georgia
$843K +$860K +55,964 New
NES
21
New England Securities
New York
$807K +$118K +7,667 +17%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$709K -$62K -4,040 -8%
Citigroup
23
Citigroup
New York
$684K +$443K +28,852 +174%
M&T Bank
24
M&T Bank
New York
$621K -$1.32K -86 -0.2%
MIG
25
Mariner Investment Group
New York
$575K +$254K +16,569 +77%

EFR Hedge Fund Activity: Q4 2013 in Review

64 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Senior Floating-Rate Fund (EFR) for Q4 2013, worth a combined $69.1M — up 7.9% from $64M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new EFR positions and 7 closed out — a net gain of 6 holders — while 20 added to existing stakes and 20 trimmed.

The largest buyer was Restructuring Capital Associates, opening a new position worth an estimated $4.8M. The largest seller was Morgan Stanley, cutting an estimated $1.48M.

  • 64 institutional investors held Eaton Vance Senior Floating-Rate Fund (EFR) as of Q4 2013, up from 58 in Q3 2013.
  • Funds reported $69.1M of Eaton Vance Senior Floating-Rate Fund stock for Q4 2013, up 7.9% quarter-over-quarter.
  • 13 funds opened new Eaton Vance Senior Floating-Rate Fund positions in Q4 2013 and 7 closed out, a net change of +6 holders.
  • The largest Eaton Vance Senior Floating-Rate Fund buyer in Q4 2013 was Restructuring Capital Associates, an estimated $4.8M added.
  • The largest Eaton Vance Senior Floating-Rate Fund seller in Q4 2013 was Morgan Stanley, an estimated $1.48M sold.

Based on aggregated 13F filings for Q4 2013.