Horizon Kinetics’s Eaton Vance Senior Floating-Rate Fund EFR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$256K	Hold	20,379	–	–	0.01%	413
2018 Q3	$287K	Hold	20,379	–	–	0.01%	428
2018 Q2	$293K	Hold	20,379	–	–	0.01%	426
2018 Q1	$301K	Buy	20,379 +250	+1%	+$3.61K	0.01%	429
2017 Q4	$291K	Hold	20,129	–	–	0.01%	431
2017 Q3	$301K	Sell	20,129 -2,000	-9%	-$29.6K	0.01%	428
2017 Q2	$330K	Hold	22,129	–	–	0.01%	432
2017 Q1	$336K	Hold	22,129	–	–	0.01%	430
2016 Q4	$326K	Hold	22,129	–	–	0.01%	430
2016 Q3	$313K	Sell	22,129 -49,661	-69%	-$673K	0.01%	448
2016 Q2	$939K	Sell	71,790 -3,700	-5%	-$48.3K	0.03%	211
2016 Q1	$968K	Hold	75,490	–	–	0.03%	201
2015 Q4	$937K	Sell	75,490 -41,100	-35%	-$522K	0.02%	212
2015 Q3	$1.54M	Sell	116,590 -33,026	-22%	-$451K	0.03%	149
2015 Q2	$2.06M	Sell	149,616 -3,600	-2%	-$52K	0.03%	152
2015 Q1	$2.21M	Sell	153,216 -1,600	-1%	-$22.4K	0.03%	154
2014 Q4	$2.12M	Sell	154,816 -3,610	-2%	-$50.5K	0.03%	164
2014 Q3	$2.28M	Sell	158,426 -550	-0.3%	-$8.04K	0.03%	153
2014 Q2	$2.36M	Sell	158,976 -100	-0.1%	-$1.48K	0.03%	152
2014 Q1	$2.41M	Buy	159,076 +1,694	+1%	+$25.8K	0.03%	153
2013 Q4	$2.37M	Sell	157,382 -5,000	-3%	-$76.8K	0.03%	153
2013 Q3	$2.51M	Buy	162,382 +526	+0.3%	+$8.39K	0.03%	139
2013 Q2	$2.63M	Buy	+161,856	New	+$2.72M	0.04%	142