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EFR

Eaton Vance Senior Floating-Rate Fund

58 hedge funds and large institutions have $64M invested in Eaton Vance Senior Floating-Rate Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

27% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 15

5% more funds holding

Funds holding: 5558 (+3)

2.05% less ownership

Funds ownership: 13.18%11.13% (-2%)

17% less capital invested

Capital invested by funds: $77.6M → $64M (-$13.5M)

Holders
58
Holders Change
+3
Holders Change %
+5.45%
% of All Funds
1.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
19
Reduced
15
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$13.8M -$370K -23,192 -3%
Morgan Stanley
2
Morgan Stanley
New York
$9.62M -$1.85M -116,164 -16%
U
3
UBS
Switzerland
$5.62M +$345K +21,595 +6%
Wells Fargo
4
Wells Fargo
California
$2.71M -$3.26M -204,313 -54%
Invesco
5
Invesco
Georgia
$2.58M +$24.1K +1,508 +0.9%
HK
6
Horizon Kinetics
New York
$2.51M +$8.39K +526 +0.3%
LPL Financial
7
LPL Financial
California
$2.37M -$215K -13,466 -8%
PP
8
Prudential plc
United Kingdom
$2.31M
Bank of America
9
Bank of America
North Carolina
$2.24M +$155K +9,693 +7%
CL
10
CPWM LLC
Washington
$2.06M
Ameriprise
11
Ameriprise
Minnesota
$1.93M -$3.42M -214,202 -63%
RJA
12
Raymond James & Associates
Florida
$1.72M +$30.5K +1,910 +2%
CS
13
Credit Suisse
Switzerland
$1.62M -$158K -9,883 -9%
ARC
14
Absolute Return Capital
Massachusetts
$1.3M -$936K -58,652 -41%
OA
15
Oxbow Advisors
Texas
$969K +$592K +37,098 +144%
DC
16
Davenport & Co
Virginia
$891K +$40.8K +2,560 +5%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$789K -$200K -12,550 -20%
AR
18
Advisory Research
Illinois
$736K
Cohen & Steers
19
Cohen & Steers
New York
$717K -$556K -34,851 -43%
NES
20
New England Securities
New York
$708K +$274K +17,178 +60%
M&T Bank
21
M&T Bank
New York
$638K +$47.9K +3,000 +8%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$617K +$141K +8,845 +28%
SIA
23
SeaBridge Investment Advisors
New Jersey
$498K
V
24
Veritable
Delaware
$441K +$456K +28,590 New
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$428K +$333K +20,890 +305%

EFR Hedge Fund Activity: Q3 2013 in Review

58 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Senior Floating-Rate Fund (EFR) for Q3 2013, worth a combined $64M — down 17% from $77.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new EFR positions and 2 closed out — a net gain of 4 holders — while 19 added to existing stakes and 15 trimmed.

The largest buyer was Oxbow Advisors, adding an estimated $592K. The largest seller was Ameriprise, cutting an estimated $3.42M.

  • 58 institutional investors held Eaton Vance Senior Floating-Rate Fund (EFR) as of Q3 2013, up from 55 in Q2 2013.
  • Funds reported $64M of Eaton Vance Senior Floating-Rate Fund stock for Q3 2013, down 17% quarter-over-quarter.
  • 6 funds opened new Eaton Vance Senior Floating-Rate Fund positions in Q3 2013 and 2 closed out, a net change of +4 holders.
  • The largest Eaton Vance Senior Floating-Rate Fund buyer in Q3 2013 was Oxbow Advisors, an estimated $592K added.
  • The largest Eaton Vance Senior Floating-Rate Fund seller in Q3 2013 was Ameriprise, an estimated $3.42M sold.

Based on aggregated 13F filings for Q3 2013.