Shepherd Kaplan Krochuk’s State Street SPDR S&P Dividend ETF SDY Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio SDY Stock Details SDY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-3,100	Closed	-$237K	–	602
2014 Q2	$237K	Sell	3,100 -388	-11%	-$29.1K	0.03%	411
2014 Q1	$257K	Sell	3,488 -1,614	-32%	-$116K	0.03%	389
2013 Q4	$371K	Hold	5,102	–	–	0.05%	261
2013 Q3	$352K	Hold	5,102	–	–	0.06%	246
2013 Q2	$338K	Buy	+5,102	New	+$344K	0.07%	261

Other funds holding SDY

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 0.83% 1-Year Est. Return

JIC

Joel Isaacson & Co New York $3.45B AUM 27.72% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Shepherd Kaplan Krochuk's SDY Position: Q3 2014 in Review

Shepherd Kaplan Krochuk sold out of State Street SPDR S&P Dividend ETF (SDY) in Q3 2014, closing a stake of 3,100 shares — an estimated $237K sold.

Shepherd Kaplan Krochuk first reported a position in SDY in Q2 2013 and held it in 5 quarters. The position peaked at $371K in Q4 2013. 392 funds tracked by Wall St. Rank hold SDY as of Q3 2014.

Shepherd Kaplan Krochuk reported no remaining State Street SPDR S&P Dividend ETF position as of Q3 2014 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 3,100 State Street SPDR S&P Dividend ETF shares in Q3 2014, an estimated $237K.
Shepherd Kaplan Krochuk first reported a position in State Street SPDR S&P Dividend ETF in Q2 2013 and held it in 5 quarters.
Shepherd Kaplan Krochuk's State Street SPDR S&P Dividend ETF position peaked at $371K in Q4 2013.
392 funds tracked by Wall St. Rank held State Street SPDR S&P Dividend ETF as of Q3 2014.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2014, filed 13 Nov 2014.