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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-12.39%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$485M
AUM Growth
-$106M
Cap. Flow
-$25.1M
Cap. Flow %
-5.17%
Top 10 Hldgs %
16.97%
Holding
2,439
New
94
Increased
473
Reduced
714
Closed
191

Top Buys

Rank Stock Value
1
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
+$3.62M
2
URA icon
Global X Uranium ETF
URA
+$813K
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$723K
4
OLN icon
Olin
OLN
+$606K
5
GSK icon
GSK
GSK
+$570K

Top Sells

Rank Stock Value
1
ADBE icon
Adobe
ADBE
+$1.87M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$1.19M
3
MZOR
Mazor Robotics Ltd.
MZOR
+$1.12M
4
NFLX icon
Netflix
NFLX
+$1.08M
5
META icon
Meta Platforms (Facebook)
META
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 12.88%
2 Financials 9.89%
3 Communication Services 8.53%
4 Healthcare 8.28%
5 Industrials 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTC icon
1301
PTC
PTC
$15.3B
$17K ﹤0.01%
200
-500
-71% -$43.9K
QDF icon
1302
FlexShares Quality Dividend Index Fund
QDF
$2.2B
$17K ﹤0.01%
437
+12
+3% +$527
SMH icon
1303
VanEck Semiconductor ETF
SMH
$60.8B
$17K ﹤0.01%
380
– –
SPXX icon
1304
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$327M
$17K ﹤0.01%
1,200
– –
TDS icon
1305
Telephone and Data Systems
TDS
$3.87B
$17K ﹤0.01%
521
– –
TLRY icon
1306
Tilray
TLRY
$543M
$17K ﹤0.01%
23
-4
-15% -$4.39K
UAA icon
1307
Under Armour
UAA
$3.01B
$17K ﹤0.01%
950
-1,310
-58% -$26.9K
VGM icon
1308
Invesco Trust Investment Grade Municipals
VGM
$550M
$17K ﹤0.01%
1,510
– –
CSML
1309
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
$17K ﹤0.01%
769
– –
AVTA
1310
DELISTED
Avantax, Inc. Common Stock
AVTA
$17K ﹤0.01%
650
– –
GLOP
1311
DELISTED
GASLOG PARTNERS LP
GLOP
$17K ﹤0.01%
858
– –
XONE
1312
DELISTED
The ExOne Company
XONE
$17K ﹤0.01%
2,550
-1,600
-39% -$12.9K
HDP
1313
DELISTED
Hortonworks, Inc.
HDP
$17K ﹤0.01%
+1,200
New +$20.7K
FCB
1314
DELISTED
FCB Financial Holdings, Inc.
FCB
$17K ﹤0.01%
495
+49
+11% +$1.93K
AAP icon
1315
Advance Auto Parts
AAP
$3.53B
$16K ﹤0.01%
100
-50
-33% -$8.35K
AEF
1316
abrdn Emerging Markets Equity Income Fund
AEF
$329M
$16K ﹤0.01%
2,554
– –
BCS icon
1317
Barclays
BCS
$87.8B
$16K ﹤0.01%
2,178
– –
DFE icon
1318
WisdomTree Europe SmallCap Dividend Fund
DFE
$164M
$16K ﹤0.01%
300
– –
DKS icon
1319
Dick's Sporting Goods
DKS
$18.4B
$16K ﹤0.01%
512
– –
EMLC icon
1320
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$16K ﹤0.01%
479
-1
-0.2% -$33
GDV icon
1321
Gabelli Dividend & Income Trust
GDV
$2.59B
$16K ﹤0.01%
881
– –
GGN
1322
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$16K ﹤0.01%
4,260
– –
HUN icon
1323
Huntsman Corp
HUN
$2.1B
$16K ﹤0.01%
850
– –
IAT icon
1324
iShares US Regional Banks ETF
IAT
$673M
$16K ﹤0.01%
392
– –
IEF icon
1325
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$16K ﹤0.01%
152
+137
+913% +$13.9K
51 52
53
54 55

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, SeaCrest Wealth Management held 2,439 positions worth $485M, down 18% from $591M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

SeaCrest Wealth Management withdrew a net $25.1M in Q4 2018, closing 191 positions and reducing 714 holdings. Its most notable exit was Mazor Robotics Ltd., an estimated $1.12M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 15% a quarter earlier, followed by Financials and Communication Services.

Against the trend, SeaCrest Wealth Management opened a new position in ProShares Ultra VIX Short-Term Futures ETF worth $588K.

  • SeaCrest Wealth Management's largest Q4 2018 buy was ProShares Ultra VIX Short-Term Futures ETF: 3 shares worth $588K.
  • SeaCrest Wealth Management added most to iShares MSCI USA Equal Weighted ETF in Q4 2018, an estimated $3.62M increase.
  • SeaCrest Wealth Management's biggest Q4 2018 reduction was Adobe, cutting an estimated $1.87M.
  • SeaCrest Wealth Management fully exited Mazor Robotics Ltd. in Q4 2018, selling an estimated $1.12M.
  • SeaCrest Wealth Management's ten largest holdings make up 17% of its $485M portfolio in Q4 2018.
  • SeaCrest Wealth Management opened 94 new positions and closed 191 in Q4 2018.
  • SeaCrest Wealth Management's portfolio value fell 18% quarter-over-quarter to $485M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2018, filed 13 Feb 2019.