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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$951M
AUM Growth
+$22.7M
Cap. Flow
-$5.55M
Cap. Flow %
-0.58%
Top 10 Hldgs %
32.92%
Holding
709
New
58
Increased
291
Reduced
253
Closed
54

Top Buys

Rank Stock Value
1
PLTR icon
Palantir
PLTR
+$1.84M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$1.45M
3
PVAL icon
Putnam Focused Large Cap Value ETF
PVAL
+$1.2M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.14M
5
META icon
Meta Platforms (Facebook)
META
+$1.05M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$2.85M
2
NVDA icon
NVIDIA
NVDA
+$2.77M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.13M
4
IBB icon
iShares Biotechnology ETF
IBB
+$981K
5
MSTR icon
Strategy Inc
MSTR
+$945K

Sector Composition

Rank Sector Weight
1 Technology 27.32%
2 Communication Services 8.95%
3 Financials 8.28%
4 Consumer Discretionary 5.82%
5 Healthcare 5.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPQ icon
676
HP
HPQ
$24.9B
– –
-6,586
Closed -$236K
IEI icon
677
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
– –
-2,056
Closed -$246K
IIPR icon
678
Innovative Industrial Properties
IIPR
$1.71B
– –
-3,071
Closed -$413K
IOVA icon
679
Iovance Biotherapeutics
IOVA
$1.82B
– –
-20,406
Closed -$192K
ITB icon
680
iShares US Home Construction ETF
ITB
$2.26B
– –
-1,580
Closed -$201K
IWR icon
681
iShares Russell Mid-Cap ETF
IWR
$56B
– –
-2,296
Closed -$202K
MOAT icon
682
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
– –
-2,679
Closed -$260K
NE icon
683
Noble Corp
NE
$6.77B
– –
-15,601
Closed -$564K
NEM icon
684
Newmont
NEM
$98.7B
– –
-3,751
Closed -$200K
NRO
685
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
– –
-69,033
Closed -$271K
NTAP icon
686
NetApp
NTAP
$35B
– –
-5,812
Closed -$718K
PKST
687
DELISTED
Peakstone Realty Trust
PKST
– –
-11,532
Closed -$157K
PZZA icon
688
Papa John's
PZZA
$984M
– –
-4,304
Closed -$232K
QQQJ icon
689
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
– –
-14,832
Closed -$450K
QYLD icon
690
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
– –
-10,650
Closed -$192K
RIO icon
691
Rio Tinto
RIO
$158B
– –
-10,041
Closed -$715K
SGOL icon
692
abrdn Physical Gold Shares ETF
SGOL
$6.91B
– –
-8,035
Closed -$202K
SMCI icon
693
Super Micro Computer
SMCI
$18.4B
– –
-11,270
Closed -$469K
SMIG icon
694
Bahl & Gaynor Small/Mid Cap Income Growth ETF
SMIG
$1.53B
– –
-10,811
Closed -$316K
SNPS icon
695
Synopsys
SNPS
$74.4B
– –
-395
Closed -$200K
SPHD icon
696
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
– –
-4,815
Closed -$243K
STZ icon
697
Constellation Brands
STZ
$22.2B
– –
-871
Closed -$224K
SWK icon
698
Stanley Black & Decker
SWK
$14.3B
– –
-2,829
Closed -$312K
TD icon
699
Toronto Dominion Bank
TD
$198B
– –
-3,202
Closed -$203K
TENB icon
700
Tenable Holdings
TENB
$3.6B
– –
-5,000
Closed -$203K
25 26 27
28
29

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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q4 2024 Portfolio in Review

As of Q4 2024, SeaCrest Wealth Management held 709 positions worth $951M, up 2.4% from $929M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management's Q4 2024 filing shows 58 new, 291 increased, 253 reduced and 54 closed positions. Its largest new stake was Principal Exchange-Traded Funds Principal US Mega-Cap ETF: 24,516 shares worth $1.47M. The largest sale was KLA, an estimated $2.85M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 27% a quarter earlier, followed by Communication Services and Financials.

  • SeaCrest Wealth Management's largest Q4 2024 buy was Principal Exchange-Traded Funds Principal US Mega-Cap ETF: 24,516 shares worth $1.47M.
  • SeaCrest Wealth Management added most to Palantir in Q4 2024, an estimated $1.84M increase.
  • SeaCrest Wealth Management's biggest Q4 2024 reduction was KLA, cutting an estimated $2.85M.
  • SeaCrest Wealth Management fully exited Sprott Copper Miners ETF in Q4 2024, selling an estimated $741K.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $951M portfolio in Q4 2024.
  • SeaCrest Wealth Management opened 58 new positions and closed 54 in Q4 2024.
  • SeaCrest Wealth Management's portfolio value rose 2.4% quarter-over-quarter to $951M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2024, filed 14 Jan 2025.