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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
676
Energy Transfer Partners
ET
$70.2B
$130K 0.01%
15,749
-1,257
-7% -$11.4K
AKTS
677
DELISTED
Akoustis Technologies Inc
AKTS
$130K 0.01%
19,480
-16,825
-46% -$126K
EAD
678
Allspring Income Opportunities Fund
EAD
$372M
$128K 0.01%
13,953
-122
-0.9% -$1.08K
NHS
679
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$127K 0.01%
10,208
-528
-5% -$6.75K
PFN
680
PIMCO Income Strategy Fund II
PFN
$695M
$125K 0.01%
13,064
-114
-0.9% -$1.11K
GLO
681
Clough Global Opportunities Fund
GLO
$249M
$116K 0.01%
10,881
-1,277
-11% -$15.4K
NGD
682
DELISTED
New Gold Inc
NGD
$105K 0.01%
70,300
-33,200
-32% -$47.8K
FAM
683
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$105K 0.01%
10,888
-547
-5% -$5.46K
BGR icon
684
BlackRock Energy and Resources Trust
BGR
$419M
$104K 0.01%
10,950
– –
RTL
685
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$95K 0.01%
10,397
– –
HGLB
686
Highland Global Allocation Fund
HGLB
$175M
$94K 0.01%
10,349
-11,889
-53% -$110K
TEI
687
Templeton Emerging Markets Income Fund
TEI
$315M
$94K 0.01%
12,892
-266
-2% -$2K
TV icon
688
Televisa
TV
$1.5B
$94K 0.01%
10,031
-16,969
-63% -$174K
DHY
689
Credit Suisse High Yield Credit Fund
DHY
$240M
$88K 0.01%
35,490
-2,090
-6% -$5.19K
MFM
690
Aberdeen Municipal Income Fund
MFM
$221M
$88K 0.01%
12,500
+2,200
+21% +$15.3K
USA icon
691
Liberty All-Star Equity Fund
USA
$1.8B
$87K 0.01%
10,423
– –
CLOV icon
692
Clover Health Investments
CLOV
$2.24B
$82K 0.01%
22,030
-12,000
-35% -$73.6K
GNT
693
GAMCO Natural Resources, Gold & Income Trust
GNT
$135M
$82K 0.01%
+15,306
New +$81K
SILV
694
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$82K 0.01%
+10,350
New +$84K
ARMP icon
695
Armata Pharmaceuticals
ARMP
$167M
$74K 0.01%
13,500
– –
CLNE icon
696
Clean Energy Fuels
CLNE
$423M
$70K 0.01%
11,500
– –
GGN
697
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$66K 0.01%
17,622
-267
-1% -$1.02K
NRO
698
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$63K 0.01%
12,576
– –
CIF
699
DELISTED
MFS Intermediate High Income Fund
CIF
$52K 0.01%
18,821
-453
-2% -$1.34K
CIK
700
Credit Suisse Asset Management Income Fund
CIK
$134M
$49K 0.01%
14,398
-346
-2% -$1.19K
26 27
28
29 30

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.