SWM
CIK

SeaCrest Wealth Management’s Credit Suisse Asset Management Income Fund CIK Stock Holding History

SeaCrest Wealth Management’s Portfolio CIK Stock Details CIK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q1 		– Sell
-12,207
Closed -$30.8K – 640
2022
Q4 		$30.8K Buy
+12,207
New +$31.8K ﹤0.01% 626
2022
Q3 		– Sell
-5,382
Closed -$15K – 785
2022
Q2 		$15K Buy
+5,382
New +$15.3K ﹤0.01% 1593
2022
Q1 		– Sell
-14,398
Closed -$49K – 722
2021
Q4 		$49K Sell
14,398
-346
-2% -$1.19K 0.01% 700
2021
Q3 		$51K Sell
14,744
-13,183
-47% -$45.9K 0.01% 669
2021
Q2 		$98K Buy
27,927
+900
+3% +$3.13K 0.01% 677
2021
Q1 		$91K Buy
27,027
+10,104
+60% +$33K 0.01% 647
2020
Q4 		$53K Buy
16,923
+4,874
+40% +$15K 0.01% 614
2020
Q3 		$35K Buy
+12,049
New +$34.2K 0.01% 577

Other funds holding CIK

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
BRWA
B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return
SPC
Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return