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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+12.56%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$948M
AUM Growth
+$27.1M
Cap. Flow
-$79.6M
Cap. Flow %
-8.39%
Top 10 Hldgs %
32.7%
Holding
684
New
67
Increased
174
Reduced
356
Closed
56

Top Buys

Rank Stock Value
1
PSLV icon
Sprott Physical Silver Trust
PSLV
+$2.24M
2
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.64M
3
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$1.2M
4
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$903K
5
TEVA icon
Teva Pharmaceuticals
TEVA
+$811K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$21.5M
2
AAPL icon
Apple
AAPL
+$4.68M
3
PLTR icon
Palantir
PLTR
+$4.6M
4
MSFT icon
Microsoft
MSFT
+$4.01M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 24.79%
2 Communication Services 10.97%
3 Financials 7.34%
4 Industrials 5.17%
5 Consumer Discretionary 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTNT icon
651
Fortinet
FTNT
$119B
– –
-2,221
Closed -$235K
GEHC icon
652
GE HealthCare
GEHC
$30.7B
– –
-13,782
Closed -$1.02M
GGAL icon
653
Galicia Financial Group
GGAL
$7.99B
– –
-9,445
Closed -$476K
GRAB icon
654
Grab
GRAB
$14.3B
– –
-37,000
Closed -$186K
HES
655
DELISTED
Hess
HES
– –
-2,678
Closed -$371K
HLN icon
656
Haleon
HLN
$43.5B
– –
-10,329
Closed -$107K
IWR icon
657
iShares Russell Mid-Cap ETF
IWR
$56B
– –
-2,848
Closed -$262K
JOF
658
Japan Smaller Capitalization Fund
JOF
$321M
– –
-69,349
Closed -$669K
LEG icon
659
Leggett & Platt
LEG
$1.34B
– –
-10,026
Closed -$89.4K
LMBS icon
660
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
– –
-5,069
Closed -$250K
MBLY icon
661
Mobileye
MBLY
$2B
– –
-49,407
Closed -$888K
NVS icon
662
Novartis
NVS
$297B
– –
-2,027
Closed -$245K
OTIS icon
663
Otis Worldwide
OTIS
$27.4B
– –
-2,558
Closed -$253K
PARA
664
DELISTED
Paramount Global Class B
PARA
– –
-16,850
Closed -$217K
PAYX icon
665
Paychex
PAYX
$41.6B
– –
-1,726
Closed -$251K
PFFD icon
666
Global X US Preferred ETF
PFFD
$2.15B
– –
-10,595
Closed -$200K
PYPL icon
667
PayPal
PYPL
$48.9B
– –
-3,260
Closed -$242K
RVT icon
668
Royce Value Trust
RVT
$2.21B
– –
-58,168
Closed -$875K
SG icon
669
Sweetgreen
SG
$766M
– –
-14,100
Closed -$210K
SMMT icon
670
Summit Therapeutics
SMMT
$10.4B
– –
-22,717
Closed -$483K
SPYM
671
State Street SPDR Portfolio S&P 500 ETF
SPYM
$162B
– –
-3,102
Closed -$225K
TOST icon
672
Toast
TOST
$18.7B
– –
-5,440
Closed -$241K
TRI icon
673
Thomson Reuters
TRI
$42.8B
– –
-1,856
Closed -$379K
UBX
674
DELISTED
Unity Biotechnology
UBX
– –
-27,800
Closed -$10.7K
USMC icon
675
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.55B
– –
-3,577
Closed -$224K
24 25 26
27
28

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, SeaCrest Wealth Management held 684 positions worth $948M, up 2.9% from $921M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management withdrew a net $79.6M in Q3 2025, closing 56 positions and reducing 356 holdings. Its most notable exit was GE HealthCare, an estimated $1.02M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Communication Services and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in iPath Series B S&P 500 VIX Short-Term Futures ETN worth $1.38M.

  • SeaCrest Wealth Management's largest Q3 2025 buy was iPath Series B S&P 500 VIX Short-Term Futures ETN: 41,527 shares worth $1.38M.
  • SeaCrest Wealth Management added most to Sprott Physical Silver Trust in Q3 2025, an estimated $2.24M increase.
  • SeaCrest Wealth Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $21.5M.
  • SeaCrest Wealth Management fully exited GE HealthCare in Q3 2025, selling an estimated $1.02M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $948M portfolio in Q3 2025.
  • SeaCrest Wealth Management opened 67 new positions and closed 56 in Q3 2025.
  • SeaCrest Wealth Management's portfolio value rose 2.9% quarter-over-quarter to $948M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2025, filed 13 Nov 2025.