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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAD
651
Allspring Income Opportunities Fund
EAD
$372M
$124K 0.02%
14,075
-4,027
-22% -$36K
FAM
652
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$116K 0.01%
11,435
-2,758
-19% -$28.1K
NGD
653
DELISTED
New Gold Inc
NGD
$110K 0.01%
103,500
-18,000
-15% -$24.8K
CCIF
654
Carlyle Credit Income Fund
CCIF
$59.4M
$108K 0.01%
+10,326
New +$110K
BGR icon
655
BlackRock Energy and Resources Trust
BGR
$421M
$104K 0.01%
10,950
– –
TEI
656
Templeton Emerging Markets Income Fund
TEI
$314M
$102K 0.01%
13,158
+1,151
+10% +$9.08K
CLNE icon
657
Clean Energy Fuels
CLNE
$427M
$94K 0.01%
11,500
– –
DHY
658
Credit Suisse High Yield Credit Fund
DHY
$242M
$93K 0.01%
37,580
-14,941
-28% -$37.5K
USA icon
659
Liberty All-Star Equity Fund
USA
$1.79B
$90K 0.01%
10,423
+106
+1% +$924
AIM
660
AIM ImmunoTech
AIM
$7.03M
$88K 0.01%
436
– –
RTL
661
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$84K 0.01%
10,397
-1,129
-10% -$9.54K
KOPN icon
662
Kopin
KOPN
$652M
$83K 0.01%
16,250
-4,800
-23% -$29.1K
MFM
663
Aberdeen Municipal Income Fund
MFM
$221M
$72K 0.01%
+10,300
New +$74.3K
GGN
664
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$766M
$67K 0.01%
17,889
-5,210
-23% -$20.2K
DPRO
665
Draganfly
DPRO
$153M
$66K 0.01%
+791
New +$66.8K
DWSN icon
666
Dawson Geophysical
DWSN
$145M
$62K 0.01%
25,000
– –
CIF
667
DELISTED
MFS Intermediate High Income Fund
CIF
$58K 0.01%
19,274
-16,829
-47% -$52.7K
NRO
668
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$58K 0.01%
12,576
-11,049
-47% -$53.7K
CIK
669
Credit Suisse Asset Management Income Fund
CIK
$134M
$51K 0.01%
14,744
-13,183
-47% -$45.9K
PPT
670
Franklin Premier Income Trust
PPT
$324M
$50K 0.01%
11,000
– –
ARMP icon
671
Armata Pharmaceuticals
ARMP
$167M
$49K 0.01%
13,500
– –
RIG icon
672
Transocean
RIG
$5.89B
$49K 0.01%
12,891
-11,600
-47% -$42.2K
MIN
673
Aberdeen Intermediate Income Fund
MIN
$274M
$45K 0.01%
12,425
– –
SENS icon
674
Senseonics Holdings Inc
SENS
$263M
$43K 0.01%
634
-45
-7% -$3.05K
IO
675
DELISTED
ION Geophysical Corporation
IO
$33K ﹤0.01%
25,000
– –
25 26
27
28 29

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.