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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+14.82%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$711M
AUM Growth
+$87.2M
Cap. Flow
+$10.1M
Cap. Flow %
1.42%
Top 10 Hldgs %
23.64%
Holding
666
New
85
Increased
222
Reduced
263
Closed
45

Top Buys

Rank Stock Value
1
EBC icon
Eastern Bankshares
EBC
+$1.7M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$1.66M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.2M
4
PEJ icon
Invesco Leisure and Entertainment ETF
PEJ
+$1.09M
5
KR icon
Kroger
KR
+$1.01M

Top Sells

Rank Stock Value
1
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.89M
2
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M
3
WMB icon
Williams Companies
WMB
+$915K
4
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$832K
5
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$747K

Sector Composition

Rank Sector Weight
1 Technology 21.57%
2 Communication Services 8.68%
3 Healthcare 8.66%
4 Financials 7.19%
5 Consumer Discretionary 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHB
601
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$132K 0.02%
14,340
+360
+3% +$3.28K
FHN icon
602
First Horizon
FHN
$12.2B
$128K 0.02%
10,014
-206
-2% -$2.41K
JPS
603
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$117K 0.02%
11,978
-1,291
-10% -$11.9K
CLNE icon
604
Clean Energy Fuels
CLNE
$410M
$91K 0.01%
11,600
+100
+0.9% +$390
AIM
605
AIM ImmunoTech
AIM
$7.32M
$87K 0.01%
489
-17
-3% -$3.4K
RTL
606
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$86K 0.01%
11,526
– –
SIRI icon
607
SiriusXM
SIRI
$10.2B
$79K 0.01%
1,248
+151
+14% +$9.27K
BGR icon
608
BlackRock Energy and Resources Trust
BGR
$416M
$78K 0.01%
10,950
– –
PPT
609
Franklin Premier Income Trust
PPT
$327M
$72K 0.01%
15,500
-4,000
-21% -$18.3K
USA icon
610
Liberty All-Star Equity Fund
USA
$1.82B
$71K 0.01%
+10,317
New +$66.2K
YELL
611
DELISTED
Yellow Corporation Common Stock
YELL
$68K 0.01%
15,399
-62,262
-80% -$302K
CIF
612
DELISTED
MFS Intermediate High Income Fund
CIF
$55K 0.01%
21,469
+6,526
+44% +$16K
NAT icon
613
Nordic American Tanker
NAT
$1.36B
$55K 0.01%
+18,800
New +$61.3K
CIK
614
Credit Suisse Asset Management Income Fund
CIK
$134M
$53K 0.01%
16,923
+4,874
+40% +$15K
NOK icon
615
Nokia
NOK
$52.3B
$53K 0.01%
+13,442
New +$52.9K
MIN
616
Aberdeen Intermediate Income Fund
MIN
$274M
$47K 0.01%
12,271
+124
+1% +$467
LPTH icon
617
Lightpath Technologies
LPTH
$702M
$43K 0.01%
+11,000
New +$31.7K
ARMP icon
618
Armata Pharmaceuticals
ARMP
$185M
$38K 0.01%
12,655
– –
IO
619
DELISTED
ION Geophysical Corporation
IO
$24K ﹤0.01%
+10,000
New +$18.8K
DWSN icon
620
Dawson Geophysical
DWSN
$145M
$21K ﹤0.01%
+10,000
New +$20K
FTK icon
621
Flotek Industries
FTK
$968M
$21K ﹤0.01%
1,667
– –
ABEV icon
622
Ambev
ABEV
$47.1B
– –
-10,760
Closed -$24K
ASB icon
623
Associated Banc-Corp
ASB
$5.93B
– –
-11,394
Closed -$144K
BBY icon
624
Best Buy
BBY
$18B
– –
-3,897
Closed -$434K
BGB
625
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
– –
-10,007
Closed -$122K
23 24
25
26 27

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AIC
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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, SeaCrest Wealth Management held 666 positions worth $711M, up 14% from $624M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q4 2020 filing shows 85 new, 222 increased, 263 reduced and 45 closed positions. Its largest new stake was Eastern Bankshares: 120,000 shares worth $1.96M. The largest sale was Sprott Physical Silver Trust, an estimated $1.89M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q4 2020 buy was Eastern Bankshares: 120,000 shares worth $1.96M.
  • SeaCrest Wealth Management added most to State Street SPDR Portfolio Short Term Corporate Bond ETF in Q4 2020, an estimated $1.66M increase.
  • SeaCrest Wealth Management's biggest Q4 2020 reduction was Sprott Physical Silver Trust, cutting an estimated $1.89M.
  • SeaCrest Wealth Management fully exited iPath Series B S&P 500 VIX Short-Term Futures ETN in Q4 2020, selling an estimated $1.16M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $711M portfolio in Q4 2020.
  • SeaCrest Wealth Management opened 85 new positions and closed 45 in Q4 2020.
  • SeaCrest Wealth Management's portfolio value rose 14% quarter-over-quarter to $711M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2020, filed 9 Feb 2021.