We are live on ! Find out more
SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+11.79%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$810M
AUM Growth
+$39.9M
Cap. Flow
-$26.2M
Cap. Flow %
-3.24%
Top 10 Hldgs %
28.31%
Holding
664
New
44
Increased
184
Reduced
349
Closed
44

Top Buys

Rank Stock Value
1
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.66M
2
MBLY icon
Mobileye
MBLY
+$1.35M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$1.11M
4
VXF icon
Vanguard Extended Market ETF
VXF
+$866K
5
URA icon
Global X Uranium ETF
URA
+$836K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.2M
2
VDE icon
Vanguard Energy ETF
VDE
+$1.91M
3
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.86M
4
AZO icon
AutoZone
AZO
+$1.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 24.56%
2 Healthcare 8.22%
3 Financials 8.14%
4 Communication Services 7.71%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVTS icon
501
Navitas Semiconductor
NVTS
$2.84B
$258K 0.03%
+37,260
New +$250K
SOFI icon
502
SoFi Technologies
SOFI
$21B
$257K 0.03%
31,261
-5,980
-16% -$47.5K
DFNM icon
503
Dimensional National Municipal Bond ETF
DFNM
$2.23B
$257K 0.03%
5,294
– –
IHI icon
504
iShares US Medical Devices ETF
IHI
$3.13B
$255K 0.03%
4,792
-179
-4% -$8.74K
ADSK icon
505
Autodesk
ADSK
$49.5B
$255K 0.03%
1,112
-2,217
-67% -$479K
DGX icon
506
Quest Diagnostics
DGX
$25.7B
$255K 0.03%
1,795
– –
IQLT icon
507
iShares MSCI Intl Quality Factor ETF
IQLT
$13.8B
$254K 0.03%
6,925
-25,826
-79% -$901K
FAX
508
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$254K 0.03%
15,229
+640
+4% +$9.96K
TCPC icon
509
BlackRock TCP Capital
TCPC
$273M
$252K 0.03%
21,200
-11,700
-36% -$133K
TYG
510
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$251K 0.03%
8,537
-1,337
-14% -$37.8K
SGOV icon
511
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.4B
$251K 0.03%
+2,502
New +$251K
RIV
512
RiverNorth Opportunities Fund
RIV
$311M
$251K 0.03%
22,448
-9,711
-30% -$102K
AWP
513
abrdn Global Premier Properties Fund
AWP
$372M
$251K 0.03%
21,890
+980
+5% +$10.6K
AJG icon
514
Arthur J. Gallagher & Co
AJG
$64.1B
$250K 0.03%
1,111
+10
+0.9% +$2.37K
ICSH icon
515
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.07B
$250K 0.03%
4,958
-100
-2% -$5.03K
EVV
516
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$248K 0.03%
25,628
-1,824
-7% -$16.6K
NRIM icon
517
Northrim BanCorp
NRIM
$590M
$247K 0.03%
+18,204
New +$215K
UFOX
518
Defiance Space and Connective Tech ETF
UFOX
$835M
$247K 0.03%
7,156
-146
-2% -$4.72K
JQC icon
519
Nuveen Credit Strategies Income Fund
JQC
$704M
$246K 0.03%
46,587
+1,086
+2% +$5.48K
CATC
520
DELISTED
CAMBRIDGE BANCORP
CATC
$245K 0.03%
3,583
– –
WY icon
521
Weyerhaeuser
WY
$18B
$245K 0.03%
7,276
-634
-8% -$19.7K
CLM icon
522
Cornerstone Strategic Value Fund
CLM
$2.22B
$245K 0.03%
34,571
+610
+2% +$4.35K
DELL icon
523
Dell
DELL
$262B
$245K 0.03%
+3,230
New +$228K
MQY icon
524
BlackRock MuniYield Quality Fund
MQY
$805M
$244K 0.03%
19,965
-337
-2% -$3.7K
AIG icon
525
American International
AIG
$41.7B
$244K 0.03%
3,537
+5
+0.1% +$319
19 20
21
22 23

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, SeaCrest Wealth Management held 664 positions worth $810M, up 5.2% from $770M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SeaCrest Wealth Management withdrew a net $26.2M in Q4 2023, closing 44 positions and reducing 349 holdings. Its most notable exit was Schwab Fundamental Emerging Markets Large Company Index ETF, an estimated $644K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in Mobileye worth $1.04M.

  • SeaCrest Wealth Management's largest Q4 2023 buy was Mobileye: 34,255 shares worth $1.04M.
  • SeaCrest Wealth Management added most to State Street SPDR S&P Regional Banking ETF in Q4 2023, an estimated $1.66M increase.
  • SeaCrest Wealth Management's biggest Q4 2023 reduction was Apple, cutting an estimated $2.2M.
  • SeaCrest Wealth Management fully exited Schwab Fundamental Emerging Markets Large Company Index ETF in Q4 2023, selling an estimated $644K.
  • SeaCrest Wealth Management's ten largest holdings make up 28% of its $810M portfolio in Q4 2023.
  • SeaCrest Wealth Management opened 44 new positions and closed 44 in Q4 2023.
  • SeaCrest Wealth Management's portfolio value rose 5.2% quarter-over-quarter to $810M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2023, filed 18 Jan 2024.