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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWFG icon
376
Bankwell Financial Group
BWFG
$543M
$466K 0.05%
14,176
– –
EIX icon
377
Edison International
EIX
$28.2B
$466K 0.05%
6,829
+1,584
+30% +$100K
JCI icon
378
Johnson Controls International
JCI
$88.8B
$463K 0.05%
5,692
-37
-0.6% -$2.8K
SRE icon
379
Sempra
SRE
$57.9B
$463K 0.05%
6,994
+12
+0.2% +$760
BABA icon
380
Alibaba
BABA
$293B
$461K 0.05%
3,884
-1,714
-31% -$250K
MPC icon
381
Marathon Petroleum
MPC
$92.4B
$461K 0.05%
7,200
+131
+2% +$8.42K
VIGI icon
382
Vanguard International Dividend Appreciation ETF
VIGI
$9.08B
$458K 0.05%
5,363
+293
+6% +$26K
IWF icon
383
iShares Russell 1000 Growth ETF
IWF
$121B
$457K 0.05%
5,988
+368
+7% +$27.3K
IGPT icon
384
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$456K 0.05%
10,707
+240
+2% +$11.4K
ACP
385
abrdn Income Credit Strategies Fund
ACP
$635M
$454K 0.05%
44,576
-9,414
-17% -$103K
PLTR icon
386
Palantir
PLTR
$295B
$454K 0.05%
24,931
+510
+2% +$11.3K
XLE icon
387
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$453K 0.05%
16,330
+3,060
+23% +$86.5K
IDV icon
388
iShares International Select Dividend ETF
IDV
$8.45B
$448K 0.05%
14,369
-2,030
-12% -$62.8K
PDI icon
389
PIMCO Dynamic Income Fund
PDI
$7.39B
$447K 0.05%
17,245
+4,563
+36% +$119K
IJJ icon
390
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$446K 0.05%
4,033
+513
+15% +$55.8K
LMBS icon
391
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$445K 0.05%
8,911
-900
-9% -$45.2K
NLY icon
392
Annaly Capital Management
NLY
$17.1B
$444K 0.05%
14,188
+5,025
+55% +$169K
X
393
DELISTED
US Steel
X
$439K 0.05%
18,428
– –
AWK icon
394
American Water Works
AWK
$26.7B
$436K 0.05%
2,307
-8
-0.3% -$1.4K
DGX icon
395
Quest Diagnostics
DGX
$25.7B
$436K 0.05%
2,521
+68
+3% +$10.3K
FTSL icon
396
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$436K 0.05%
9,096
– –
PLUG icon
397
Plug Power
PLUG
$2.87B
$435K 0.05%
15,402
+5,409
+54% +$187K
RMBI icon
398
Richmond Mutual Bancorp
RMBI
$251M
$435K 0.05%
27,124
– –
STZ icon
399
Constellation Brands
STZ
$22.2B
$429K 0.05%
1,711
-1,211
-41% -$276K
AGR
400
DELISTED
Avangrid, Inc.
AGR
$429K 0.05%
8,594
+2
+0% +$101
14 15
16
17 18

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.