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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNX icon
326
Knight Transportation
KNX
$11.3B
$554K 0.06%
+9,090
New +$515K
UCB
327
United Community Banks
UCB
$4.24B
$549K 0.06%
15,280
-4,132
-21% -$144K
DLTR icon
328
Dollar Tree
DLTR
$24.4B
$547K 0.06%
+3,896
New +$473K
OPP
329
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$544K 0.06%
38,782
-10,484
-21% -$154K
DSL
330
DoubleLine Income Solutions Fund
DSL
$1.22B
$543K 0.06%
+33,709
New +$577K
IMCB icon
331
iShares Morningstar Mid-Cap ETF
IMCB
$1.65B
$543K 0.06%
7,632
+300
+4% +$21K
PSCH icon
332
Invesco S&P SmallCap Health Care ETF
PSCH
$163M
$543K 0.06%
9,066
– –
SDY icon
333
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$543K 0.06%
4,202
-11
-0.3% -$1.37K
AES icon
334
AES
AES
$10.5B
$540K 0.06%
22,233
-780
-3% -$19K
TTD icon
335
Trade Desk
TTD
$8.48B
$540K 0.06%
5,898
+775
+15% +$67.9K
PAAS icon
336
Pan American Silver
PAAS
$18.2B
$535K 0.06%
21,443
-2,550
-11% -$64.2K
RIV
337
RiverNorth Opportunities Fund
RIV
$311M
$531K 0.06%
33,262
-7,421
-18% -$126K
VEU icon
338
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$531K 0.06%
8,659
-150
-2% -$9.28K
VVR icon
339
Invesco Senior Income Trust
VVR
$457M
$531K 0.06%
122,520
– –
MMP
340
DELISTED
Magellan Midstream Partners, L.P.
MMP
$529K 0.06%
11,383
– –
TD icon
341
Toronto Dominion Bank
TD
$198B
$527K 0.06%
6,868
-82
-1% -$5.98K
GDXU icon
342
MicroSectors Gold Miners 3x Leveraged ETN
GDXU
$638M
$525K 0.06%
+4,600
New +$532K
TSM icon
343
TSMC
TSM
$2.1T
$524K 0.06%
4,359
+544
+14% +$63.7K
ALB icon
344
Albemarle
ALB
$13.9B
$523K 0.06%
2,238
+376
+20% +$93K
DXCM icon
345
DexCom
DXCM
$31.5B
$523K 0.06%
3,896
-424
-10% -$60.9K
WTRG icon
346
Essential Utilities
WTRG
$11.3B
$523K 0.06%
9,747
– –
EOG icon
347
EOG Resources
EOG
$79.2B
$520K 0.06%
5,849
-497
-8% -$44.6K
ORAN
348
DELISTED
Orange
ORAN
$517K 0.06%
48,985
-407
-0.8% -$4.41K
ITA icon
349
iShares US Aerospace & Defense ETF
ITA
$14.2B
$514K 0.06%
5,004
+2
+0% +$209
SITC icon
350
SITE Centers
SITC
$225M
$513K 0.06%
41,529
– –
12 13
14
15 16

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AIC
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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.