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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPH icon
326
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
$522K 0.06%
17,520
-30
-0.2% -$924
EMN icon
327
Eastman Chemical
EMN
$8B
$521K 0.06%
5,171
+179
+4% +$19.8K
ITA icon
328
iShares US Aerospace & Defense ETF
ITA
$14.2B
$521K 0.06%
5,002
-360
-7% -$38.2K
PPG icon
329
PPG Industries
PPG
$24.6B
$520K 0.06%
3,634
-3
-0.1% -$481
MMP
330
DELISTED
Magellan Midstream Partners, L.P.
MMP
$519K 0.06%
11,383
-100
-0.9% -$4.75K
VOE icon
331
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$517K 0.06%
3,701
+9
+0.2% +$1.28K
GEN icon
332
Gen Digital
GEN
$16.4B
$516K 0.06%
+20,412
New +$531K
YUM icon
333
Yum! Brands
YUM
$41.8B
$514K 0.06%
4,199
+54
+1% +$6.85K
ABB
334
DELISTED
ABB Ltd
ABB
$512K 0.06%
15,355
+2,805
+22% +$102K
EOG icon
335
EOG Resources
EOG
$79.2B
$509K 0.06%
+6,346
New +$463K
USMV icon
336
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$508K 0.06%
6,914
– –
MU icon
337
Micron Technology
MU
$930B
$507K 0.06%
7,138
-807
-10% -$60.6K
K
338
DELISTED
Kellanova
K
$504K 0.06%
8,402
-412
-5% -$24.7K
IGPT icon
339
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$502K 0.06%
10,467
+27
+0.3% +$1.4K
XLU icon
340
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$501K 0.06%
15,680
+1,400
+10% +$46.8K
SITC icon
341
SITE Centers
SITC
$225M
$500K 0.06%
41,529
– –
IDV icon
342
iShares International Select Dividend ETF
IDV
$8.45B
$499K 0.06%
16,399
+300
+2% +$9.64K
IEFA icon
343
iShares Core MSCI EAFE ETF
IEFA
$190B
$498K 0.06%
6,709
– –
QLC icon
344
FlexShares US Quality Large Cap Index Fund
QLC
$1B
$498K 0.06%
+10,502
New +$514K
LMBS icon
345
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$496K 0.06%
9,811
+1,619
+20% +$82.2K
EMB icon
346
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$495K 0.06%
4,501
+476
+12% +$53.5K
SDY icon
347
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$495K 0.06%
4,213
-125
-3% -$15.3K
FVD icon
348
First Trust Value Line Dividend Fund
FVD
$8.32B
$493K 0.06%
12,564
-196
-2% -$7.96K
STMP
349
DELISTED
Stamps.com, Inc.
STMP
$490K 0.06%
1,485
-77
-5% -$24.4K
IMCB icon
350
iShares Morningstar Mid-Cap ETF
IMCB
$1.65B
$488K 0.06%
7,332
+1,042
+17% +$70.7K
12 13
14
15 16

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.