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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$534M
AUM Growth
+$43M
Cap. Flow
+$36.8M
Cap. Flow %
6.89%
Top 10 Hldgs %
19.01%
Holding
573
New
57
Increased
265
Reduced
172
Closed
29

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.97M
2
AMGN icon
Amgen
AMGN
+$1.87M
3
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
4
BX icon
Blackstone
BX
+$1.32M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.17M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$2.53M
2
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
+$1.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$866K
4
HDV
iShares Core High Dividend ETF
HDV
+$800K
5
CAH icon
Cardinal Health
CAH
+$799K

Sector Composition

Rank Sector Weight
1 Technology 14.61%
2 Financials 9.74%
3 Communication Services 8.82%
4 Healthcare 7.91%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
276
Exelon
EXC
$48.1B
$467K 0.09%
13,555
+2,300
+20% +$77.2K
XLF icon
277
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$467K 0.09%
16,679
-1,340
-7% -$37K
IGSB icon
278
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$463K 0.09%
+8,630
New +$462K
ELV icon
279
Elevance Health
ELV
$81.5B
$455K 0.09%
1,895
-16
-0.8% -$4.38K
BR icon
280
Broadridge
BR
$18.4B
$453K 0.08%
3,640
+19
+0.5% +$2.45K
SKYY icon
281
First Trust Cloud Computing ETF
SKYY
$2.83B
$453K 0.08%
8,025
+2,888
+56% +$167K
VGI
282
Virtus Global Multi-Sector Income Fund
VGI
$81.7M
$453K 0.08%
35,921
+3,992
+13% +$50.9K
MTN icon
283
Vail Resorts
MTN
$5.7B
$452K 0.08%
1,986
-25
-1% -$5.9K
OPP
284
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$189M
$452K 0.08%
26,262
+3,322
+14% +$57.4K
FTF
285
Franklin Limited Duration Income Trust
FTF
$231M
$450K 0.08%
48,317
+6,807
+16% +$64.9K
VTV icon
286
Vanguard Value ETF
VTV
$188B
$449K 0.08%
4,021
-273
-6% -$30.2K
EMB icon
287
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$447K 0.08%
+3,944
New +$449K
PAYX icon
288
Paychex
PAYX
$43.4B
$446K 0.08%
5,389
+1,669
+45% +$139K
TT icon
289
Trane Technologies
TT
$98.8B
$446K 0.08%
3,619
+39
+1% +$4.76K
GS icon
290
Goldman Sachs
GS
$289B
$445K 0.08%
2,148
-124
-5% -$25.9K
ZBH icon
291
Zimmer Biomet
ZBH
$18.8B
$445K 0.08%
3,338
+208
+7% +$26.9K
CORP icon
292
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$443K 0.08%
4,039
+148
+4% +$16.1K
MAA icon
293
Mid-America Apartment Communities
MAA
$16B
$443K 0.08%
+3,410
New +$424K
RMBI icon
294
Richmond Mutual Bancorp
RMBI
$249M
$435K 0.08%
+31,124
New +$416K
EPR icon
295
EPR Properties
EPR
$4.89B
$434K 0.08%
5,645
-393
-7% -$29.9K
GEM icon
296
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.6B
$434K 0.08%
13,832
+479
+4% +$15.3K
AXP icon
297
American Express
AXP
$224B
$432K 0.08%
3,654
+160
+5% +$19.6K
KL
298
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$430K 0.08%
9,592
-5,358
-36% -$245K
ACP
299
abrdn Income Credit Strategies Fund
ACP
$631M
$428K 0.08%
35,491
+5,827
+20% +$70.1K
USMC icon
300
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.48B
$428K 0.08%
+14,570
New +$425K
10 11
12
13 14

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, SeaCrest Wealth Management held 573 positions worth $534M, up 8.8% from $491M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

SeaCrest Wealth Management deployed $36.8M of net new capital in Q3 2019, opening 57 new positions and adding to 265 existing holdings. Its largest new stake was SPDR Gold MiniShares Trust: 46,527 shares worth $1.37M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $2.53M trimmed.

  • SeaCrest Wealth Management's largest Q3 2019 buy was SPDR Gold MiniShares Trust: 46,527 shares worth $1.37M.
  • SeaCrest Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2019, an estimated $4.97M increase.
  • SeaCrest Wealth Management's biggest Q3 2019 reduction was Schwab International Equity ETF, cutting an estimated $2.53M.
  • SeaCrest Wealth Management fully exited VanEck Gold Miners ETF in Q3 2019, selling an estimated $866K.
  • SeaCrest Wealth Management's ten largest holdings make up 19% of its $534M portfolio in Q3 2019.
  • SeaCrest Wealth Management opened 57 new positions and closed 29 in Q3 2019.
  • SeaCrest Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $534M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2019, filed 15 Oct 2019.