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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$951M
AUM Growth
+$22.7M
Cap. Flow
-$5.55M
Cap. Flow %
-0.58%
Top 10 Hldgs %
32.92%
Holding
709
New
58
Increased
291
Reduced
253
Closed
54

Top Buys

Rank Stock Value
1
PLTR icon
Palantir
PLTR
+$1.84M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$1.45M
3
PVAL icon
Putnam Focused Large Cap Value ETF
PVAL
+$1.2M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.14M
5
META icon
Meta Platforms (Facebook)
META
+$1.05M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$2.85M
2
NVDA icon
NVIDIA
NVDA
+$2.77M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.13M
4
IBB icon
iShares Biotechnology ETF
IBB
+$981K
5
MSTR icon
Strategy Inc
MSTR
+$945K

Sector Composition

Rank Sector Weight
1 Technology 27.32%
2 Communication Services 8.95%
3 Financials 8.28%
4 Consumer Discretionary 5.82%
5 Healthcare 5.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSP icon
251
Invesco Global Listed Private Equity ETF
PSP
$232M
$717K 0.08%
+10,740
New +$740K
MDLZ icon
252
Mondelez International
MDLZ
$79.5B
$715K 0.08%
11,977
-153
-1% -$10.1K
BND icon
253
Vanguard Total Bond Market
BND
$157B
$712K 0.07%
9,899
+2,767
+39% +$202K
FAUG icon
254
FT Vest US Equity Buffer ETF August
FAUG
$1.19B
$710K 0.07%
15,263
– –
TAP icon
255
Molson Coors Class B
TAP
$7.79B
$705K 0.07%
12,299
-618
-5% -$36K
IWD icon
256
iShares Russell 1000 Value ETF
IWD
$82.2B
$697K 0.07%
3,764
+53
+1% +$10.2K
FRO icon
257
Frontline
FRO
$8.76B
$691K 0.07%
48,675
-500
-1% -$9.37K
ALAB icon
258
Astera Labs
ALAB
$53.3B
$690K 0.07%
+5,211
New +$489K
TIP icon
259
iShares TIPS Bond ETF
TIP
$14.5B
$688K 0.07%
6,460
-95
-1% -$10.3K
SCHO icon
260
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$687K 0.07%
28,573
-475
-2% -$11.5K
SLV icon
261
iShares Silver Trust
SLV
$28B
$685K 0.07%
26,009
-245
-0.9% -$7K
SYBT icon
262
Stock Yards Bancorp
SYBT
$2.64B
$684K 0.07%
9,554
– –
IWB icon
263
iShares Russell 1000 ETF
IWB
$48.2B
$681K 0.07%
2,115
+6
+0.3% +$1.94K
UPS icon
264
United Parcel Service
UPS
$88.6B
$680K 0.07%
5,393
+150
+3% +$19.7K
CL icon
265
Colgate-Palmolive
CL
$73.1B
$674K 0.07%
7,415
+154
+2% +$14.7K
VXX icon
266
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$154M
$669K 0.07%
+14,600
New +$706K
DOCU
267
DocuSign
DOCU
$10.5B
$668K 0.07%
7,424
-2,909
-28% -$232K
SDY icon
268
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$667K 0.07%
5,050
-7
-0.1% -$978
MSTR icon
269
Strategy Inc
MSTR
$34.1B
$665K 0.07%
2,297
-3,142
-58% -$945K
SSB icon
270
SouthState Bank Corp
SSB
$10.2B
$663K 0.07%
6,665
– –
IJH icon
271
iShares Core S&P Mid-Cap ETF
IJH
$122B
$663K 0.07%
10,634
+4
+0% +$257
QQQE icon
272
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$659K 0.07%
7,343
-94
-1% -$8.67K
EFA icon
273
iShares MSCI EAFE ETF
EFA
$78B
$659K 0.07%
8,714
-100
-1% -$7.92K
ET icon
274
Energy Transfer Partners
ET
$70.1B
$659K 0.07%
33,621
+7,147
+27% +$127K
VST icon
275
Vistra
VST
$50B
$651K 0.07%
4,723
-562
-11% -$78K
9 10
11
12 13

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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q4 2024 Portfolio in Review

As of Q4 2024, SeaCrest Wealth Management held 709 positions worth $951M, up 2.4% from $929M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management's Q4 2024 filing shows 58 new, 291 increased, 253 reduced and 54 closed positions. Its largest new stake was Principal Exchange-Traded Funds Principal US Mega-Cap ETF: 24,516 shares worth $1.47M. The largest sale was KLA, an estimated $2.85M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 27% a quarter earlier, followed by Communication Services and Financials.

  • SeaCrest Wealth Management's largest Q4 2024 buy was Principal Exchange-Traded Funds Principal US Mega-Cap ETF: 24,516 shares worth $1.47M.
  • SeaCrest Wealth Management added most to Palantir in Q4 2024, an estimated $1.84M increase.
  • SeaCrest Wealth Management's biggest Q4 2024 reduction was KLA, cutting an estimated $2.85M.
  • SeaCrest Wealth Management fully exited Sprott Copper Miners ETF in Q4 2024, selling an estimated $741K.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $951M portfolio in Q4 2024.
  • SeaCrest Wealth Management opened 58 new positions and closed 54 in Q4 2024.
  • SeaCrest Wealth Management's portfolio value rose 2.4% quarter-over-quarter to $951M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2024, filed 14 Jan 2025.