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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$128M
Cap. Flow
-$133M
Cap. Flow %
-68.68%
Top 10 Hldgs %
31.77%
Holding
202
New
5
Increased
7
Reduced
30
Closed
77

Top Buys

Rank Stock Value
1
PNTM
Pontem Corporation
PNTM
+$2.05M
2
PTHRU
Pono Capital Three, Inc. Unit
PTHRU
+$765K
3
NATI
National Instruments Corp
NATI
+$722K
4
HSPO
Horizon Space Acquisition I Corp
HSPO
+$555K
5
CPUH.WS
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
+$448K

Top Sells

Rank Stock Value
1
VAQC
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
+$5.94M
2
AEAC
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
+$5.8M
3
NGC
Northern Genesis Acquisition Corp. III
NGC
+$5.37M
4
CFIV
CF Acquisition Corp. IV Class A common stock
CFIV
+$5.37M
5
LGAC
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
+$5.25M

Sector Composition

Rank Sector Weight
1 Financials 84.7%
2 Technology 3.29%
3 Energy 2.78%
4 Utilities 2.36%
5 Consumer Discretionary 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNTM
1
DELISTED
Pontem Corporation
PNTM
$7.59M 3.93%
735,019
+200,000
+37% +$2.05M
ACRO
2
DELISTED
Acropolis Infrastructure Acquisition Corp
ACRO
$7.45M 3.86%
735,504
– –
PFTA
3
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$6.7M 3.47%
655,536
– –
DPCS
4
DELISTED
DP Cap Acquisition Corp I Class A Ordinary Shares
DPCS
$6.51M 3.37%
622,800
– –
BMAC
5
DELISTED
Black Mountain Acquisition Corp.
BMAC
$5.98M 3.1%
575,588
-37,500
-6% -$387K
XFIN
6
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
$5.6M 2.9%
538,554
-162,000
-23% -$1.67M
STET
7
DELISTED
ST Energy Transition I Ltd.
STET
$5.43M 2.81%
523,000
– –
APGB
8
DELISTED
Apollo Strategic Growth Capital II
APGB
$5.43M 2.81%
529,320
– –
VMGA
9
DELISTED
VMG Consumer Acquisition Corp. Class A Common Stock
VMGA
$5.34M 2.77%
516,854
-75,422
-13% -$775K
PLMJ
10
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
$5.3M 2.75%
518,034
– –
ADAL
11
DELISTED
Anthemis Digital Acquisitions I Corp Class A Ordinary Shares
ADAL
$5.15M 2.67%
492,520
– –
DTI icon
12
Drilling Tools International
DTI
$79.1M
$4.94M 2.56%
472,693
– –
LCW
13
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
$4.89M 2.53%
476,346
– –
BPAC
14
DELISTED
Bullpen Parlay Acquisition Company Class A Ordinary Share
BPAC
$4.81M 2.49%
461,999
– –
WAVC
15
DELISTED
Waverley Capital Acquisition Corp. 1
WAVC
$4.57M 2.37%
448,503
– –
OKLO
16
Oklo
OKLO
$6.57B
$4.55M 2.36%
448,500
– –
JUGG
17
DELISTED
Jaws Juggernaut Acquisition Corporation Class A Ordinary Share
JUGG
$4.48M 2.32%
438,396
– –
TWCB
18
DELISTED
Bilander Acquisition Corp. Class A Common Stock
TWCB
$4.41M 2.28%
436,600
– –
GCTS
19
GCT Semiconductor Holding
GCTS
$161M
$4.13M 2.14%
398,000
-75,000
-16% -$774K
TCVA
20
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$4.12M 2.13%
402,390
– –
PANA
21
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$4.1M 2.13%
401,459
– –
GFGD
22
DELISTED
The Growth for Good Acquisition Corporation Class A Ordinary Shares
GFGD
$4.08M 2.11%
399,000
– –
CDAQ
23
DELISTED
Compass Digital Acquisition Corp. Class A Ordinary Shares
CDAQ
$4M 2.07%
387,165
– –
CORS
24
DELISTED
Corsair Partnering Corporation
CORS
$3.97M 2.05%
388,527
– –
KVSC
25
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$3.88M 2.01%
382,500
– –
1
2 3 4 5

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Sage Rock Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Sage Rock Capital Management held 202 positions worth $193M, down 40% from $321M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sage Rock Capital Management withdrew a net $133M in Q1 2023, closing 77 positions and reducing 30 holdings. Its most notable exit was Vector Acquisition Corporation II Class A Ordinary Shares, an estimated $5.94M position sold in full.

By sector, the portfolio is most concentrated in Financials at 85% of assets, down from 86% a quarter earlier, followed by Technology and Energy.

Against the trend, Sage Rock Capital Management opened a new position in Pono Capital Three, Inc. Unit worth $769K.

  • Sage Rock Capital Management's largest Q1 2023 buy was Pono Capital Three, Inc. Unit: 74,922 shares worth $769K.
  • Sage Rock Capital Management added most to Pontem Corporation in Q1 2023, an estimated $2.05M increase.
  • Sage Rock Capital Management's biggest Q1 2023 reduction was CF Acquisition Corp. IV Class A common stock, cutting an estimated $5.37M.
  • Sage Rock Capital Management fully exited Vector Acquisition Corporation II Class A Ordinary Shares in Q1 2023, selling an estimated $5.94M.
  • Sage Rock Capital Management's ten largest holdings make up 32% of its $193M portfolio in Q1 2023.
  • Sage Rock Capital Management opened 5 new positions and closed 77 in Q1 2023.
  • Sage Rock Capital Management's portfolio value fell 40% quarter-over-quarter to $193M.

Based on Sage Rock Capital Management's 13F filing for Q1 2023, filed 15 May 2023.