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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+9.02%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$603M
AUM Growth
+$99.5M
Cap. Flow
+$67.3M
Cap. Flow %
11.17%
Top 10 Hldgs %
20.84%
Holding
188
New
75
Increased
7
Reduced
20
Closed
66

Top Buys

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$13.7M
2
SCOAU
ScION Tech Growth I Unit
SCOAU
+$12.4M
3
AJAX.U
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
+$10.9M
4
PACE.U
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
+$10.8M
5
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$10.7M

Top Sells

Rank Stock Value
1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$20M
2
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
+$14.6M
3
CFIIU
CF Finance Acquisition Corp. II Unit
CFIIU
+$14.5M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$13.3M
5
AVPT icon
AvePoint
AVPT
+$12.6M

Sector Composition

Rank Sector Weight
1 Healthcare 8.62%
2 Industrials 7.03%
3 Financials 5.65%
4 Consumer Discretionary 2.32%
5 Communication Services 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCID icon
1
Lucid Motors
LCID
$3.08B
$14M 2.32%
+139,560
New +$13.7M
ENPC.U
2
DELISTED
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
$13.8M 2.29%
542,400
+58,200
+12% +$1.46M
PRPB.U
3
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
$13M 2.16%
1,307,000
-141,000
-10% -$1.45M
AACQU
4
DELISTED
Artius Acquisition Inc. Unit
AACQU
$12.8M 2.13%
1,143,000
-417,978
-27% -$4.37M
IPOE.U
5
DELISTED
Social Capital Hedosophia Holdings Corp. V Units, each consisting of one Class A ordinary share and
IPOE.U
$12.6M 2.09%
+956,972
New +$10.6M
SCOAU
6
DELISTED
ScION Tech Growth I Unit
SCOAU
$12.4M 2.07%
+1,206,000
New +$12.4M
AJAX.U
7
DELISTED
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
$12.3M 2.05%
+993,000
New +$10.9M
LCYAU
8
DELISTED
Landcadia Holdings III, Inc. Unit
LCYAU
$11.7M 1.95%
+1,050,000
New +$10.7M
PACE.U
9
DELISTED
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
$11.7M 1.94%
+1,027,590
New +$10.8M
CRHC.U
10
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$11.2M 1.86%
1,040,000
-217,000
-17% -$2.21M
GOAC.U
11
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$11.1M 1.83%
1,040,000
-508,000
-33% -$5.16M
TOI icon
12
The Oncology Institute
TOI
$479M
$11M 1.83%
+1,021,956
New +$10.5M
MAACU
13
DELISTED
Montes Archimedes Acquisition Corp. Unit
MAACU
$11M 1.83%
+1,050,000
New +$10.6M
YAC.U
14
DELISTED
Yucaipa Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
YAC.U
$11M 1.82%
1,076,077
– –
HIGA.U
15
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$10.8M 1.8%
+1,040,000
New +$10.5M
SPNV.U
16
DELISTED
Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s
SPNV.U
$10.8M 1.79%
+930,310
New +$9.86M
ASPL.U
17
DELISTED
Aspirational Consumer Lifestyle Corp. Units, each consisting of one Class A ordinary share and one-t
ASPL.U
$10.6M 1.75%
1,009,700
-111,200
-10% -$1.12M
SEAH.U
18
DELISTED
Sports Entertainment Acquisition Corp. Units, each consisting of one share of Class A Common Stock,
SEAH.U
$10.5M 1.74%
+972,700
New +$9.96M
FCACU
19
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
$10.4M 1.73%
976,000
– –
LOKB.U
20
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
$9.99M 1.66%
+921,000
New +$9.64M
TWCT
21
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
$9.91M 1.64%
+940,698
New +$9.47M
VACQU
22
DELISTED
Vector Acquisition Corporation Unit
VACQU
$9.68M 1.61%
900,000
– –
MIR icon
23
Mirion Technologies
MIR
$3.79B
$9.45M 1.57%
+866,500
New +$8.95M
LFTRU
24
DELISTED
Lefteris Acquisition Corp. Unit
LFTRU
$9.21M 1.53%
+850,000
New +$8.62M
BKSY icon
25
BlackSky Technology
BKSY
$866M
$9.02M 1.5%
107,695
– –
1
2 3 4 5

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Sage Rock Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sage Rock Capital Management held 188 positions worth $603M, up 20% from $503M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sage Rock Capital Management deployed $67.3M of net new capital in Q4 2020, opening 75 new positions and adding to 7 existing holdings. Its largest new stake was Lucid Motors: 139,560 shares worth $14M.

By sector, the portfolio is most concentrated in Healthcare at 8.6% of assets, up from 8% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pershing Square Tontine Holdings, Ltd., an estimated $13.3M trimmed.

  • Sage Rock Capital Management's largest Q4 2020 buy was Lucid Motors: 139,560 shares worth $14M.
  • Sage Rock Capital Management added most to Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of in Q4 2020, an estimated $3.3M increase.
  • Sage Rock Capital Management's biggest Q4 2020 reduction was Pershing Square Tontine Holdings, Ltd., cutting an estimated $13.3M.
  • Sage Rock Capital Management fully exited Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth in Q4 2020, selling an estimated $20M.
  • Sage Rock Capital Management's ten largest holdings make up 21% of its $603M portfolio in Q4 2020.
  • Sage Rock Capital Management opened 75 new positions and closed 66 in Q4 2020.
  • Sage Rock Capital Management's portfolio value rose 20% quarter-over-quarter to $603M.

Based on Sage Rock Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.