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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$89.6M
Cap. Flow
-$81.1M
Cap. Flow %
-12.05%
Top 10 Hldgs %
10.96%
Holding
272
New
52
Increased
14
Reduced
29
Closed
63

Top Buys

Rank Stock Value
1
AHPAU
Avista Public Acquisition Corp. II Unit
AHPAU
+$7.54M
2
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$7.34M
3
ACRO.U
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
+$7.33M
4
CNDA.U
Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
CNDA.U
+$6.6M
5
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
+$6.5M

Top Sells

Rank Stock Value
1
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$7.47M
2
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
+$6.9M
3
SPAQ.U
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
+$6.67M
4
CFV
CF Acquisition Corp. V Class A Common Stock
CFV
+$6.55M
5
NDACU
NightDragon Acquisition Corp. SCALE Units
NDACU
+$6.55M

Sector Composition

Rank Sector Weight
1 Financials 29.21%
2 Healthcare 1.99%
3 Technology 1.8%
4 Utilities 0.86%
5 Communication Services 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FINM
1
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
$8.58M 1.27%
878,997
– –
NRAC
2
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
$8.2M 1.22%
843,996
– –
VAQC
3
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$7.81M 1.16%
801,039
– –
AHPAU
4
DELISTED
Avista Public Acquisition Corp. II Unit
AHPAU
$7.59M 1.13%
+750,000
New +$7.54M
PFTAU
5
DELISTED
Perception Capital Corp. III Unit
PFTAU
$7.36M 1.09%
+735,500
New +$7.34M
ACRO.U
6
DELISTED
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
$7.34M 1.09%
+735,500
New +$7.33M
COLIU
7
DELISTED
Colicity Inc. Units
COLIU
$6.73M 1%
678,800
– –
POW
8
DELISTED
Powered Brands Class A Ordinary Shares
POW
$6.73M 1%
687,159
– –
NGC
9
DELISTED
Northern Genesis Acquisition Corp. III
NGC
$6.72M 1%
693,200
– –
REVHU
10
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Units
REVHU
$6.72M 1%
681,800
– –
CPUH
11
DELISTED
Compute Health Acquisition Corp.
CPUH
$6.68M 0.99%
683,800
– –
CNDA.U
12
DELISTED
Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
CNDA.U
$6.65M 0.99%
+666,900
New +$6.6M
SLAMU
13
DELISTED
Slam Corp. Unit
SLAMU
$6.62M 0.98%
669,082
-343
-0.1% -$3.42K
PRDS
14
DELISTED
Pardes Biosciences, Inc. Common Stock
PRDS
$6.62M 0.98%
665,100
-160,518
-19% -$1.59M
AEAC
15
DELISTED
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
$6.59M 0.98%
679,000
– –
SWAGU
16
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
$6.54M 0.97%
+647,000
New +$6.5M
PNTM.U
17
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$6.5M 0.97%
653,800
– –
SSAAU
18
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$6.46M 0.96%
649,788
– –
NDAC
19
DELISTED
NightDragon Acquisition Corp. Class A Common stock
NDAC
$6.36M 0.94%
+650,800
New +$6.34M
ADER
20
DELISTED
26 Capital Acquisition Corp
ADER
$6.33M 0.94%
650,858
– –
PRBM.U
21
DELISTED
Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant
PRBM.U
$6.18M 0.92%
+619,500
New +$6.18M
GSAQ
22
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
$6.16M 0.92%
628,700
– –
SCLEU
23
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
$6.09M 0.91%
616,298
-38,502
-6% -$383K
SCOA
24
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$6.07M 0.9%
623,796
– –
HCII
25
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$6.07M 0.9%
622,160
– –
1
2 3 4 5

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Sage Rock Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sage Rock Capital Management held 272 positions worth $673M, down 12% from $763M the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Sage Rock Capital Management withdrew a net $81.1M in Q3 2021, closing 63 positions and reducing 29 holdings. Its most notable exit was E.Merge Technology Acquisition Corp. Class A Common Stock, an estimated $7.47M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 25% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sage Rock Capital Management opened a new position in Avista Public Acquisition Corp. II Unit worth $7.59M.

  • Sage Rock Capital Management's largest Q3 2021 buy was Avista Public Acquisition Corp. II Unit: 750,000 shares worth $7.59M.
  • Sage Rock Capital Management added most to Vy Global Growth in Q3 2021, an estimated $3.19M increase.
  • Sage Rock Capital Management's biggest Q3 2021 reduction was Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant, cutting an estimated $3.29M.
  • Sage Rock Capital Management fully exited E.Merge Technology Acquisition Corp. Class A Common Stock in Q3 2021, selling an estimated $7.47M.
  • Sage Rock Capital Management's ten largest holdings make up 11% of its $673M portfolio in Q3 2021.
  • Sage Rock Capital Management opened 52 new positions and closed 63 in Q3 2021.
  • Sage Rock Capital Management's portfolio value fell 12% quarter-over-quarter to $673M.

Based on Sage Rock Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.