We are live on ! Find out more
SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$321M
AUM Growth
-$130M
Cap. Flow
-$136M
Cap. Flow %
-42.41%
Top 10 Hldgs %
19.48%
Holding
285
New
15
Increased
11
Reduced
32
Closed
88

Top Buys

Rank Stock Value
1
PLTNU
Plutonian Acquisition Corp. Unit
PLTNU
+$2.51M
2
HSPOU
Horizon Space Acquisition I Corp Unit
HSPOU
+$550K
3
ATMCU
AlphaTime Acquisition Corp Unit
ATMCU
+$441K
4
HZON.WS
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
+$276K
5
DEN
Denbury Inc.
DEN
+$254K

Top Sells

Rank Stock Value
1
COLI
Colicity Inc. Class A Common Stock
COLI
+$6.29M
2
ACAQ
Athena Consumer Acquisition Corp.
ACAQ
+$5.86M
3
OABI icon
OmniAb
OABI
+$5.46M
4
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$5.36M
5
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
+$5.35M

Sector Composition

Rank Sector Weight
1 Financials 85.83%
2 Technology 4.12%
3 Healthcare 2.23%
4 Energy 1.69%
5 Utilities 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACRO
1
DELISTED
Acropolis Infrastructure Acquisition Corp
ACRO
$7.32M 2.28%
735,504
– –
XFIN
2
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
$7.19M 2.24%
700,554
– –
PFTA
3
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$6.58M 2.05%
655,536
– –
DPCS
4
DELISTED
DP Cap Acquisition Corp I Class A Ordinary Shares
DPCS
$6.39M 1.99%
622,800
– –
BMAC
5
DELISTED
Black Mountain Acquisition Corp.
BMAC
$6.25M 1.95%
613,088
– –
VMGA
6
DELISTED
VMG Consumer Acquisition Corp. Class A Common Stock
VMGA
$6.01M 1.88%
592,276
– –
VAQC
7
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$5.94M 1.85%
587,772
– –
AEAC
8
DELISTED
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
$5.8M 1.81%
573,737
– –
CFIV
9
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$5.57M 1.74%
545,020
– –
PNTM
10
DELISTED
Pontem Corporation
PNTM
$5.41M 1.69%
535,019
– –
NGC
11
DELISTED
Northern Genesis Acquisition Corp. III
NGC
$5.37M 1.68%
535,020
– –
STET
12
DELISTED
ST Energy Transition I Ltd.
STET
$5.35M 1.67%
523,000
– –
APGB
13
DELISTED
Apollo Strategic Growth Capital II
APGB
$5.3M 1.65%
529,320
– –
LGAC
14
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$5.25M 1.64%
519,325
– –
PLMJ
15
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
$5.2M 1.62%
518,034
– –
ADAL
16
DELISTED
Anthemis Digital Acquisitions I Corp Class A Ordinary Shares
ADAL
$5.05M 1.58%
492,520
-240,000
-33% -$2.44M
DTI icon
17
Drilling Tools International
DTI
$79.4M
$4.84M 1.51%
472,693
– –
GCTS
18
GCT Semiconductor Holding
GCTS
$171M
$4.82M 1.5%
473,000
– –
LCW
19
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
$4.81M 1.5%
476,346
– –
SLAM
20
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$4.74M 1.48%
468,644
– –
BPAC
21
DELISTED
Bullpen Parlay Acquisition Company Class A Ordinary Share
BPAC
$4.73M 1.48%
461,999
-174,000
-27% -$1.77M
LEGA
22
DELISTED
Lead Edge Growth Opportunities, Ltd Class A Ordinary Shares
LEGA
$4.57M 1.42%
453,336
– –
WAVC
23
DELISTED
Waverley Capital Acquisition Corp. 1
WAVC
$4.49M 1.4%
448,503
– –
OKLO
24
Oklo
OKLO
$6.89B
$4.45M 1.39%
448,500
– –
JUGG
25
DELISTED
Jaws Juggernaut Acquisition Corporation Class A Ordinary Share
JUGG
$4.41M 1.38%
438,396
– –
1
2 3 4 5

Similar funds

CMG
Cavalry Management Group San Francisco, California $22.3M AUM 65.95% 1-Year Est. Return
KLM
Kennedy Lewis Management New York $21.9M AUM 12.46% 1-Year Est. Return
TM
Tiger Management New York $22.8M AUM 0.71% 1-Year Est. Return
OCM
Oakview Capital Management Dallas, Texas $21.6M AUM 20.25% 1-Year Est. Return
A
AJOVista Boston, Massachusetts $23.4M AUM 76.18% 1-Year Est. Return
LC
Linse Capital San Juan, Puerto Rico $24.6M AUM 30.05% 1-Year Est. Return
WA
WuXi AppTec Shanghai, China $19M AUM 20.22% 1-Year Est. Return
PFG
Peterson Financial Group Des Moines, Iowa $26M AUM 28.41% 1-Year Est. Return

Sage Rock Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Sage Rock Capital Management held 285 positions worth $321M, down 29% from $451M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sage Rock Capital Management withdrew a net $136M in Q4 2022, closing 88 positions and reducing 32 holdings. Its most notable exit was Colicity Inc. Class A Common Stock, an estimated $6.29M position sold in full.

By sector, the portfolio is most concentrated in Financials at 86% of assets, down from 86% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sage Rock Capital Management opened a new position in Plutonian Acquisition Corp. Unit worth $2.51M.

  • Sage Rock Capital Management's largest Q4 2022 buy was Plutonian Acquisition Corp. Unit: 249,100 shares worth $2.51M.
  • Sage Rock Capital Management added most to Denbury Inc. in Q4 2022, an estimated $254K increase.
  • Sage Rock Capital Management's biggest Q4 2022 reduction was Athena Consumer Acquisition Corp., cutting an estimated $5.86M.
  • Sage Rock Capital Management fully exited Colicity Inc. Class A Common Stock in Q4 2022, selling an estimated $6.29M.
  • Sage Rock Capital Management's ten largest holdings make up 19% of its $321M portfolio in Q4 2022.
  • Sage Rock Capital Management opened 15 new positions and closed 88 in Q4 2022.
  • Sage Rock Capital Management's portfolio value fell 29% quarter-over-quarter to $321M.

Based on Sage Rock Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.