SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
+2.09%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$503M
AUM Growth
+$503M
Cap. Flow
+$161M
Cap. Flow %
32.06%
Top 10 Hldgs %
29.69%
Holding
156
New
51
Increased
9
Reduced
27
Closed
43

Top Buys

1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$20M
2
AACQU
Artius Acquisition Inc. Unit
AACQU
$16.2M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$16M
4
GOAC.U
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$15.6M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$15M

Top Sells

1
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$18M
2
CTEV
Claritev Corporation
CTEV
$16.6M
3
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$15.7M
4
CHPMU
CHP Merger Corp. Unit
CHPMU
$12.9M
5
LAZR icon
Luminar Technologies
LAZR
$10.2M

Sector Composition

1 Healthcare 7.79%
2 Financials 7%
3 Technology 4.82%
4 Industrials 4.81%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CCIV.U
1
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$20M 3.98% +2,000,239 New +$20M
AACQU
2
DELISTED
Artius Acquisition Inc. Unit
AACQU
$16.2M 3.22% +1,560,978 New +$16.2M
PSTH
3
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$16M 3.17% +703,400 New +$16M
GOAC.U
4
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$15.6M 3.1% +1,548,000 New +$15.6M
PRPB.U
5
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
$15M 2.97% +1,448,000 New +$15M
BFT.U
6
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$14.6M 2.9% +1,428,200 New +$14.6M
CFIIU
7
DELISTED
CF Finance Acquisition Corp. II Unit
CFIIU
$14.5M 2.89% +1,450,000 New +$14.5M
CRHC.U
8
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$12.7M 2.52% +1,257,000 New +$12.7M
AVPT icon
9
AvePoint
AVPT
$3.47B
$12.6M 2.5% 1,185,300 -389,000 -25% -$4.12M
ENPC.U
10
DELISTED
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
$12.2M 2.43% +484,200 New +$12.2M
ASPL.U
11
DELISTED
Aspirational Consumer Lifestyle Corp. Units, each consisting of one Class A ordinary share and one-t
ASPL.U
$11.2M 2.23% +1,120,900 New +$11.2M
DFPHU
12
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$11.2M 2.22% 1,021,959 -51,733 -5% -$565K
YAC.U
13
DELISTED
Yucaipa Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
YAC.U
$11M 2.18% +1,076,077 New +$11M
CLOV icon
14
Clover Health Investments
CLOV
$1.34B
$10.8M 2.14% 862,900 -90,095 -9% -$1.12M
EQD.U
15
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
$10.3M 2.04% +998,200 New +$10.3M
FCACU
16
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
$10M 2% +976,000 New +$10M
VIHAU
17
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
$9.95M 1.98% +995,000 New +$9.95M
CHPM
18
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$9.83M 1.95% 965,000 +954,000 +8,673% +$9.72M
GSAH.U
19
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
$9.73M 1.93% 866,500 +216,500 +33% +$2.43M
PCPL.U
20
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$9.71M 1.93% 896,100 -414,300 -32% -$4.49M
TWCTU
21
DELISTED
TWC Tech Holdings II Corp. Unit
TWCTU
$9.52M 1.89% +940,700 New +$9.52M
ARKO icon
22
ARKO Corp
ARKO
$564M
$9.21M 1.83% 920,766 – –
VACQU
23
DELISTED
Vector Acquisition Corporation Unit
VACQU
$9.13M 1.81% +900,000 New +$9.13M
CMLFU
24
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
$8.9M 1.77% +850,000 New +$8.9M
BKSY icon
25
BlackSky Technology
BKSY
$623M
$8.78M 1.74% 861,562 – –
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