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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$321M
AUM Growth
-$130M
Cap. Flow
-$136M
Cap. Flow %
-42.41%
Top 10 Hldgs %
19.48%
Holding
285
New
15
Increased
11
Reduced
32
Closed
88

Top Buys

Rank Stock Value
1
PLTNU
Plutonian Acquisition Corp. Unit
PLTNU
+$2.51M
2
HSPOU
Horizon Space Acquisition I Corp Unit
HSPOU
+$550K
3
ATMCU
AlphaTime Acquisition Corp Unit
ATMCU
+$441K
4
HZON.WS
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
+$276K
5
DEN
Denbury Inc.
DEN
+$254K

Top Sells

Rank Stock Value
1
COLI
Colicity Inc. Class A Common Stock
COLI
+$6.29M
2
ACAQ
Athena Consumer Acquisition Corp.
ACAQ
+$5.86M
3
OABI icon
OmniAb
OABI
+$5.46M
4
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$5.36M
5
LCA
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
+$5.35M

Sector Composition

Rank Sector Weight
1 Financials 85.83%
2 Technology 4.12%
3 Healthcare 2.23%
4 Energy 1.69%
5 Utilities 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OABI icon
201
OmniAb
OABI
$447M
– –
-534,723
Closed -$5.46M
GLSTU
202
DELISTED
Global Star Acquisition, Inc. Unit
GLSTU
– –
-330,000
Closed -$3.3M
FNVT
203
DELISTED
Finnovate Acquisition Corp. Class A Ordinary Shares
FNVT
– –
-75,000
Closed -$757K
MCAAW
204
DELISTED
Mountain & Co. I Acquisition Corp. Warrant
MCAAW
– –
-11,200
Closed -$1K
RRAC
205
DELISTED
Rigel Resource Acquisition Corp.
RRAC
– –
-29,600
Closed -$299K
GRDI
206
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
– –
-212,140
Closed -$2.1M
GETR
207
DELISTED
Getaround, Inc.
GETR
– –
-234,890
Closed -$2.31M
OSI
208
DELISTED
Osiris Acquisition Corp.
OSI
– –
-254,226
Closed -$2.49M
USCTW
209
DELISTED
Roth CH Acquisition Co. Warrant
USCTW
– –
-13,258
Closed -$1K
LCA
210
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
– –
-545,020
Closed -$5.35M
TBCP
211
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
– –
-206,720
Closed -$2.04M
CFIVW
212
DELISTED
CF Acquisition Corp. IV Warrant
CFIVW
– –
-557,953
Closed -$28K
GETR.WS
213
DELISTED
Getaround, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
GETR.WS
– –
-46,978
Closed -$3K
SFR
214
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
– –
-157,662
Closed -$1.57M
ICNC
215
DELISTED
Iconic Sports Acquisition Corp.
ICNC
– –
-38,300
Closed -$388K
HMAC
216
DELISTED
Hainan Manaslu Acquisition Corp. Ordinary shares
HMAC
– –
-299,000
Closed -$2.98M
TWCBW
217
DELISTED
Bilander Acquisition Corp. Warrant
TWCBW
– –
-409,150
Closed -$81K
CRECW
218
DELISTED
Crescera Capital Acquisition Corp Warrant
CRECW
– –
-16,850
Closed -$2K
CREC
219
DELISTED
Crescera Capital Acquisition Corp Class A Ordinary Shares
CREC
– –
-50,000
Closed -$501K
SNRH
220
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
– –
-323,341
Closed -$3.22M
SNRHW
221
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
– –
-191,250
Closed -$4K
TRAQ
222
DELISTED
Trine II Acquisition Corp.
TRAQ
– –
-100,000
Closed -$1M
ATCO
223
DELISTED
Atlas Corp.
ATCO
– –
-16,500
Closed -$229K
EPHYW
224
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
– –
-119,766
Closed -$7K
EPHY
225
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
– –
-359,298
Closed -$3.55M
7 8
9
10 11

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Sage Rock Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Sage Rock Capital Management held 285 positions worth $321M, down 29% from $451M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sage Rock Capital Management withdrew a net $136M in Q4 2022, closing 88 positions and reducing 32 holdings. Its most notable exit was Colicity Inc. Class A Common Stock, an estimated $6.29M position sold in full.

By sector, the portfolio is most concentrated in Financials at 86% of assets, down from 86% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sage Rock Capital Management opened a new position in Plutonian Acquisition Corp. Unit worth $2.51M.

  • Sage Rock Capital Management's largest Q4 2022 buy was Plutonian Acquisition Corp. Unit: 249,100 shares worth $2.51M.
  • Sage Rock Capital Management added most to Denbury Inc. in Q4 2022, an estimated $254K increase.
  • Sage Rock Capital Management's biggest Q4 2022 reduction was Athena Consumer Acquisition Corp., cutting an estimated $5.86M.
  • Sage Rock Capital Management fully exited Colicity Inc. Class A Common Stock in Q4 2022, selling an estimated $6.29M.
  • Sage Rock Capital Management's ten largest holdings make up 19% of its $321M portfolio in Q4 2022.
  • Sage Rock Capital Management opened 15 new positions and closed 88 in Q4 2022.
  • Sage Rock Capital Management's portfolio value fell 29% quarter-over-quarter to $321M.

Based on Sage Rock Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.