We are live on ! Find out more
SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+0.27%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$671M
AUM Growth
-$1.72M
Cap. Flow
-$1.88M
Cap. Flow %
-0.28%
Top 10 Hldgs %
12.19%
Holding
307
New
98
Increased
22
Reduced
33
Closed
62

Top Buys

Rank Stock Value
1
LCW.U
Learn CW Investment Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
LCW.U
+$9.93M
2
BMAC.U
Black Mountain Acquisition Corp. Units, each consisting of one share of Class A common stock and three quarters of one warrant
BMAC.U
+$9.14M
3
DPCSU
DP Cap Acquisition Corp I Unit
DPCSU
+$8.53M
4
ADALU
Anthemis Digital Acquisitions I Corp Unit
ADALU
+$8.28M
5
XFINU
ExcelFin Acquisition Corp Unit
XFINU
+$8.16M

Top Sells

Rank Stock Value
1
REVHU
Revolution Healthcare Acquisition Corp. SAIL Units
REVHU
+$6.72M
2
PRDS
Pardes Biosciences, Inc. Common Stock
PRDS
+$6.62M
3
PNTM.U
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
+$6.5M
4
SSAAU
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
+$6.46M
5
ADER
26 Capital Acquisition Corp
ADER
+$6.33M

Sector Composition

Rank Sector Weight
1 Financials 33.28%
2 Utilities 1.71%
3 Technology 1.43%
4 Industrials 1.26%
5 Communication Services 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GVCIU
201
DELISTED
Green Visor Financial Technology Acquisition Corp. I Units
GVCIU
$291K 0.04%
+28,500
New +$288K
OTRAW
202
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$290K 0.04%
584,553
– –
BOWL.WS
203
DELISTED
Bowlero Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an e
BOWL.WS
$281K 0.04%
+244,634
New +$283K
ARCKU
204
DELISTED
Arbor Rapha Capital Bioholdings Corp. I Units
ARCKU
$274K 0.04%
+27,000
New +$273K
CFFSU
205
DELISTED
CF Acquisition Corp. VII Unit
CFFSU
$265K 0.04%
+26,100
New +$262K
ONYXU
206
DELISTED
Onyx Acquisition Co. I Unit
ONYXU
$265K 0.04%
+26,100
New +$264K
SSAAW
207
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$264K 0.04%
488,797
+216,595
+80% +$150K
NCACU
208
DELISTED
Newcourt Acquisition Corp Unit
NCACU
$229K 0.03%
+22,600
New +$228K
SUAC.U
209
DELISTED
ShoulderUp Technology Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
SUAC.U
$221K 0.03%
+21,900
New +$220K
PNTM.WS
210
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$194K 0.03%
+217,932
New +$175K
GCTS.WS
211
GCT Semiconductor Holding Warrants
GCTS.WS
$21.7M
$190K 0.03%
+277,660
New +$187K
DCRDW
212
DELISTED
Decarbonization Plus Acquisition Corporation IV Warrant
DCRDW
$190K 0.03%
+199,999
New +$184K
BIOTW
213
DELISTED
Biotech Acquisition Company Warrant
BIOTW
$189K 0.03%
286,900
– –
MLAIU
214
DELISTED
McLaren Technology Acquisition Corp. Unit
MLAIU
$187K 0.03%
+18,600
New +$187K
AEACW
215
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$183K 0.03%
339,500
– –
PACXW
216
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$178K 0.03%
275,000
– –
CPSR.WS
217
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$176K 0.03%
279,045
-55,305
-17% -$52.4K
BCSAW
218
DELISTED
Blockchain Coinvestors Acquisition Corp. I Warrant
BCSAW
$175K 0.03%
+250,000
New +$175K
TEKKW
219
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$170K 0.03%
261,850
– –
MOTV.WS
220
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
$170K 0.03%
166,912
-218,088
-57% -$281K
ASPCW
221
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
$160K 0.02%
200,000
-100,236
-33% -$71.8K
NGC.WS
222
DELISTED
Northern Genesis Acquisition Corp. III Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share
NGC.WS
$154K 0.02%
173,300
– –
GOAC.WS
223
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$152K 0.02%
230,666
-146,273
-39% -$111K
LCAHW
224
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$145K 0.02%
+143,450
New +$167K
KAHC.WS
225
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$143K 0.02%
+143,450
New +$149K
7 8
9
10 11

Similar funds

CMG
Cavalry Management Group San Francisco, California $22.3M AUM 65.95% 1-Year Est. Return
KLM
Kennedy Lewis Management New York $21.9M AUM 12.46% 1-Year Est. Return
TM
Tiger Management New York $22.8M AUM 0.71% 1-Year Est. Return
OCM
Oakview Capital Management Dallas, Texas $21.6M AUM 20.25% 1-Year Est. Return
A
AJOVista Boston, Massachusetts $23.4M AUM 76.18% 1-Year Est. Return
LC
Linse Capital San Juan, Puerto Rico $24.6M AUM 30.05% 1-Year Est. Return
WA
WuXi AppTec Shanghai, China $19M AUM 20.22% 1-Year Est. Return
PFG
Peterson Financial Group Des Moines, Iowa $26M AUM 28.41% 1-Year Est. Return

Sage Rock Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Sage Rock Capital Management held 307 positions worth $671M, down 0.26% from $673M the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Sage Rock Capital Management's Q4 2021 filing shows 98 new, 22 increased, 33 reduced and 62 closed positions. Its largest new stake was Learn CW Investment Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant: 987,200 shares worth $9.99M. The largest sale was Revolution Healthcare Acquisition Corp. SAIL Units, an estimated $6.72M.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 29% a quarter earlier, followed by Utilities and Technology.

  • Sage Rock Capital Management's largest Q4 2021 buy was Learn CW Investment Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant: 987,200 shares worth $9.99M.
  • Sage Rock Capital Management added most to Argus Capital Corp. Unit in Q4 2021, an estimated $2.32M increase.
  • Sage Rock Capital Management's biggest Q4 2021 reduction was Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant, cutting an estimated $6M.
  • Sage Rock Capital Management fully exited Revolution Healthcare Acquisition Corp. SAIL Units in Q4 2021, selling an estimated $6.72M.
  • Sage Rock Capital Management's ten largest holdings make up 12% of its $671M portfolio in Q4 2021.
  • Sage Rock Capital Management opened 98 new positions and closed 62 in Q4 2021.
  • Sage Rock Capital Management's portfolio value fell 0.26% quarter-over-quarter to $671M.

Based on Sage Rock Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.