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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$89.6M
Cap. Flow
-$81.1M
Cap. Flow %
-12.05%
Top 10 Hldgs %
10.96%
Holding
272
New
52
Increased
14
Reduced
29
Closed
63

Top Buys

Rank Stock Value
1
AHPAU
Avista Public Acquisition Corp. II Unit
AHPAU
+$7.54M
2
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$7.34M
3
ACRO.U
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
+$7.33M
4
CNDA.U
Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
CNDA.U
+$6.6M
5
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
+$6.5M

Top Sells

Rank Stock Value
1
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$7.47M
2
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
+$6.9M
3
SPAQ.U
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
+$6.67M
4
CFV
CF Acquisition Corp. V Class A Common Stock
CFV
+$6.55M
5
NDACU
NightDragon Acquisition Corp. SCALE Units
NDACU
+$6.55M

Sector Composition

Rank Sector Weight
1 Financials 29.21%
2 Healthcare 1.99%
3 Technology 1.8%
4 Utilities 0.86%
5 Communication Services 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POWRW
201
DELISTED
Powered Brands Warrants
POWRW
$122K 0.02%
191,266
-37,787
-16% -$29.3K
ENPC.WS
202
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$116K 0.02%
143,437
– –
NDACW
203
DELISTED
NightDragon Acquisition Corp. Warrants to purchase Class A common stock
NDACW
$111K 0.02%
+130,160
New +$151K
FSRDW
204
DELISTED
Fast Radius, Inc. Warrants
FSRDW
$100K 0.01%
+120,500
New +$119K
SPAQ.WS
205
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$100K 0.01%
+91,300
New +$106K
VYGG.WS
206
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
$88K 0.01%
+64,999
New +$98.6K
MVLAW
207
DELISTED
Movella Holdings Inc. Warrant
MVLAW
$84K 0.01%
+88,142
New +$87.7K
ISLEW
208
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$78K 0.01%
141,197
– –
TWCBW
209
DELISTED
Bilander Acquisition Corp. Warrant
TWCBW
$50K 0.01%
+50,300
New +$62.7K
GRND icon
210
Grindr
GRND
$2.95B
– –
-104,000
Closed -$1.04M
ISPOW
211
DELISTED
Inspirato Inc Warrant
ISPOW
– –
-307,598
Closed -$400K
JSPRW icon
212
Japer Therapeutics Warrants
JSPRW
– –
-191,300
Closed -$220K
NXDR
213
Nextdoor Holdings
NXDR
$986M
– –
-284,300
Closed -$2.83M
NRDY icon
214
Nerdy
NRDY
$96.7M
– –
-121,000
Closed -$1.2M
NVTS icon
215
Navitas Semiconductor
NVTS
$3.63B
– –
-61,000
Closed -$605K
PCG icon
216
PG&E
PCG
$38.5B
– –
-53,000
Closed -$539K
PL icon
217
Planet Labs
PL
$8.53B
– –
-656,300
Closed -$6.41M
SES icon
218
SES AI
SES
$208M
– –
-603,798
Closed -$6.14M
SST icon
219
System1
SST
$17.5M
– –
-57,380
Closed -$5.68M
STLN
220
Starling Oncology, Inc. Common Stock
STLN
$641M
– –
-105,691
Closed -$1.05M
MSPRZ
221
DELISTED
MSP Recovery Inc Warrant
MSPRZ
– –
-551,100
Closed -$523K
VIIAU
222
DELISTED
7GC & Co Holdings Unit
VIIAU
– –
-539,934
Closed -$5.46M
KVSA
223
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
– –
-127,296
Closed -$1.26M
CFFEU
224
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
– –
-382,500
Closed -$3.86M
SNRHU
225
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
– –
-382,500
Closed -$3.87M
7 8
9
10 11

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Sage Rock Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sage Rock Capital Management held 272 positions worth $673M, down 12% from $763M the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Sage Rock Capital Management withdrew a net $81.1M in Q3 2021, closing 63 positions and reducing 29 holdings. Its most notable exit was E.Merge Technology Acquisition Corp. Class A Common Stock, an estimated $7.47M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 25% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sage Rock Capital Management opened a new position in Avista Public Acquisition Corp. II Unit worth $7.59M.

  • Sage Rock Capital Management's largest Q3 2021 buy was Avista Public Acquisition Corp. II Unit: 750,000 shares worth $7.59M.
  • Sage Rock Capital Management added most to Vy Global Growth in Q3 2021, an estimated $3.19M increase.
  • Sage Rock Capital Management's biggest Q3 2021 reduction was Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant, cutting an estimated $3.29M.
  • Sage Rock Capital Management fully exited E.Merge Technology Acquisition Corp. Class A Common Stock in Q3 2021, selling an estimated $7.47M.
  • Sage Rock Capital Management's ten largest holdings make up 11% of its $673M portfolio in Q3 2021.
  • Sage Rock Capital Management opened 52 new positions and closed 63 in Q3 2021.
  • Sage Rock Capital Management's portfolio value fell 12% quarter-over-quarter to $673M.

Based on Sage Rock Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.