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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
-4.39%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$828M
AUM Growth
+$225M
Cap. Flow
+$256M
Cap. Flow %
30.93%
Top 10 Hldgs %
9.35%
Holding
269
New
147
Increased
10
Reduced
38
Closed
56

Top Buys

Rank Stock Value
1
VAQC
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
+$9.58M
2
FINMU
Marlin Technology Corporation Unit
FINMU
+$9.11M
3
NRACU
Northern Revival Acquisition Corporation Unit
NRACU
+$8.56M
4
PRDS
Pardes Biosciences, Inc. Common Stock
PRDS
+$8.54M
5
JWSM.U
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
+$7.84M

Top Sells

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$14M
2
ENPC.U
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
+$13.8M
3
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$13M
4
AACQU
Artius Acquisition Inc. Unit
AACQU
+$12.8M
5
IPOE.U
Social Capital Hedosophia Holdings Corp. V Units, each consisting of one Class A ordinary share and
IPOE.U
+$12.6M

Sector Composition

Rank Sector Weight
1 Financials 9.74%
2 Healthcare 4.02%
3 Industrials 1.93%
4 Technology 1.48%
5 Communication Services 1.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMD icon
201
Viemed Healthcare
VMD
$371M
$254K 0.03%
25,000
– –
CPSR.WS
202
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$237K 0.03%
334,350
– –
BURU.WS
203
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$230K 0.03%
225,000
-21,660
-9% -$36.5K
BROGW
204
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$218K 0.03%
272,700
– –
PTK.WS
205
DELISTED
PTK Acquisition Corp. Warrants, each whole warrant exercisable for one half (1/2) of a share of Comm
PTK.WS
$213K 0.03%
391,110
-138,277
-26% -$125K
GIX.RT
206
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$198K 0.02%
600,000
– –
PRPB.WS
207
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$177K 0.02%
+160,900
New +$297K
SBG.WS
208
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
$177K 0.02%
+174,114
New +$233K
CMPOW
209
DELISTED
CompoSecure Inc Warrant
CMPOW
$173K 0.02%
227,726
-196,219
-46% -$250K
BRPAR
210
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$166K 0.02%
79,718
-55,282
-41% -$100K
JSPRW icon
211
Japer Therapeutics Warrants
JSPRW
$157K 0.02%
191,300
– –
ENPC.WS
212
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$121K 0.01%
+143,437
New +$382K
ISLEW
213
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$66K 0.01%
+141,197
New +$67.5K
BKSY icon
214
BlackSky Technology
BKSY
$1.19B
– –
-107,695
Closed -$9.02M
ETWO
215
DELISTED
E2open Parent Holdings
ETWO
– –
-85,500
Closed -$927K
LCID icon
216
Lucid Motors
LCID
$2.77B
– –
-139,560
Closed -$14M
LTRYW icon
217
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$644
– –
-100,000
Closed -$229K
MIR icon
218
Mirion Technologies
MIR
$3.91B
– –
-866,500
Closed -$9.45M
MKTW icon
219
MarketWise
MKTW
$56.6M
– –
-36,305
Closed -$7.45M
NAUT icon
220
Nautilus Biotechnolgy
NAUT
$115M
– –
-535,604
Closed -$5.81M
NXST icon
221
Nexstar Media Group
NXST
$5.97B
– –
-2,100
Closed -$229K
PAR icon
222
PAR Technology
PAR
$735M
– –
-4,000
Closed -$251K
TALKW
223
DELISTED
Talkspace Inc Warrant
TALKW
– –
-325,000
Closed -$560K
WGS icon
224
GeneDx Holdings
WGS
$2.3B
– –
-18,035
Closed -$6.57M
WGSWW
225
DELISTED
GeneDx Holdings Warrant
WGSWW
– –
-283,332
Closed -$773K
7 8
9
10 11

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Sage Rock Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Sage Rock Capital Management held 269 positions worth $828M, up 37% from $603M the previous quarter. Its ten largest holdings account for 9.3% of the portfolio.

Sage Rock Capital Management deployed $256M of net new capital in Q1 2021, opening 147 new positions and adding to 10 existing holdings. Its largest new stake was Vector Acquisition Corporation II Class A Ordinary Shares: 962,039 shares worth $9.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s, an estimated $10.2M trimmed.

  • Sage Rock Capital Management's largest Q1 2021 buy was Vector Acquisition Corporation II Class A Ordinary Shares: 962,039 shares worth $9.52M.
  • Sage Rock Capital Management added most to 7GC & Co Holdings Unit in Q1 2021, an estimated $2.53M increase.
  • Sage Rock Capital Management's biggest Q1 2021 reduction was Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s, cutting an estimated $10.2M.
  • Sage Rock Capital Management fully exited Lucid Motors in Q1 2021, selling an estimated $14M.
  • Sage Rock Capital Management's ten largest holdings make up 9.3% of its $828M portfolio in Q1 2021.
  • Sage Rock Capital Management opened 147 new positions and closed 56 in Q1 2021.
  • Sage Rock Capital Management's portfolio value rose 37% quarter-over-quarter to $828M.

Based on Sage Rock Capital Management's 13F filing for Q1 2021, filed 17 May 2021.