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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$128M
Cap. Flow
-$133M
Cap. Flow %
-68.68%
Top 10 Hldgs %
31.77%
Holding
202
New
5
Increased
7
Reduced
30
Closed
77

Top Buys

Rank Stock Value
1
PNTM
Pontem Corporation
PNTM
+$2.05M
2
PTHRU
Pono Capital Three, Inc. Unit
PTHRU
+$765K
3
NATI
National Instruments Corp
NATI
+$722K
4
HSPO
Horizon Space Acquisition I Corp
HSPO
+$555K
5
CPUH.WS
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
+$448K

Top Sells

Rank Stock Value
1
VAQC
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
+$5.94M
2
AEAC
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
+$5.8M
3
NGC
Northern Genesis Acquisition Corp. III
NGC
+$5.37M
4
CFIV
CF Acquisition Corp. IV Class A common stock
CFIV
+$5.37M
5
LGAC
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
+$5.25M

Sector Composition

Rank Sector Weight
1 Financials 84.7%
2 Technology 3.29%
3 Energy 2.78%
4 Utilities 2.36%
5 Consumer Discretionary 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPCA
176
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
– –
-382,505
Closed -$3.86M
HERAW
177
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
– –
-95,626
Closed -$2.63K
HERA
178
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
– –
-323,344
Closed -$3.27M
FTEV
179
DELISTED
FinTech Evolution Acquisition Group
FTEV
– –
-382,506
Closed -$3.86M
HPX.WS
180
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
– –
-100,000
Closed -$42K
ABGI
181
DELISTED
ABG Acquisition Corp. I
ABGI
– –
-312,881
Closed -$3.16M
DCRDW
182
DELISTED
Decarbonization Plus Acquisition Corporation IV Warrant
DCRDW
– –
-754,499
Closed -$423K
DCRD
183
DELISTED
Decarbonization Plus Acquisition Corporation IV Class A Ordinary Share
DCRD
– –
-346,470
Closed -$3.54M
LGAC
184
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
– –
-519,325
Closed -$5.25M
LGACW
185
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
– –
-277,473
Closed -$1.67K
CTAQW
186
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
– –
-250,000
Closed -$16.8K
SCOB
187
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
– –
-312,882
Closed -$3.17M
SCOBW
188
DELISTED
ScION Tech Growth II Warrants
SCOBW
– –
-1,124,323
Closed -$4.05K
DTRTW
189
DELISTED
DTRT Health Acquisition Corp. Warrant
DTRTW
– –
-688,802
Closed -$207K
CPARW
190
DELISTED
Catalyst Partners Acquisition Corp. Warrant
CPARW
– –
-61,500
Closed -$105
PRBM
191
DELISTED
Parabellum Acquisition Corp.
PRBM
– –
-75,000
Closed -$763K
JCICW
192
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
– –
-300,000
Closed -$63K
TZPS
193
DELISTED
TZP Strategies Acquisition Corp. Class A Ordinary Share
TZPS
– –
-19,302
Closed -$195K
AEACW
194
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
– –
-339,500
Closed -$1.19K
AEAC
195
DELISTED
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
– –
-573,737
Closed -$5.8M
TZPSW
196
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
– –
-184,132
Closed -$4.51K
FINM
197
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
– –
-434,681
Closed -$4.4M
FINMW
198
DELISTED
Marlin Technology Corporation Warrant
FINMW
– –
-1,182,600
Closed -$1.89K
POWRW
199
DELISTED
Powered Brands Warrants
POWRW
– –
-191,266
Closed -$57
PACXW
200
DELISTED
Pioneer Merger Corp. Warrant
PACXW
– –
-275,000
Closed -$138
5 6 7
8
9

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Sage Rock Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Sage Rock Capital Management held 202 positions worth $193M, down 40% from $321M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sage Rock Capital Management withdrew a net $133M in Q1 2023, closing 77 positions and reducing 30 holdings. Its most notable exit was Vector Acquisition Corporation II Class A Ordinary Shares, an estimated $5.94M position sold in full.

By sector, the portfolio is most concentrated in Financials at 85% of assets, down from 86% a quarter earlier, followed by Technology and Energy.

Against the trend, Sage Rock Capital Management opened a new position in Pono Capital Three, Inc. Unit worth $769K.

  • Sage Rock Capital Management's largest Q1 2023 buy was Pono Capital Three, Inc. Unit: 74,922 shares worth $769K.
  • Sage Rock Capital Management added most to Pontem Corporation in Q1 2023, an estimated $2.05M increase.
  • Sage Rock Capital Management's biggest Q1 2023 reduction was CF Acquisition Corp. IV Class A common stock, cutting an estimated $5.37M.
  • Sage Rock Capital Management fully exited Vector Acquisition Corporation II Class A Ordinary Shares in Q1 2023, selling an estimated $5.94M.
  • Sage Rock Capital Management's ten largest holdings make up 32% of its $193M portfolio in Q1 2023.
  • Sage Rock Capital Management opened 5 new positions and closed 77 in Q1 2023.
  • Sage Rock Capital Management's portfolio value fell 40% quarter-over-quarter to $193M.

Based on Sage Rock Capital Management's 13F filing for Q1 2023, filed 15 May 2023.