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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$321M
AUM Growth
-$130M
Cap. Flow
-$136M
Cap. Flow %
-42.41%
Top 10 Hldgs %
19.48%
Holding
285
New
15
Increased
11
Reduced
32
Closed
88

Top Buys

Rank Stock Value
1
PLTNU
Plutonian Acquisition Corp. Unit
PLTNU
+$2.51M
2
HSPOU
Horizon Space Acquisition I Corp Unit
HSPOU
+$550K
3
ATMCU
AlphaTime Acquisition Corp Unit
ATMCU
+$441K
4
HZON.WS
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
+$276K
5
DEN
Denbury Inc.
DEN
+$254K

Top Sells

Rank Stock Value
1
COLI
Colicity Inc. Class A Common Stock
COLI
+$6.29M
2
ACAQ
Athena Consumer Acquisition Corp.
ACAQ
+$5.86M
3
OABI icon
OmniAb
OABI
+$5.46M
4
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$5.36M
5
LCA
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
+$5.35M

Sector Composition

Rank Sector Weight
1 Financials 85.83%
2 Technology 4.12%
3 Healthcare 2.23%
4 Energy 1.69%
5 Utilities 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYAW
176
DELISTED
Skydeck Acquisition Corp. Warrants
SKYAW
$3K ﹤0.01%
100,000
– –
FMIVW
177
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
$2.87K ﹤0.01%
95,626
– –
SPKBW
178
DELISTED
Silver Spike Acquisition Corp II Warrant
SPKBW
$2.86K ﹤0.01%
95,396
– –
HERAW
179
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$2.63K ﹤0.01%
95,626
– –
CVIIW
180
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$2.01K ﹤0.01%
40,662
– –
FTPAW
181
DELISTED
FTAC Parnassus Acquisition Corp. Warrant
FTPAW
$1.93K ﹤0.01%
96,519
– –
FINMW
182
DELISTED
Marlin Technology Corporation Warrant
FINMW
$1.89K ﹤0.01%
1,182,600
– –
FRONW
183
DELISTED
Frontier Acquisition Corp. Warrant
FRONW
$1.88K ﹤0.01%
161,839
+4,000
+3% +$238
LDHAW
184
DELISTED
LDH Growth Corp I Warrant
LDHAW
$1.68K ﹤0.01%
76,501
– –
LGACW
185
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$1.67K ﹤0.01%
277,473
-5,886
-2% -$157
SFRWW
186
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$1.58K ﹤0.01%
52,554
– –
TRONW
187
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$1.5K ﹤0.01%
150,294
– –
VEEAW
188
Veea Inc Warrant
VEEAW
$604K
$1.4K ﹤0.01%
76,501
– –
NSTD.WS
189
DELISTED
Northern Star Investment Corp. IV Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTD.WS
$1.39K ﹤0.01%
59,544
– –
AEACW
190
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$1.19K ﹤0.01%
339,500
– –
NFNT.WS
191
DELISTED
Infinite Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
NFNT.WS
$868 ﹤0.01%
13,150
– –
BLUA.WS
192
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$745 ﹤0.01%
49,677
– –
RFACW
193
DELISTED
RF Acquisition Corp. Warrants
RFACW
$605 ﹤0.01%
48,374
– –
PNST.WS
194
DELISTED
Pinstripes Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PNST.WS
$263 ﹤0.01%
10,500
– –
PACXW
195
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$138 ﹤0.01%
275,000
– –
CPARW
196
DELISTED
Catalyst Partners Acquisition Corp. Warrant
CPARW
$105 ﹤0.01%
61,500
– –
POWRW
197
DELISTED
Powered Brands Warrants
POWRW
$57 ﹤0.01%
191,266
– –
PARA
198
Banzai International
PARA
$5.83M
– –
-29
Closed -$2.89M
BNZIW
199
DELISTED
Banzai International Warrant
BNZIW
– –
-269,966
Closed -$5K
NPWR icon
200
NET Power
NPWR
$134M
– –
-265,323
Closed -$2.61M
6 7
8
9 10

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Sage Rock Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Sage Rock Capital Management held 285 positions worth $321M, down 29% from $451M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sage Rock Capital Management withdrew a net $136M in Q4 2022, closing 88 positions and reducing 32 holdings. Its most notable exit was Colicity Inc. Class A Common Stock, an estimated $6.29M position sold in full.

By sector, the portfolio is most concentrated in Financials at 86% of assets, down from 86% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sage Rock Capital Management opened a new position in Plutonian Acquisition Corp. Unit worth $2.51M.

  • Sage Rock Capital Management's largest Q4 2022 buy was Plutonian Acquisition Corp. Unit: 249,100 shares worth $2.51M.
  • Sage Rock Capital Management added most to Denbury Inc. in Q4 2022, an estimated $254K increase.
  • Sage Rock Capital Management's biggest Q4 2022 reduction was Athena Consumer Acquisition Corp., cutting an estimated $5.86M.
  • Sage Rock Capital Management fully exited Colicity Inc. Class A Common Stock in Q4 2022, selling an estimated $6.29M.
  • Sage Rock Capital Management's ten largest holdings make up 19% of its $321M portfolio in Q4 2022.
  • Sage Rock Capital Management opened 15 new positions and closed 88 in Q4 2022.
  • Sage Rock Capital Management's portfolio value fell 29% quarter-over-quarter to $321M.

Based on Sage Rock Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.