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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+0.76%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$451M
AUM Growth
-$55.3M
Cap. Flow
-$55.6M
Cap. Flow %
-12.34%
Top 10 Hldgs %
14.43%
Holding
325
New
16
Increased
16
Reduced
66
Closed
55

Top Buys

Rank Stock Value
1
MOBV
Mobiv Acquisition Corp Class A Common Stock
MOBV
+$3.89M
2
SBC
SBC Medical Group
SBC
+$3.43M
3
GLSTU
Global Star Acquisition, Inc. Unit
GLSTU
+$3.29M
4
HMAC
Hainan Manaslu Acquisition Corp. Ordinary shares
HMAC
+$2.98M
5
EMCGU
Embrace Change Acquisition Corp Unit
EMCGU
+$2.01M

Top Sells

Rank Stock Value
1
KCA.U
Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant
KCA.U
+$5.93M
2
ENTF
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
+$5.64M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$5.02M
4
MIT
Mason Industrial Technology, Inc.
MIT
+$4.86M
5
PRPC
CC Neuberger Principal Holdings III
PRPC
+$4.16M

Sector Composition

Rank Sector Weight
1 Financials 86.13%
2 Technology 3.48%
3 Healthcare 2.91%
4 Industrials 2.09%
5 Energy 1.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPACW
176
DELISTED
Bullpen Parlay Acquisition Company Warrant
BPACW
$36K 0.01%
453,587
-25,000
-5% -$2.25K
BCSAW
177
DELISTED
Blockchain Coinvestors Acquisition Corp. I Warrant
BCSAW
$34K 0.01%
470,000
-100,000
-18% -$9.13K
ACRO.WS
178
DELISTED
Acropolis Infrastructure Acquisition Corp Warrants
ACRO.WS
$33K 0.01%
328,519
+83,351
+34% +$12.1K
ENTFW
179
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Warrant
ENTFW
$31K 0.01%
258,096
-25,000
-9% -$4.14K
ASAQ.WS
180
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$30K 0.01%
379,800
– –
ADEX.WS
181
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$29K 0.01%
646,305
-4,224
-0.6% -$270
CFIVW
182
DELISTED
CF Acquisition Corp. IV Warrant
CFIVW
$28K 0.01%
557,953
– –
DILAW
183
DELISTED
DILA Capital Acquisition Corp. Warrant
DILAW
$25K 0.01%
492,181
-900
-0.2% -$51
CORS.WS
184
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$24K 0.01%
288,009
+39,863
+16% +$9.52K
GSQB.WS
185
DELISTED
G Squared Ascend II Inc. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GSQB.WS
$24K 0.01%
234,985
– –
REVHW
186
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Warrant.
REVHW
$24K 0.01%
564,760
– –
OCAXW
187
DELISTED
OCA Acquisition Corp. Warrant
OCAXW
$23K 0.01%
466,131
+177,631
+62% +$13.2K
EOCW.WS
188
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
$23K 0.01%
143,101
– –
PLMJW
189
DELISTED
Plum Acquisition Corp. III Warrant
PLMJW
$22K ﹤0.01%
199,334
– –
LCAHW
190
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$22K ﹤0.01%
143,450
– –
SWETW
191
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$22K ﹤0.01%
620,088
– –
COLIW
192
DELISTED
Colicity Inc. Warrant
COLIW
$20K ﹤0.01%
418,711
+270,837
+183% +$39.6K
LUXAW
193
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$19K ﹤0.01%
115,000
-185,000
-62% -$26.2K
ASBPW
194
Aspire Biopharma Warrant
ASBPW
$18K ﹤0.01%
160,076
-23,571
-13% -$3.43K
LCAAW
195
DELISTED
L Catterton Asia Acquisition Corp Warrant
LCAAW
$17K ﹤0.01%
452,000
– –
TZPSW
196
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$17K ﹤0.01%
184,132
– –
SHQAW
197
DELISTED
Shelter Acquisition Corporation I Warrants
SHQAW
$16K ﹤0.01%
189,352
-4,910
-3% -$651
GTPAW
198
DELISTED
Gores Technology Partners, Inc. Warrant
GTPAW
$16K ﹤0.01%
52,191
– –
OEPWW
199
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$16K ﹤0.01%
177,034
– –
FSSIW
200
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$16K ﹤0.01%
128,701
– –
6 7
8
9 10

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Sage Rock Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Sage Rock Capital Management held 325 positions worth $451M, down 11% from $506M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Sage Rock Capital Management withdrew a net $55.6M in Q3 2022, closing 55 positions and reducing 66 holdings. Its most notable exit was Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant, an estimated $5.93M position sold in full.

By sector, the portfolio is most concentrated in Financials at 86% of assets, up from 86% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sage Rock Capital Management opened a new position in Mobiv Acquisition Corp Class A Common Stock worth $3.9M.

  • Sage Rock Capital Management's largest Q3 2022 buy was Mobiv Acquisition Corp Class A Common Stock: 389,000 shares worth $3.9M.
  • Sage Rock Capital Management added most to GFL Environmental in Q3 2022, an estimated $94K increase.
  • Sage Rock Capital Management's biggest Q3 2022 reduction was Learn CW Investment Corporation Class A Ordinary Shares, cutting an estimated $1.78M.
  • Sage Rock Capital Management fully exited Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant in Q3 2022, selling an estimated $5.93M.
  • Sage Rock Capital Management's ten largest holdings make up 14% of its $451M portfolio in Q3 2022.
  • Sage Rock Capital Management opened 16 new positions and closed 55 in Q3 2022.
  • Sage Rock Capital Management's portfolio value fell 11% quarter-over-quarter to $451M.

Based on Sage Rock Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.