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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$89.6M
Cap. Flow
-$81.1M
Cap. Flow %
-12.05%
Top 10 Hldgs %
10.96%
Holding
272
New
52
Increased
14
Reduced
29
Closed
63

Top Buys

Rank Stock Value
1
AHPAU
Avista Public Acquisition Corp. II Unit
AHPAU
+$7.54M
2
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$7.34M
3
ACRO.U
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
+$7.33M
4
CNDA.U
Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
CNDA.U
+$6.6M
5
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
+$6.5M

Top Sells

Rank Stock Value
1
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$7.47M
2
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
+$6.9M
3
SPAQ.U
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
+$6.67M
4
CFV
CF Acquisition Corp. V Class A Common Stock
CFV
+$6.55M
5
NDACU
NightDragon Acquisition Corp. SCALE Units
NDACU
+$6.55M

Sector Composition

Rank Sector Weight
1 Financials 29.21%
2 Healthcare 1.99%
3 Technology 1.8%
4 Utilities 0.86%
5 Communication Services 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TREB.WS
176
DELISTED
Trebia Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
TREB.WS
$286K 0.04%
197,430
-62,929
-24% -$87.4K
PDYNW icon
177
Palladyne AI Corp Warrants
PDYNW
$156K
$279K 0.04%
358,131
-81,869
-19% -$89.6K
GOAC.WS
178
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$277K 0.04%
376,939
-252,370
-40% -$228K
TEKKW
179
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$233K 0.03%
+261,850
New +$247K
AEACW
180
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$231K 0.03%
339,500
– –
SSAAW
181
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$203K 0.03%
272,202
– –
BIOTW
182
DELISTED
Biotech Acquisition Company Warrant
BIOTW
$189K 0.03%
+286,900
New +$213K
LEGAW
183
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$186K 0.03%
+265,599
New +$240K
RBAC.WS
184
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$177K 0.03%
219,733
– –
ASZ.WS
185
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$172K 0.03%
163,450
– –
ASPCW
186
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
$165K 0.02%
+300,236
New +$203K
PRPB.WS
187
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$163K 0.02%
160,900
– –
SCVX.WS
188
DELISTED
SCVX Corp.
SCVX.WS
$163K 0.02%
203,422
-55,364
-21% -$49.6K
NGC.WS
189
DELISTED
Northern Genesis Acquisition Corp. III Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share
NGC.WS
$159K 0.02%
173,300
– –
OCAXW
190
DELISTED
OCA Acquisition Corp. Warrant
OCAXW
$153K 0.02%
288,500
– –
YAC.WS
191
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
$151K 0.02%
142,613
-75,866
-35% -$90.3K
HCIIW
192
DELISTED
Hudson Executive Investment Corp. II Warrant
HCIIW
$148K 0.02%
155,540
-270,667
-64% -$283K
APSG.WS
193
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$147K 0.02%
+180,666
New +$186K
MAACW
194
DELISTED
Montes Archimedes Acquisition Corp. Warrant
MAACW
$146K 0.02%
98,298
-123,633
-56% -$167K
PTOCW
195
DELISTED
Pine Technology Acquisition Corp. Warrant
PTOCW
$143K 0.02%
+204,306
New +$154K
ALTIW
196
DELISTED
AlTi Global Inc Warrant
ALTIW
$141K 0.02%
+133,400
New +$109K
VMD icon
197
Viemed Healthcare
VMD
$371M
$139K 0.02%
25,000
– –
CPUH.WS
198
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$138K 0.02%
143,450
– –
BROGW
199
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$136K 0.02%
272,700
– –
SNRHW
200
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$136K 0.02%
+191,250
New +$149K
6 7
8
9 10

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Sage Rock Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sage Rock Capital Management held 272 positions worth $673M, down 12% from $763M the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Sage Rock Capital Management withdrew a net $81.1M in Q3 2021, closing 63 positions and reducing 29 holdings. Its most notable exit was E.Merge Technology Acquisition Corp. Class A Common Stock, an estimated $7.47M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 25% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sage Rock Capital Management opened a new position in Avista Public Acquisition Corp. II Unit worth $7.59M.

  • Sage Rock Capital Management's largest Q3 2021 buy was Avista Public Acquisition Corp. II Unit: 750,000 shares worth $7.59M.
  • Sage Rock Capital Management added most to Vy Global Growth in Q3 2021, an estimated $3.19M increase.
  • Sage Rock Capital Management's biggest Q3 2021 reduction was Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant, cutting an estimated $3.29M.
  • Sage Rock Capital Management fully exited E.Merge Technology Acquisition Corp. Class A Common Stock in Q3 2021, selling an estimated $7.47M.
  • Sage Rock Capital Management's ten largest holdings make up 11% of its $673M portfolio in Q3 2021.
  • Sage Rock Capital Management opened 52 new positions and closed 63 in Q3 2021.
  • Sage Rock Capital Management's portfolio value fell 12% quarter-over-quarter to $673M.

Based on Sage Rock Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.