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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
-4.39%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$828M
AUM Growth
+$225M
Cap. Flow
+$256M
Cap. Flow %
30.93%
Top 10 Hldgs %
9.35%
Holding
269
New
147
Increased
10
Reduced
38
Closed
56

Top Buys

Rank Stock Value
1
VAQC
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
+$9.58M
2
FINMU
Marlin Technology Corporation Unit
FINMU
+$9.11M
3
NRACU
Northern Revival Acquisition Corporation Unit
NRACU
+$8.56M
4
PRDS
Pardes Biosciences, Inc. Common Stock
PRDS
+$8.54M
5
JWSM.U
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
+$7.84M

Top Sells

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$14M
2
ENPC.U
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
+$13.8M
3
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$13M
4
AACQU
Artius Acquisition Inc. Unit
AACQU
+$12.8M
5
IPOE.U
Social Capital Hedosophia Holdings Corp. V Units, each consisting of one Class A ordinary share and
IPOE.U
+$12.6M

Sector Composition

Rank Sector Weight
1 Financials 9.74%
2 Healthcare 4.02%
3 Industrials 1.93%
4 Technology 1.48%
5 Communication Services 1.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPGHW
176
DELISTED
Poema Global Holdings Corp. Warrant
PPGHW
$550K 0.07%
+1,000,000
New +$827K
ASAQ.WS
177
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$546K 0.07%
738,368
-46,712
-6% -$56.8K
LVOXW
178
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$506K 0.06%
450,000
– –
ETACW
179
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$506K 0.06%
532,999
-125,000
-19% -$210K
TWCTW
180
DELISTED
TWC Tech Holdings II Corp. Warrant
TWCTW
$461K 0.06%
439,231
-34,801
-7% -$63.7K
RCOR
181
DELISTED
Renovacor, Inc.
RCOR
$460K 0.06%
45,800
-321,300
-88% -$3.33M
GIX.WS
182
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$450K 0.05%
600,000
– –
HCARW
183
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$410K 0.05%
+650,000
New +$799K
SCVX.WS
184
DELISTED
SCVX Corp.
SCVX.WS
$409K 0.05%
408,786
-90,832
-18% -$152K
MSPRZ
185
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$397K 0.05%
551,100
– –
TREB.WS
186
DELISTED
Trebia Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
TREB.WS
$391K 0.05%
260,359
– –
ADEX.WS
187
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$388K 0.05%
+775,000
New +$501K
WPF.WS
188
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
$375K 0.05%
234,666
-20,000
-8% -$44.3K
NIRWW
189
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$347K 0.04%
+620,000
New +$548K
STLNW
190
Starling Oncology, Inc. Warrant
STLNW
$5.04M
$345K 0.04%
255,489
– –
MKTWW
191
DELISTED
MarketWise, Inc. Warrant
MKTWW
$334K 0.04%
331,050
-272,000
-45% -$422K
SCPE.WS
192
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$312K 0.04%
164,940
+16,423
+11% +$26.7K
YAC.WS
193
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
$307K 0.04%
+219,333
New +$375K
CHAQ.WS
194
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
$302K 0.04%
321,300
– –
RBAC.WS
195
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$299K 0.04%
219,733
– –
OTRAW
196
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$298K 0.04%
488,544
+328,544
+205% +$354K
ADERW
197
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$292K 0.04%
+370,000
New +$341K
LIVKW
198
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$272K 0.03%
476,910
– –
BNZIW
199
DELISTED
Banzai International Warrant
BNZIW
$266K 0.03%
+350,000
New +$401K
SPFR.U
200
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
$266K 0.03%
25,000
-400,000
-94% -$4.56M
6 7
8
9 10

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Sage Rock Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Sage Rock Capital Management held 269 positions worth $828M, up 37% from $603M the previous quarter. Its ten largest holdings account for 9.3% of the portfolio.

Sage Rock Capital Management deployed $256M of net new capital in Q1 2021, opening 147 new positions and adding to 10 existing holdings. Its largest new stake was Vector Acquisition Corporation II Class A Ordinary Shares: 962,039 shares worth $9.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s, an estimated $10.2M trimmed.

  • Sage Rock Capital Management's largest Q1 2021 buy was Vector Acquisition Corporation II Class A Ordinary Shares: 962,039 shares worth $9.52M.
  • Sage Rock Capital Management added most to 7GC & Co Holdings Unit in Q1 2021, an estimated $2.53M increase.
  • Sage Rock Capital Management's biggest Q1 2021 reduction was Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s, cutting an estimated $10.2M.
  • Sage Rock Capital Management fully exited Lucid Motors in Q1 2021, selling an estimated $14M.
  • Sage Rock Capital Management's ten largest holdings make up 9.3% of its $828M portfolio in Q1 2021.
  • Sage Rock Capital Management opened 147 new positions and closed 56 in Q1 2021.
  • Sage Rock Capital Management's portfolio value rose 37% quarter-over-quarter to $828M.

Based on Sage Rock Capital Management's 13F filing for Q1 2021, filed 17 May 2021.