SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
+8.63%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$603M
AUM Growth
+$603M
Cap. Flow
+$84M
Cap. Flow %
13.94%
Top 10 Hldgs %
20.84%
Holding
188
New
75
Increased
7
Reduced
21
Closed
66

Top Buys

1
LCID icon
Lucid Motors
LCID
$14M
2
IPOE.U
Social Capital Hedosophia Holdings Corp. V Units, each consisting of one Class A ordinary share and
IPOE.U
$12.6M
3
SCOAU
ScION Tech Growth I Unit
SCOAU
$12.4M
4
AJAX.U
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
$12.3M
5
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
$11.7M

Top Sells

1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$20M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$15.2M
3
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$14.6M
4
CFIIU
CF Finance Acquisition Corp. II Unit
CFIIU
$14.5M
5
AVPT icon
AvePoint
AVPT
$12.6M

Sector Composition

1 Healthcare 8.62%
2 Industrials 7.03%
3 Financials 5.65%
4 Consumer Discretionary 2.32%
5 Communication Services 1.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CIICW
176
DELISTED
CIIG Merger Corp. Warrants
CIICW
– – -55,107 Closed -$47K
IPV.WS
177
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
– – -577,951 Closed -$471K
CFIIU
178
DELISTED
CF Finance Acquisition Corp. II Unit
CFIIU
– – -1,450,000 Closed -$14.5M
PANA.U
179
DELISTED
Panacea Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third
PANA.U
– – -83,572 Closed -$1M
INAQU
180
DELISTED
INSU Acquisition Corp. II Unit
INAQU
– – -400,000 Closed -$4.14M
PCPL.U
181
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
– – -896,100 Closed -$9.71M
LSACU
182
DELISTED
LifeSci Acquisition Corp. Unit 1 COM & 1 WT
LSACU
– – -86,060 Closed -$1.17M
HYACW
183
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
– – -700,100 Closed -$693K
FEAC.U
184
DELISTED
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
– – -44,000 Closed -$568K
TRNE.WS
185
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
– – -125,000 Closed -$328K
HCCOW
186
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
– – -210,137 Closed -$376K
ARYBW
187
DELISTED
ARYA Sciences Acquisition Corp II Warrant
ARYBW
– – -108,689 Closed -$196K
SAQNW
188
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
– – -229,144 Closed -$220K
4 5 6 7
8