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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$128M
Cap. Flow
-$133M
Cap. Flow %
-68.68%
Top 10 Hldgs %
31.77%
Holding
202
New
5
Increased
7
Reduced
30
Closed
77

Top Buys

Rank Stock Value
1
PNTM
Pontem Corporation
PNTM
+$2.05M
2
PTHRU
Pono Capital Three, Inc. Unit
PTHRU
+$765K
3
NATI
National Instruments Corp
NATI
+$722K
4
HSPO
Horizon Space Acquisition I Corp
HSPO
+$555K
5
CPUH.WS
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
+$448K

Top Sells

Rank Stock Value
1
VAQC
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
+$5.94M
2
AEAC
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
+$5.8M
3
NGC
Northern Genesis Acquisition Corp. III
NGC
+$5.37M
4
CFIV
CF Acquisition Corp. IV Class A common stock
CFIV
+$5.37M
5
LGAC
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
+$5.25M

Sector Composition

Rank Sector Weight
1 Financials 84.7%
2 Technology 3.29%
3 Energy 2.78%
4 Utilities 2.36%
5 Consumer Discretionary 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCVI.WS
151
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
– –
-73,225
Closed -$4.39K
SFRWW
152
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
– –
-52,554
Closed -$1.58K
JUN
153
DELISTED
Juniper II Corp.
JUN
– –
-75,000
Closed -$763K
NSTC
154
DELISTED
Northern Star Investment Corp. III
NSTC
– –
-382,506
Closed -$3.84M
GSQB.WS
155
DELISTED
G Squared Ascend II Inc. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GSQB.WS
– –
-234,985
Closed -$9.42K
RONI.WS
156
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
– –
-125,700
Closed -$157K
TWNI
157
DELISTED
Tailwind International Acquisition Corp.
TWNI
– –
-12,882
Closed -$130K
MSDAW
158
DELISTED
MSD Acquisition Corp. Warrant
MSDAW
– –
-79,940
Closed -$6.2K
MSDA
159
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
– –
-374,792
Closed -$3.78M
SPKBW
160
DELISTED
Silver Spike Acquisition Corp II Warrant
SPKBW
– –
-95,396
Closed -$2.86K
NGC.WS
161
DELISTED
Northern Genesis Acquisition Corp. III Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share
NGC.WS
– –
-164,759
Closed -$13.8K
NGC
162
DELISTED
Northern Genesis Acquisition Corp. III
NGC
– –
-535,020
Closed -$5.37M
SPKB
163
DELISTED
Silver Spike Acquisition Corp II Class A Ordinary Shares
SPKB
– –
-322,568
Closed -$3.25M
LDHA
164
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
– –
-323,345
Closed -$3.26M
LDHAW
165
DELISTED
LDH Growth Corp I Warrant
LDHAW
– –
-76,501
Closed -$1.68K
DGNU
166
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
– –
-333,800
Closed -$3.29M
FTPA
167
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
– –
-326,916
Closed -$3.28M
FRON
168
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
– –
-323,344
Closed -$3.26M
FTPAW
169
DELISTED
FTAC Parnassus Acquisition Corp. Warrant
FTPAW
– –
-96,519
Closed -$1.93K
FRONW
170
DELISTED
Frontier Acquisition Corp. Warrant
FRONW
– –
-161,839
Closed -$1.88K
LEGA
171
DELISTED
Lead Edge Growth Opportunities, Ltd Class A Ordinary Shares
LEGA
– –
-453,336
Closed -$4.57M
LEGAW
172
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
– –
-833,490
Closed -$41.7K
CLAA.WS
173
DELISTED
Colonnade Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
CLAA.WS
– –
-105,251
Closed -$5.26K
WPCB
174
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
– –
-382,505
Closed -$3.86M
SVFB
175
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
– –
-323,341
Closed -$3.26M
5 6
7
8 9

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Sage Rock Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Sage Rock Capital Management held 202 positions worth $193M, down 40% from $321M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sage Rock Capital Management withdrew a net $133M in Q1 2023, closing 77 positions and reducing 30 holdings. Its most notable exit was Vector Acquisition Corporation II Class A Ordinary Shares, an estimated $5.94M position sold in full.

By sector, the portfolio is most concentrated in Financials at 85% of assets, down from 86% a quarter earlier, followed by Technology and Energy.

Against the trend, Sage Rock Capital Management opened a new position in Pono Capital Three, Inc. Unit worth $769K.

  • Sage Rock Capital Management's largest Q1 2023 buy was Pono Capital Three, Inc. Unit: 74,922 shares worth $769K.
  • Sage Rock Capital Management added most to Pontem Corporation in Q1 2023, an estimated $2.05M increase.
  • Sage Rock Capital Management's biggest Q1 2023 reduction was CF Acquisition Corp. IV Class A common stock, cutting an estimated $5.37M.
  • Sage Rock Capital Management fully exited Vector Acquisition Corporation II Class A Ordinary Shares in Q1 2023, selling an estimated $5.94M.
  • Sage Rock Capital Management's ten largest holdings make up 32% of its $193M portfolio in Q1 2023.
  • Sage Rock Capital Management opened 5 new positions and closed 77 in Q1 2023.
  • Sage Rock Capital Management's portfolio value fell 40% quarter-over-quarter to $193M.

Based on Sage Rock Capital Management's 13F filing for Q1 2023, filed 15 May 2023.