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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$321M
AUM Growth
-$130M
Cap. Flow
-$136M
Cap. Flow %
-42.41%
Top 10 Hldgs %
19.48%
Holding
285
New
15
Increased
11
Reduced
32
Closed
88

Top Buys

Rank Stock Value
1
PLTNU
Plutonian Acquisition Corp. Unit
PLTNU
+$2.51M
2
HSPOU
Horizon Space Acquisition I Corp Unit
HSPOU
+$550K
3
ATMCU
AlphaTime Acquisition Corp Unit
ATMCU
+$441K
4
HZON.WS
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
+$276K
5
DEN
Denbury Inc.
DEN
+$254K

Top Sells

Rank Stock Value
1
COLI
Colicity Inc. Class A Common Stock
COLI
+$6.29M
2
ACAQ
Athena Consumer Acquisition Corp.
ACAQ
+$5.86M
3
OABI icon
OmniAb
OABI
+$5.46M
4
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$5.36M
5
LCA
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
+$5.35M

Sector Composition

Rank Sector Weight
1 Financials 85.83%
2 Technology 4.12%
3 Healthcare 2.23%
4 Energy 1.69%
5 Utilities 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDAQW
151
DELISTED
Compass Digital Acquisition Corp. Warrant
CDAQW
$11.8K ﹤0.01%
147,008
– –
ECXWW
152
ECARX Holdings Warrants
ECXWW
$11.3K ﹤0.01%
+115,151
New +$8.96K
XFINW
153
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
$10.6K ﹤0.01%
354,777
– –
EOCW.WS
154
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
$9.86K ﹤0.01%
109,524
-33,577
-23% -$3.48K
GSQB.WS
155
DELISTED
G Squared Ascend II Inc. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GSQB.WS
$9.42K ﹤0.01%
234,985
– –
BPACW
156
DELISTED
Bullpen Parlay Acquisition Company Warrant
BPACW
$9.07K ﹤0.01%
453,587
– –
PLMJW
157
DELISTED
Plum Acquisition Corp. III Warrant
PLMJW
$8.77K ﹤0.01%
199,334
– –
VMGAW
158
DELISTED
VMG Consumer Acquisition Corp. Warrant
VMGAW
$8.71K ﹤0.01%
217,832
– –
JGGCW
159
DELISTED
Jaguar Global Growth Corporation I Warrant
JGGCW
$7.92K ﹤0.01%
132,000
-23,814
-15% -$1.72K
ENTFW
160
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Warrant
ENTFW
$7.74K ﹤0.01%
258,096
– –
GFGDW
161
DELISTED
The Growth for Good Acquisition Corporation Warrant
GFGDW
$7.6K ﹤0.01%
199,500
– –
WAVC.WS
162
DELISTED
Waverley Capital Acquisition Corp. 1 Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
WAVC.WS
$6.82K ﹤0.01%
149,501
– –
MSDAW
163
DELISTED
MSD Acquisition Corp. Warrant
MSDAW
$6.2K ﹤0.01%
79,940
– –
DPCSW
164
DELISTED
DP Cap Acquisition Corp I Warrants
DPCSW
$5.78K ﹤0.01%
288,800
– –
CLAA.WS
165
DELISTED
Colonnade Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
CLAA.WS
$5.26K ﹤0.01%
105,251
+30,540
+41% +$2.37K
IVCAW
166
DELISTED
Investcorp AI Acquisition Corp. Warrant
IVCAW
$5.21K ﹤0.01%
99,872
– –
LITTW
167
DELISTED
Logistics Innovation Technologies Corp. Warrant
LITTW
$5.03K ﹤0.01%
125,435
– –
COOLW
168
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$4.63K ﹤0.01%
153,766
– –
OCAXW
169
DELISTED
OCA Acquisition Corp. Warrant
OCAXW
$4.62K ﹤0.01%
466,131
– –
TZPSW
170
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$4.51K ﹤0.01%
184,132
– –
CCVI.WS
171
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
$4.39K ﹤0.01%
73,225
– –
SCOBW
172
DELISTED
ScION Tech Growth II Warrants
SCOBW
$4.05K ﹤0.01%
1,124,323
– –
CEROW
173
DELISTED
CERo Therapeutics Warrants
CEROW
$3.96K ﹤0.01%
91,999
– –
TBCPW
174
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$3.17K ﹤0.01%
41,344
– –
BRIVW
175
DELISTED
B. Riley Principal 250 Merger Corp. Warrant
BRIVW
$3.05K ﹤0.01%
101,645
– –
5 6
7
8 9

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Sage Rock Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Sage Rock Capital Management held 285 positions worth $321M, down 29% from $451M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sage Rock Capital Management withdrew a net $136M in Q4 2022, closing 88 positions and reducing 32 holdings. Its most notable exit was Colicity Inc. Class A Common Stock, an estimated $6.29M position sold in full.

By sector, the portfolio is most concentrated in Financials at 86% of assets, down from 86% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sage Rock Capital Management opened a new position in Plutonian Acquisition Corp. Unit worth $2.51M.

  • Sage Rock Capital Management's largest Q4 2022 buy was Plutonian Acquisition Corp. Unit: 249,100 shares worth $2.51M.
  • Sage Rock Capital Management added most to Denbury Inc. in Q4 2022, an estimated $254K increase.
  • Sage Rock Capital Management's biggest Q4 2022 reduction was Athena Consumer Acquisition Corp., cutting an estimated $5.86M.
  • Sage Rock Capital Management fully exited Colicity Inc. Class A Common Stock in Q4 2022, selling an estimated $6.29M.
  • Sage Rock Capital Management's ten largest holdings make up 19% of its $321M portfolio in Q4 2022.
  • Sage Rock Capital Management opened 15 new positions and closed 88 in Q4 2022.
  • Sage Rock Capital Management's portfolio value fell 29% quarter-over-quarter to $321M.

Based on Sage Rock Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.