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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$89.6M
Cap. Flow
-$81.1M
Cap. Flow %
-12.05%
Top 10 Hldgs %
10.96%
Holding
272
New
52
Increased
14
Reduced
29
Closed
63

Top Buys

Rank Stock Value
1
AHPAU
Avista Public Acquisition Corp. II Unit
AHPAU
+$7.54M
2
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$7.34M
3
ACRO.U
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
+$7.33M
4
CNDA.U
Concord Acquisition Corp II Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
CNDA.U
+$6.6M
5
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
+$6.5M

Top Sells

Rank Stock Value
1
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$7.47M
2
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
+$6.9M
3
SPAQ.U
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
+$6.67M
4
CFV
CF Acquisition Corp. V Class A Common Stock
CFV
+$6.55M
5
NDACU
NightDragon Acquisition Corp. SCALE Units
NDACU
+$6.55M

Sector Composition

Rank Sector Weight
1 Financials 29.21%
2 Healthcare 1.99%
3 Technology 1.8%
4 Utilities 0.86%
5 Communication Services 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNZIW
151
DELISTED
Banzai International Warrant
BNZIW
$634K 0.09%
1,092,572
+646,213
+145% +$475K
PROCW
152
DELISTED
Procaps Group, S.A. Warrants
PROCW
$625K 0.09%
+576,224
New +$622K
GSAQW
153
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$612K 0.09%
1,084,114
+574,148
+113% +$400K
ADERW
154
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$597K 0.09%
715,811
– –
TACA.WS
155
DELISTED
Trepont Acquisition Corp I Redeemable Warrants, each whole warrant exercisable for one Class A ordin
TACA.WS
$584K 0.09%
911,900
+601,644
+194% +$471K
MACAW
156
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$555K 0.08%
924,969
– –
NMMCW
157
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$523K 0.08%
587,200
+23,525
+4% +$21K
NIRWW
158
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$511K 0.08%
787,407
– –
GGPI
159
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
$511K 0.08%
+50,000
New +$497K
HIGA.WS
160
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$509K 0.08%
741,266
+509,173
+219% +$472K
ASAQ.WS
161
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$495K 0.07%
738,368
– –
MOTV.WS
162
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
$481K 0.07%
+385,000
New +$373K
SCOBW
163
DELISTED
ScION Tech Growth II Warrants
SCOBW
$466K 0.07%
+670,000
New +$553K
SWETW
164
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$445K 0.07%
+636,088
New +$475K
HCARW
165
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$429K 0.06%
650,000
– –
CHPMW
166
DELISTED
CHP Merger Corp. Warrant
CHPMW
$417K 0.06%
757,500
– –
DLCAW
167
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
$408K 0.06%
537,977
+502,943
+1,436% +$403K
ADEX.WS
168
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$386K 0.06%
775,000
– –
MIT.WS
169
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$381K 0.06%
+532,915
New +$405K
HLMN icon
170
Hillman Solutions
HLMN
$1.79B
$376K 0.06%
+31,500
New +$386K
SHACW
171
DELISTED
SCP & CO Healthcare Acquisition Company Warrant
SHACW
$349K 0.05%
602,515
+169,294
+39% +$120K
DILAW
172
DELISTED
DILA Capital Acquisition Corp. Warrant
DILAW
$310K 0.05%
+500,000
New +$315K
OTRAW
173
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$310K 0.05%
584,553
– –
PACXW
174
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$303K 0.05%
275,000
– –
CPSR.WS
175
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$291K 0.04%
334,350
– –
5 6
7
8 9

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Sage Rock Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sage Rock Capital Management held 272 positions worth $673M, down 12% from $763M the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Sage Rock Capital Management withdrew a net $81.1M in Q3 2021, closing 63 positions and reducing 29 holdings. Its most notable exit was E.Merge Technology Acquisition Corp. Class A Common Stock, an estimated $7.47M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 25% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sage Rock Capital Management opened a new position in Avista Public Acquisition Corp. II Unit worth $7.59M.

  • Sage Rock Capital Management's largest Q3 2021 buy was Avista Public Acquisition Corp. II Unit: 750,000 shares worth $7.59M.
  • Sage Rock Capital Management added most to Vy Global Growth in Q3 2021, an estimated $3.19M increase.
  • Sage Rock Capital Management's biggest Q3 2021 reduction was Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant, cutting an estimated $3.29M.
  • Sage Rock Capital Management fully exited E.Merge Technology Acquisition Corp. Class A Common Stock in Q3 2021, selling an estimated $7.47M.
  • Sage Rock Capital Management's ten largest holdings make up 11% of its $673M portfolio in Q3 2021.
  • Sage Rock Capital Management opened 52 new positions and closed 63 in Q3 2021.
  • Sage Rock Capital Management's portfolio value fell 12% quarter-over-quarter to $673M.

Based on Sage Rock Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.