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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+9.02%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$603M
AUM Growth
+$99.5M
Cap. Flow
+$67.3M
Cap. Flow %
11.17%
Top 10 Hldgs %
20.84%
Holding
188
New
75
Increased
7
Reduced
20
Closed
66

Top Buys

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$13.7M
2
SCOAU
ScION Tech Growth I Unit
SCOAU
+$12.4M
3
AJAX.U
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
+$10.9M
4
PACE.U
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
+$10.8M
5
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$10.7M

Top Sells

Rank Stock Value
1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$20M
2
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
+$14.6M
3
CFIIU
CF Finance Acquisition Corp. II Unit
CFIIU
+$14.5M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$13.3M
5
AVPT icon
AvePoint
AVPT
+$12.6M

Sector Composition

Rank Sector Weight
1 Healthcare 8.62%
2 Industrials 7.03%
3 Financials 5.65%
4 Consumer Discretionary 2.32%
5 Communication Services 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTRSW
151
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
– –
-488,300
Closed -$684K
ASLEW
152
DELISTED
AerSale Corp Warrants
ASLEW
– –
-136,103
Closed -$68K
DFPHU
153
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
– –
-1,021,959
Closed -$11.2M
GSAH.U
154
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
– –
-866,500
Closed -$9.73M
GLEO.WS
155
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
– –
-410,586
Closed -$254K
LATN
156
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-79,800
Closed -$792K
FUSE.WS
157
DELISTED
Fusion Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common st
FUSE.WS
– –
-275,000
Closed -$300K
DEH.U
158
DELISTED
D8 Holdings Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemabl
DEH.U
– –
-502,700
Closed -$5.06M
CHAQ.U
159
DELISTED
Chardan Healthcare Acquisition 2 Corp. Units, each consisting of one share of Common Stock, and one
CHAQ.U
– –
-367,100
Closed -$3.87M
TWCTU
160
DELISTED
TWC Tech Holdings II Corp. Unit
TWCTU
– –
-940,700
Closed -$9.52M
CLOVW
161
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
– –
-263,465
Closed -$1.02M
DGNR.U
162
DELISTED
Dragoneer Growth Opportunities Corp. Units, each consisting of one Class A ordinary share, and one-f
DGNR.U
– –
-18,248
Closed -$224K
CCIV.U
163
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-2,000,239
Closed -$20M
CMLFU
164
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
– –
-850,000
Closed -$8.9M
FIIIU
165
DELISTED
Forum Merger III Corporation Units
FIIIU
– –
-774,000
Closed -$8.08M
CCX.WS
166
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
– –
-409,504
Closed -$894K
THBRW
167
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
– –
-748,172
Closed -$1.01M
THBR
168
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– –
-497,100
Closed -$5.07M
DFHTU
169
DELISTED
Deerfield Healthcare Technology Acquisitions Corp. Unit
DFHTU
– –
-384,500
Closed -$4.09M
JIH
170
DELISTED
Juniper Industrial Holdings, Inc.
JIH
– –
-496,343
Closed -$5.19M
JIH.WS
171
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
– –
-358,418
Closed -$620K
JWS.U
172
DELISTED
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
– –
-721,998
Closed -$7.99M
STPK.U
173
DELISTED
Star Peak Energy Transition Corp. Units, each consisting of one share of Class A common stock, and o
STPK.U
– –
-646,500
Closed -$6.63M
DMYD.U
174
DELISTED
dMY Technology Group, Inc. II Units, each consisting of one share of Class A common stock and one-th
DMYD.U
– –
-774,000
Closed -$7.92M
BFT.U
175
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
– –
-1,428,200
Closed -$14.6M
4 5 6
7
8

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Sage Rock Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Sage Rock Capital Management held 188 positions worth $603M, up 20% from $503M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sage Rock Capital Management deployed $67.3M of net new capital in Q4 2020, opening 75 new positions and adding to 7 existing holdings. Its largest new stake was Lucid Motors: 139,560 shares worth $14M.

By sector, the portfolio is most concentrated in Healthcare at 8.6% of assets, up from 8% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pershing Square Tontine Holdings, Ltd., an estimated $13.3M trimmed.

  • Sage Rock Capital Management's largest Q4 2020 buy was Lucid Motors: 139,560 shares worth $14M.
  • Sage Rock Capital Management added most to Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of in Q4 2020, an estimated $3.3M increase.
  • Sage Rock Capital Management's biggest Q4 2020 reduction was Pershing Square Tontine Holdings, Ltd., cutting an estimated $13.3M.
  • Sage Rock Capital Management fully exited Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth in Q4 2020, selling an estimated $20M.
  • Sage Rock Capital Management's ten largest holdings make up 21% of its $603M portfolio in Q4 2020.
  • Sage Rock Capital Management opened 75 new positions and closed 66 in Q4 2020.
  • Sage Rock Capital Management's portfolio value rose 20% quarter-over-quarter to $603M.

Based on Sage Rock Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.