SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
+8.63%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$603M
AUM Growth
+$603M
Cap. Flow
+$84M
Cap. Flow %
13.94%
Top 10 Hldgs %
20.84%
Holding
188
New
75
Increased
7
Reduced
21
Closed
66

Top Buys

1
LCID icon
Lucid Motors
LCID
$14M
2
IPOE.U
Social Capital Hedosophia Holdings Corp. V Units, each consisting of one Class A ordinary share and
IPOE.U
$12.6M
3
SCOAU
ScION Tech Growth I Unit
SCOAU
$12.4M
4
AJAX.U
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
$12.3M
5
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
$11.7M

Top Sells

1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$20M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$15.2M
3
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$14.6M
4
CFIIU
CF Finance Acquisition Corp. II Unit
CFIIU
$14.5M
5
AVPT icon
AvePoint
AVPT
$12.6M

Sector Composition

1 Healthcare 8.62%
2 Industrials 7.03%
3 Financials 5.65%
4 Consumer Discretionary 2.32%
5 Communication Services 1.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BTRSW
151
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
– –
-488,300
Closed -$684K
ASLEW
152
DELISTED
AerSale Corporation Warrants
ASLEW
– –
-136,103
Closed -$68K
DFPHU
153
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
– –
-1,021,959
Closed -$11.2M
GSAH.U
154
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
– –
-866,500
Closed -$9.73M
GLEO.WS
155
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
– –
-410,586
Closed -$254K
LATN
156
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-79,800
Closed -$792K
FUSE.WS
157
DELISTED
Fusion Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common st
FUSE.WS
– –
-275,000
Closed -$300K
DEH.U
158
DELISTED
D8 Holdings Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemabl
DEH.U
– –
-502,700
Closed -$5.06M
CHAQ.U
159
DELISTED
Chardan Healthcare Acquisition 2 Corp. Units, each consisting of one share of Common Stock, and one
CHAQ.U
– –
-367,100
Closed -$3.87M
TWCTU
160
DELISTED
TWC Tech Holdings II Corp. Unit
TWCTU
– –
-940,700
Closed -$9.52M
CLOVW
161
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
– –
-263,465
Closed -$1.02M
DGNR.U
162
DELISTED
Dragoneer Growth Opportunities Corp. Units, each consisting of one Class A ordinary share, and one-f
DGNR.U
– –
-18,248
Closed -$224K
CCIV.U
163
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-2,000,239
Closed -$20M
CMLFU
164
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
– –
-850,000
Closed -$8.9M
FIIIU
165
DELISTED
Forum Merger III Corporation Units
FIIIU
– –
-774,000
Closed -$8.08M
CCX.WS
166
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
– –
-409,504
Closed -$894K
THBRW
167
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
– –
-748,172
Closed -$1.01M
THBR
168
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– –
-497,100
Closed -$5.07M
DFHTU
169
DELISTED
Deerfield Healthcare Technology Acquisitions Corp. Unit
DFHTU
– –
-384,500
Closed -$4.09M
JIH
170
DELISTED
Juniper Industrial Holdings, Inc.
JIH
– –
-496,343
Closed -$5.19M
JIH.WS
171
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
– –
-358,418
Closed -$620K
JWS.U
172
DELISTED
Jaws Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one red
JWS.U
– –
-721,998
Closed -$7.99M
STPK.U
173
DELISTED
Star Peak Energy Transition Corp. Units, each consisting of one share of Class A common stock, and o
STPK.U
– –
-646,500
Closed -$6.63M
DMYD.U
174
DELISTED
dMY Technology Group, Inc. II Units, each consisting of one share of Class A common stock and one-th
DMYD.U
– –
-774,000
Closed -$7.92M
BFT.U
175
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
– –
-1,428,200
Closed -$14.6M
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