SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
This Quarter Return
+2.09%
1 Year Return
+3.95%
3 Year Return
+12.82%
5 Year Return
+42.32%
10 Year Return
–
AUM
$503M
AUM Growth
+$503M
Cap. Flow
+$161M
Cap. Flow %
32.06%
Top 10 Hldgs %
29.69%
Holding
156
New
51
Increased
9
Reduced
27
Closed
43

Top Buys

1
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$20M
2
AACQU
Artius Acquisition Inc. Unit
AACQU
$16.2M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$16M
4
GOAC.U
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$15.6M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$15M

Top Sells

1
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$18M
2
CTEV
Claritev Corporation
CTEV
$16.6M
3
WPF.U
Foley Trasimene Acquisition Corp.
WPF.U
$15.7M
4
CHPMU
CHP Merger Corp. Unit
CHPMU
$12.9M
5
LAZR icon
Luminar Technologies
LAZR
$10.2M

Sector Composition

1 Healthcare 7.79%
2 Financials 7%
3 Technology 4.82%
4 Industrials 4.81%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ARYBU
151
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
– – -226,943 Closed -$2.63M
CPAAW
152
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
– – -173,475 Closed -$382K
FTACW
153
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
– – -110,000 Closed -$253K
CCXX.WS
154
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
– – -384,000 Closed -$1.15M
BIOX.WS
155
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
– – -1,216,612 Closed -$255K
ACEL.WS
156
DELISTED
Accel Entertainment, Inc. Warrant, to purchase one Class A-1 Common Stock at an exercise price of $1
ACEL.WS
– – -15,400 Closed -$36K
3 4 5 6
7