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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$128M
Cap. Flow
-$133M
Cap. Flow %
-68.68%
Top 10 Hldgs %
31.77%
Holding
202
New
5
Increased
7
Reduced
30
Closed
77

Top Buys

Rank Stock Value
1
PNTM
Pontem Corporation
PNTM
+$2.05M
2
PTHRU
Pono Capital Three, Inc. Unit
PTHRU
+$765K
3
NATI
National Instruments Corp
NATI
+$722K
4
HSPO
Horizon Space Acquisition I Corp
HSPO
+$555K
5
CPUH.WS
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
+$448K

Top Sells

Rank Stock Value
1
VAQC
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
+$5.94M
2
AEAC
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
+$5.8M
3
NGC
Northern Genesis Acquisition Corp. III
NGC
+$5.37M
4
CFIV
CF Acquisition Corp. IV Class A common stock
CFIV
+$5.37M
5
LGAC
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
+$5.25M

Sector Composition

Rank Sector Weight
1 Financials 84.7%
2 Technology 3.29%
3 Energy 2.78%
4 Utilities 2.36%
5 Consumer Discretionary 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATMCU
126
DELISTED
AlphaTime Acquisition Corp Unit
ATMCU
– –
-43,600
Closed -$441K
ECXWW
127
ECARX Holdings Warrants
ECXWW
– –
-115,151
Closed -$11.3K
HSPOU
128
DELISTED
Horizon Space Acquisition I Corp Unit
HSPOU
– –
-54,600
Closed -$551K
CERO
129
DELISTED
CERo Therapeutics
CERO
– –
-92
Closed -$1.89M
SBC
130
SBC Medical Group
SBC
$313M
– –
-328,322
Closed -$3.35M
AQU
131
DELISTED
Aquaron Acquisition Corp. Common Stock
AQU
– –
-20,409
Closed -$204K
RFAC
132
DELISTED
RF Acquisition Corp. Class A Common Stock
RFAC
– –
-58,674
Closed -$593K
RFACW
133
DELISTED
RF Acquisition Corp. Warrants
RFACW
– –
-48,374
Closed -$605
ATEK
134
DELISTED
Athena Technology Acquisition Corp. II
ATEK
– –
-114,700
Closed -$1.15M
PFTAW
135
DELISTED
Perception Capital Corp. III Warrant
PFTAW
– –
-198,732
Closed -$39.7K
AEAE
136
DELISTED
AltEnergy Acquisition Corp
AEAE
– –
-62,500
Closed -$636K
SLAM
137
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
– –
-468,644
Closed -$4.74M
CVIIW
138
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
– –
-40,662
Closed -$2.01K
MACA
139
DELISTED
Moringa Acquisition Corp Class A Ordinary Shares
MACA
– –
-355,446
Closed -$3.58M
BLUA
140
DELISTED
BlueRiver Acquisition Corp.
BLUA
– –
-149,031
Closed -$1.5M
COOLW
141
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
– –
-153,766
Closed -$4.63K
PLTNU
142
DELISTED
Plutonian Acquisition Corp. Unit
PLTNU
– –
-249,100
Closed -$2.51M
MVLAW
143
DELISTED
Movella Holdings Inc. Warrant
MVLAW
– –
-77,066
Closed -$17.7K
VAQC
144
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
– –
-587,772
Closed -$5.94M
LCAAW
145
DELISTED
L Catterton Asia Acquisition Corp Warrant
LCAAW
– –
-452,000
Closed -$20K
NRAC
146
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
– –
-433,761
Closed -$4.38M
NRACW
147
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
– –
-546,666
Closed -$27.4K
FRXB.WS
148
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
– –
-76,501
Closed -$25.6K
FRXB
149
DELISTED
Forest Road Acquisition Corp. II
FRXB
– –
-382,505
Closed -$3.84M
SUAC
150
DELISTED
ShoulderUp Technology Acquisition Corp.
SUAC
– –
-21,900
Closed -$223K
4 5
6
7 8

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Sage Rock Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Sage Rock Capital Management held 202 positions worth $193M, down 40% from $321M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sage Rock Capital Management withdrew a net $133M in Q1 2023, closing 77 positions and reducing 30 holdings. Its most notable exit was Vector Acquisition Corporation II Class A Ordinary Shares, an estimated $5.94M position sold in full.

By sector, the portfolio is most concentrated in Financials at 85% of assets, down from 86% a quarter earlier, followed by Technology and Energy.

Against the trend, Sage Rock Capital Management opened a new position in Pono Capital Three, Inc. Unit worth $769K.

  • Sage Rock Capital Management's largest Q1 2023 buy was Pono Capital Three, Inc. Unit: 74,922 shares worth $769K.
  • Sage Rock Capital Management added most to Pontem Corporation in Q1 2023, an estimated $2.05M increase.
  • Sage Rock Capital Management's biggest Q1 2023 reduction was CF Acquisition Corp. IV Class A common stock, cutting an estimated $5.37M.
  • Sage Rock Capital Management fully exited Vector Acquisition Corporation II Class A Ordinary Shares in Q1 2023, selling an estimated $5.94M.
  • Sage Rock Capital Management's ten largest holdings make up 32% of its $193M portfolio in Q1 2023.
  • Sage Rock Capital Management opened 5 new positions and closed 77 in Q1 2023.
  • Sage Rock Capital Management's portfolio value fell 40% quarter-over-quarter to $193M.

Based on Sage Rock Capital Management's 13F filing for Q1 2023, filed 15 May 2023.