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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$321M
AUM Growth
-$130M
Cap. Flow
-$136M
Cap. Flow %
-42.41%
Top 10 Hldgs %
19.48%
Holding
285
New
15
Increased
11
Reduced
32
Closed
88

Top Buys

Rank Stock Value
1
PLTNU
Plutonian Acquisition Corp. Unit
PLTNU
+$2.51M
2
HSPOU
Horizon Space Acquisition I Corp Unit
HSPOU
+$550K
3
ATMCU
AlphaTime Acquisition Corp Unit
ATMCU
+$441K
4
HZON.WS
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
+$276K
5
DEN
Denbury Inc.
DEN
+$254K

Top Sells

Rank Stock Value
1
COLI
Colicity Inc. Class A Common Stock
COLI
+$6.29M
2
ACAQ
Athena Consumer Acquisition Corp.
ACAQ
+$5.86M
3
OABI icon
OmniAb
OABI
+$5.46M
4
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$5.36M
5
LCA
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
+$5.35M

Sector Composition

Rank Sector Weight
1 Financials 85.83%
2 Technology 4.12%
3 Healthcare 2.23%
4 Energy 1.69%
5 Utilities 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTAQW
126
DELISTED
Zimmer Energy Transition Acquisition Corp. Warrants
ZTAQW
$31.7K 0.01%
+197,877
New +$37.3K
NRACW
127
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$27.4K 0.01%
546,666
-550,000
-50% -$15K
BMAC.WS
128
DELISTED
Black Mountain Acquisition Corp. Warrants, exercisable for one share of Class A Common Stock
BMAC.WS
$26K 0.01%
708,975
– –
FRXB.WS
129
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
$25.6K 0.01%
76,501
– –
NIRWW
130
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$23.7K 0.01%
299,236
-21,764
-7% -$2.29K
GFGDR
131
DELISTED
The Growth for Good Acquisition Corporation Right
GFGDR
$20.2K 0.01%
504,000
– –
LCAAW
132
DELISTED
L Catterton Asia Acquisition Corp Warrant
LCAAW
$20K 0.01%
452,000
– –
BCSAW
133
DELISTED
Blockchain Coinvestors Acquisition Corp. I Warrant
BCSAW
$18K 0.01%
300,000
-170,000
-36% -$9.06K
MVLAW
134
DELISTED
Movella Holdings Inc. Warrant
MVLAW
$17.7K 0.01%
77,066
-10,703
-12% -$2.13K
FHLTW
135
DELISTED
Future Health ESG Corp. Warrant
FHLTW
$17.5K 0.01%
250,000
-125,000
-33% -$8.49K
CTAQW
136
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$16.8K 0.01%
+250,000
New +$11K
JWSM.WS
137
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$16.6K 0.01%
256,061
-307,445
-55% -$26.5K
MTVC.WS
138
DELISTED
Motive Capital Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
MTVC.WS
$16.6K 0.01%
414,643
– –
JGGCR
139
DELISTED
Jaguar Global Growth Corporation I Right
JGGCR
$15.9K ﹤0.01%
264,000
– –
GCTS.WS
140
GCT Semiconductor Holding Warrants
GCTS.WS
$21.7M
$15.7K ﹤0.01%
230,500
– –
PNTM.WS
141
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$15.3K ﹤0.01%
191,266
– –
ADEX.WS
142
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$14.4K ﹤0.01%
240,000
-406,305
-63% -$17.7K
LCAHW
143
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$14.3K ﹤0.01%
143,450
– –
LCW.WS
144
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
$14.3K ﹤0.01%
238,173
-89,950
-27% -$6.17K
OSI.WS
145
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$14K ﹤0.01%
339,582
– –
NGC.WS
146
DELISTED
Northern Genesis Acquisition Corp. III Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share
NGC.WS
$13.8K ﹤0.01%
164,759
– –
HCNEW
147
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$13K ﹤0.01%
80,751
– –
ASBPW
148
Aspire Biopharma Warrant
ASBPW
$12.8K ﹤0.01%
160,076
– –
PRPC.WS
149
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$12.6K ﹤0.01%
249,933
-151,534
-38% -$15.5K
SLAMW
150
DELISTED
Slam Corp. warrant
SLAMW
$12.2K ﹤0.01%
138,607
– –
4 5
6
7 8

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Sage Rock Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Sage Rock Capital Management held 285 positions worth $321M, down 29% from $451M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sage Rock Capital Management withdrew a net $136M in Q4 2022, closing 88 positions and reducing 32 holdings. Its most notable exit was Colicity Inc. Class A Common Stock, an estimated $6.29M position sold in full.

By sector, the portfolio is most concentrated in Financials at 86% of assets, down from 86% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sage Rock Capital Management opened a new position in Plutonian Acquisition Corp. Unit worth $2.51M.

  • Sage Rock Capital Management's largest Q4 2022 buy was Plutonian Acquisition Corp. Unit: 249,100 shares worth $2.51M.
  • Sage Rock Capital Management added most to Denbury Inc. in Q4 2022, an estimated $254K increase.
  • Sage Rock Capital Management's biggest Q4 2022 reduction was Athena Consumer Acquisition Corp., cutting an estimated $5.86M.
  • Sage Rock Capital Management fully exited Colicity Inc. Class A Common Stock in Q4 2022, selling an estimated $6.29M.
  • Sage Rock Capital Management's ten largest holdings make up 19% of its $321M portfolio in Q4 2022.
  • Sage Rock Capital Management opened 15 new positions and closed 88 in Q4 2022.
  • Sage Rock Capital Management's portfolio value fell 29% quarter-over-quarter to $321M.

Based on Sage Rock Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.