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SRCM

Sage Rock Capital Management Portfolio holdings

AUM $22.3M
1-Year Est. Return 4.09%
This Fund
S&P 500
This Quarter Est. Return
+0.76%
1 Year Est. Return
+4.09%
3 Year Est. Return
+12.97%
5 Year Est. Return
+43.23%
10 Year Est. Return
–
AUM
$451M
AUM Growth
-$55.3M
Cap. Flow
-$55.6M
Cap. Flow %
-12.34%
Top 10 Hldgs %
14.43%
Holding
325
New
16
Increased
16
Reduced
66
Closed
55

Top Buys

Rank Stock Value
1
MOBV
Mobiv Acquisition Corp Class A Common Stock
MOBV
+$3.89M
2
SBC
SBC Medical Group
SBC
+$3.43M
3
GLSTU
Global Star Acquisition, Inc. Unit
GLSTU
+$3.29M
4
HMAC
Hainan Manaslu Acquisition Corp. Ordinary shares
HMAC
+$2.98M
5
EMCGU
Embrace Change Acquisition Corp Unit
EMCGU
+$2.01M

Top Sells

Rank Stock Value
1
KCA.U
Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant
KCA.U
+$5.93M
2
ENTF
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
+$5.64M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$5.02M
4
MIT
Mason Industrial Technology, Inc.
MIT
+$4.86M
5
PRPC
CC Neuberger Principal Holdings III
PRPC
+$4.16M

Sector Composition

Rank Sector Weight
1 Financials 86.13%
2 Technology 3.48%
3 Healthcare 2.91%
4 Industrials 2.09%
5 Energy 1.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICNC
126
DELISTED
Iconic Sports Acquisition Corp.
ICNC
$388K 0.09%
38,300
– –
GFF icon
127
Griffon
GFF
$4.71B
$369K 0.08%
+12,500
New +$380K
DEN
128
DELISTED
Denbury Inc.
DEN
$319K 0.07%
+3,700
New +$284K
RRAC
129
DELISTED
Rigel Resource Acquisition Corp.
RRAC
$299K 0.07%
29,600
– –
DCRDW
130
DELISTED
Decarbonization Plus Acquisition Corporation IV Warrant
DCRDW
$289K 0.06%
524,999
+325,000
+163% +$69K
NFNT
131
DELISTED
Infinite Acquisition Corp.
NFNT
$262K 0.06%
26,300
-50,000
-66% -$496K
AMPX.WS icon
132
Amprius Technologies Warrants
AMPX.WS
$564M
$236K 0.05%
+736,773
New +$278K
ATCO
133
DELISTED
Atlas Corp.
ATCO
$229K 0.05%
+16,500
New +$215K
ALIT icon
134
Alight
ALIT
$402M
$220K 0.05%
+1,500
New +$232K
SUAC
135
DELISTED
ShoulderUp Technology Acquisition Corp.
SUAC
$220K 0.05%
21,900
– –
PNST
136
DELISTED
Pinstripes Holdings, Inc.
PNST
$210K 0.05%
21,000
– –
TGAA
137
DELISTED
Target Global Acquisition I Corp. Class A Ordinary Share
TGAA
$210K 0.05%
21,000
-49,998
-70% -$500K
TZPS
138
DELISTED
TZP Strategies Acquisition Corp. Class A Ordinary Share
TZPS
$192K 0.04%
19,302
– –
TWNI
139
DELISTED
Tailwind International Acquisition Corp.
TWNI
$128K 0.03%
12,882
– –
ROCAR
140
DELISTED
ROC Energy Acquisition Corp. Rights
ROCAR
$127K 0.03%
2,110,605
– –
FHLTW
141
DELISTED
Future Health ESG Corp. Warrant
FHLTW
$124K 0.03%
375,000
+197,795
+112% +$68.2K
RRAC.WS
142
DELISTED
Rigel Resource Acquisition Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RRAC.WS
$119K 0.03%
508,560
+63,760
+14% +$15.4K
STET.WS
143
DELISTED
ST Energy Transition I Ltd. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50, included as part of the SAIL securities
STET.WS
$88K 0.02%
1,104,628
+100,000
+10% +$13K
LIVBW
144
DELISTED
LIV Capital Acquisition Corp. II Warrants
LIVBW
$85K 0.02%
704,040
+45,190
+7% +$5.76K
APGB.WS
145
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$84K 0.02%
766,300
+180,301
+31% +$36.6K
FINMW
146
DELISTED
Marlin Technology Corporation Warrant
FINMW
$83K 0.02%
1,182,600
-193,460
-14% -$17.4K
TWCBW
147
DELISTED
Bilander Acquisition Corp. Warrant
TWCBW
$81K 0.02%
409,150
– –
DSAQ.WS
148
DELISTED
Direct Selling Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DSAQ.WS
$77K 0.02%
1,284,580
+183,580
+17% +$15.2K
PRPC.WS
149
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$72K 0.02%
401,467
– –
PFTAW
150
DELISTED
Perception Capital Corp. III Warrant
PFTAW
$70K 0.02%
398,490
-2,634
-0.7% -$565
4 5
6
7 8

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Sage Rock Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Sage Rock Capital Management held 325 positions worth $451M, down 11% from $506M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Sage Rock Capital Management withdrew a net $55.6M in Q3 2022, closing 55 positions and reducing 66 holdings. Its most notable exit was Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant, an estimated $5.93M position sold in full.

By sector, the portfolio is most concentrated in Financials at 86% of assets, up from 86% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sage Rock Capital Management opened a new position in Mobiv Acquisition Corp Class A Common Stock worth $3.9M.

  • Sage Rock Capital Management's largest Q3 2022 buy was Mobiv Acquisition Corp Class A Common Stock: 389,000 shares worth $3.9M.
  • Sage Rock Capital Management added most to GFL Environmental in Q3 2022, an estimated $94K increase.
  • Sage Rock Capital Management's biggest Q3 2022 reduction was Learn CW Investment Corporation Class A Ordinary Shares, cutting an estimated $1.78M.
  • Sage Rock Capital Management fully exited Kensington Capital Acquisition Corp. IV New units, each consisting of one Class A ordinary share and one Class 2 redeemable warrant in Q3 2022, selling an estimated $5.93M.
  • Sage Rock Capital Management's ten largest holdings make up 14% of its $451M portfolio in Q3 2022.
  • Sage Rock Capital Management opened 16 new positions and closed 55 in Q3 2022.
  • Sage Rock Capital Management's portfolio value fell 11% quarter-over-quarter to $451M.

Based on Sage Rock Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.